Broadway Wealth Solutions, Inc. has submitted its latest 13F-HR filing, revealing its investment portfolio as of September 30, 2026. This filing is significant as it offers a glimpse into the company's investment strategies and market positioning within the financial advisory sector.
Broadway Wealth Solutions, Inc., incorporated in Texas, is categorized under the SIC description related to financial advisory services. The company is known for its wealth management and investment advisory services, catering to a diverse clientele.
The filing states, "The report type is a 13F combination report," indicating that it includes information about the company's investment holdings and the value of those investments. Broadway Wealth Solutions reported a total value of $223,031,498 across 88 different positions, showcasing a diverse investment portfolio.
This update may impact various stakeholders, including clients, competitors, and analysts within the financial advisory industry. The detailed holdings reflect Broadway's strategic choices and could influence how clients perceive the firm's investment acumen.
Looking ahead, the filing does not specify what actions or decisions will follow this report. Investors and analysts will likely monitor Broadway's future filings for further insights into its investment strategies and market movements.
Detailed Investment Holdings
The 13F-HR filing provides a comprehensive breakdown of Broadway Wealth Solutions' investment holdings. Among the notable positions, the company has invested significantly in major corporations such as Amazon.com, Inc. with 9,416 shares valued at approximately $2,345,996, and Apple Inc. with 9,780 shares valued at around $3,257,203. Other prominent holdings include Alphabet Inc., where Broadway holds 3,418 shares valued at $1,176,118, and Microsoft Corporation with 6,163 shares valued at $3,161,275.
Additionally, the firm has diversified its portfolio with investments in various sectors. For instance, it holds shares in healthcare companies like AbbVie Inc. and Eli Lilly & Co., as well as technology giants such as NVIDIA Corporation and Intel Corporation. This diversification reflects Broadway's strategy to mitigate risks while capitalizing on growth opportunities across different industries.
Other Managers and Compliance
The filing also notes that Broadway Wealth Solutions does not include any other managers in its report, indicating that it operates independently in managing its investment portfolio. The firm is registered with the SEC under file number 801-124953 and has a Central Index Key (CIK) of 0002021265, ensuring compliance with regulatory requirements.
Furthermore, the report was signed by Alfonso Charles, a Trade Operations Specialist at Broadway, affirming the accuracy of the information provided in the filing. The business address listed for Broadway Wealth Solutions is located at 1177 NE Loop 410, 5th Floor, San Antonio, TX 78209.
Conclusion
While the filing provides a wealth of information regarding Broadway Wealth Solutions' investment strategies and holdings, it does not disclose any specific future plans or anticipated changes in investment strategy. Stakeholders will need to await subsequent filings for updates on the firm's performance and strategic direction.