BMO Capital Markets Ltd has submitted a 13F Notice, detailing its investment holdings as of September 30, 2026. This filing is significant as it provides insights into the company's investment strategy and compliance with SEC regulations.
BMO Capital Markets Ltd is a financial institution headquartered in London, with its business address at 100 Liverpool Street, London, X0, EC2M2AT. The company is categorized under the SEC Act of 1934 and operates under the SEC file number 028-24511. BMO Capital Markets is a subsidiary of the Bank of Montreal, which is also mentioned in the filing.
The filing states, "This report type is a 13F Notice," indicating that it is a notification of the company's investment holdings. The document was signed by Michael Chan, Senior Compliance Manager, and filed on October 21, 2026.
This update may affect various stakeholders in the financial sector, including other investment firms and financial institutions that closely monitor BMO's investment activities. The filing serves as a benchmark for industry peers regarding investment trends and strategies.
The filing does not say what happens next.
Filing Details
The 13F Notice filed by BMO Capital Markets Ltd is categorized under the SEC Act of 1934, with the SEC file number being 028-24511. The filing was submitted on October 21, 2026, and it pertains to the investment holdings as of September 30, 2026.
The document indicates that the fiscal year for BMO Capital Markets Ltd ends on October 31, and its central index key (CIK) is 0002037214. The filing also includes a contact number for the company, which is +44 207 236 1010.
Additional Information
Notably, the filing includes information about another manager, the Bank of Montreal, which is identified by the CIK 0000927971. This suggests a potential collaborative investment strategy or shared interests between the two entities.
The filing does not provide specific details about the investment holdings themselves or any changes in strategy that may have occurred during the reporting period.