Breakwater Investment Management has disclosed its quarterly holdings in a recent filing, revealing a total of $301.7 million in assets under management as of September 30, 2026. This update is significant as it reflects the company’s ongoing investment strategy and positions within the financial services industry.
According to the filing, the firm reported a total of 774 holdings, showcasing a diversified portfolio across various sectors. The filing was submitted on October 20, 2026, under the accession number 0002025925-26-000014.
Background
Breakwater Investment Management, based in Seattle, Washington, operates within the financial services sector. The firm has been actively managing investments and providing asset management services. The recent filing is part of a series of disclosures, including previous filings on August 6, 2026, and earlier reports throughout the year.
What the Filing Says
The filing indicates that Breakwater’s total reported holdings amount to $301,704,680, with a total of 774 entries. This information reflects the firm’s strategic asset allocation and investment decisions.
Impact
This update may affect various stakeholders, including investors and competitors in the investment management sector. The diversified holdings could provide insights into market trends and investment opportunities, influencing how other firms adjust their strategies.
What's Next
The filing does not specify what happens next regarding Breakwater Investment Management’s investment strategies or future filings.