Herbert John K III has submitted a 13F Notice, detailing its investment holdings as of September 30, 2026. This filing is significant as it provides transparency into the company's investment strategies and may influence market trends and investor decisions.

Background

Herbert John K III is an investment entity that operates under the Central Index Key (CIK) 0001389867. The company does not have a specified SIC description or ticker symbols. Its recent filings include multiple 13F Notices, with the latest being filed on October 20, 2026, as well as other forms such as N-PX.

What the Filing Says

The filing indicates that it is a 13F Notice, which is used to report the holdings of institutional investment managers. The report period covers the quarter ending September 30, 2026. Details were not available in the SEC filing.

Impact

This filing may affect various stakeholders, including investors and other financial entities. The presence of other managers like Nichols & Pratt Advisers and Bank of America suggests a collaborative investment environment that could influence broader market dynamics.

What's Next

The filing does not say what happens next.

Filing Details

The 13F Notice was filed as of October 20, 2026, and pertains to the reporting period ending September 30, 2026. The filing is categorized under the SEC Act of 1934 and is associated with SEC File Number 028-12207. The document is classified as a public filing, which enhances its accessibility to investors and analysts.

Management and Compliance

Kimberly H. Latifi, the Chief Compliance Officer, signed the filing, indicating that the company is adhering to regulatory requirements. The contact number provided is 617-523-6800, which may be used for inquiries regarding the filing.

Address Information

The mailing address for Herbert John K III is c/o Nichols & Pratt Advisers, located at 50 Congress Street, 8th Floor, Boston, MA 02109. This information is crucial for any correspondence related to the filing or investment inquiries.

Other Managers

In addition to Herbert John K III, the filing mentions other managers, including Nichols & Pratt Advisers LLP and Bank of America. This collaboration suggests a network of financial expertise that may enhance investment strategies and opportunities.

Omitted Information

The filing does not disclose specific investment holdings or the financial performance of the investments reported. Additionally, there are no details regarding changes in investment strategies or future outlooks for the company.