Listed Funds Trust has taken a significant step by filing a certification with the U.S. Securities and Exchange Commission (SEC). This filing, dated October 22, 2026, highlights the company's commitment to maintaining compliance with regulatory standards.
The filing is crucial as it demonstrates the company's proactive approach to governance and transparency. By adhering to SEC regulations, Listed Funds Trust aims to foster trust among its investors and stakeholders.
Background
Listed Funds Trust is an investment company based in Milwaukee, Wisconsin. The firm is registered under the Central Index Key (CIK) number 0001683471. The company has undergone name changes in the past, previously operating as Active Weighting Funds ETF Trust until August 30, 2016. The firm primarily focuses on investment management, aligning with its designation as an investment entity.
What the Filing Says
The certification filed by Listed Funds Trust confirms its compliance with the requirements set forth by the SEC. The filing states, "EFFECTIVENESS DATE: 20261022," indicating that the certification is effective as of the filing date.
Impact
This filing may affect various stakeholders, including investors, regulatory bodies, and competitors within the investment industry. By ensuring compliance, Listed Funds Trust aims to enhance its credibility and operational integrity, which could influence investor confidence.
What's Next
The filing does not say what happens next.
Source: SEC Accession Number 0001417835-26-000333