Pineridge Advisors LLC has submitted a 13F Notice, detailing its investment holdings as of September 30, 2026. This filing is significant as it reflects the company's investment strategy and asset management approach.
Pineridge Advisors LLC, based in St. Charles, Missouri, is categorized as an investment advisor. The company operates under the Central Index Key (CIK) number 0002012421. It has a history of filing various forms with the SEC, including recent submissions such as the 13F Notice on July 27, 2026, and prior filings throughout 2026.
The latest filing states that the report is a 13F Notice, which is a type of filing used by institutional investment managers to disclose their equity holdings. The filing was made by Kyle Jones, the Chief Compliance Officer, who confirmed the submission on October 22, 2026. The report indicates that Pineridge Advisors is actively managing its investment portfolio.
This update may impact various stakeholders, including clients and competitors within the asset management industry. Notably, AE Wealth Management LLC is mentioned as another manager in the filing, indicating a competitive environment among investment advisors.
The filing does not specify what actions will follow this notice, leaving stakeholders to anticipate further updates from Pineridge Advisors LLC.
Company Details
Pineridge Advisors LLC is registered with an Employer Identification Number (EIN) of 853666994. The firm operates on a fiscal year that ends on December 31st, which is important for understanding its financial reporting cycle.
The business address for Pineridge Advisors is 1520 South 5th Street, Suite 300, St. Charles, MO 63303. This location serves as both the business and mailing address, indicating a centralized operation.
Filing Specifics
The 13F Notice was filed under the SEC Act of 1934 and is assigned the SEC file number 028-23998. The filing was made on October 22, 2026, and is effective as of the same date, confirming the timeliness of Pineridge Advisors' disclosures.
"The report type is specifically a 13F Notice, which indicates the firm is providing a summary of its equity holdings rather than a complete 13F report, which would include detailed information about all holdings."
Competitive Landscape
In addition to AE Wealth Management LLC, no other investment managers are mentioned in this filing, suggesting a focus on a few key competitors in the market. This could imply strategic positioning by Pineridge Advisors to differentiate itself within a niche segment of the asset management industry.
The filing does not provide specific details about the investment holdings or the performance of the portfolio, leaving stakeholders without insights into the firm's asset allocation or investment strategies.