Nichols Richard K has recently filed a 13F Notice with the SEC, marking a significant update in its investment strategy or holdings. This filing is particularly relevant as it provides insights into how the firm is navigating current market conditions.
Nichols Richard K is an investment management firm based in Boston, Massachusetts. The firm operates under the Central Index Key (CIK) 0001799680. The recent filing, dated October 20, 2026, is part of a series of disclosures that the firm has made, including several other 13F Notices and N-PX filings throughout 2026.
The latest filing indicates a report period ending September 30, 2026. Although specific details regarding the changes in holdings or strategy were not available in the SEC filing, the submission type suggests that the firm is notifying the market of its investment activities.
This filing may affect clients and investors who rely on Nichols Richard K for asset management services. Additionally, it may prompt competitors in the asset management industry to reassess their own strategies in light of the changes disclosed by Nichols Richard K.
The filing does not say what happens next.
Filing Details and Compliance
The filing was submitted by Kimberly H. Latifi, the Chief Compliance Officer of Nichols Richard K, who is responsible for ensuring adherence to SEC regulations. The contact number provided for inquiries is 617-523-6800, indicating the firm's commitment to transparency and communication with stakeholders.
The 13F Notice is part of a broader regulatory framework established under the Securities Exchange Act of 1934, which requires institutional investment managers to disclose their equity holdings on a quarterly basis. This particular filing is identified under SEC file number 028-20095, reflecting its official registration with the SEC.
Other Managers Involved
In addition to Nichols Richard K, the filing mentions other managers such as Nichols & Pratt Advisers LLP and Wilmington Trust, indicating a collaborative approach in asset management. This could suggest a diversified investment strategy that leverages the expertise of multiple firms.
Location and Operations
Nichols Richard K operates from its office located at 50 Congress St Ste 832, Boston, MA 02109. This central location in Boston places the firm within a significant financial hub, potentially enhancing its networking opportunities and access to market insights.
While the filing provides essential information regarding the firm's compliance and operational structure, it does not disclose specific changes in holdings or any strategic shifts that may have occurred during the reporting period.