Pines Wealth Management, LLC has disclosed its quarterly holdings in a recent SEC filing, revealing a total value of approximately $351.8 million in assets under management. This filing is significant as it provides insights into the firm's investment strategies and positions across various sectors, including technology and healthcare.
The firm, based in Southern Pines, North Carolina, filed its 13F-HR report for the quarter ending September 30, 2026. This report is crucial for understanding how the firm is allocating its investments and adapting to market conditions.
Background
Pines Wealth Management, LLC is a wealth management firm that specializes in investment advisory services. The company is incorporated in Delaware and has its business address at 104 Bradford Village Court, Southern Pines, NC 28387. It operates under the SEC file number 028-24546 and has been filing various forms, including the 13F-HR, which details its holdings.
What the Filing Says
The filing states that as of September 30, 2026, Pines Wealth Management holds a total of 222 positions, with a combined value of $351,849,654. This reflects the firm's active management approach and its focus on maintaining a diversified portfolio. The Chief Compliance Officer, Michelle Robinson, signed the filing, indicating the firm’s commitment to transparency and regulatory compliance.
Impact
This disclosure may affect various stakeholders, including investors, analysts, and competitors in the wealth management industry. Investors may use this information to gauge the firm's performance and investment strategies, while competitors will analyze the holdings to understand market trends and client preferences.
What's Next
The filing does not specify what happens next, but it is expected that Pines Wealth Management will continue to monitor and adjust its portfolio in response to market conditions and client needs.