Bator Thomas E. has submitted a 13F-NT filing, which reports on the company's investment holdings as of September 30, 2026. This filing is significant as it provides insights into the changes in the company's portfolio, which can influence market perceptions and strategies within the investment management sector.
Background
Bator Thomas E. is categorized as an investment management firm. The company has been active in filing various reports with the SEC, including multiple 13F-NT filings throughout 2026. The most recent filings indicate ongoing management of investment portfolios.
What the Filing Says
The filing, accession number 0001568106-26-000005, does not provide specific details regarding the investments or changes made. It simply states that it is a 13F notice, indicating a report on the investment holdings.
Impact
This filing may affect Bator Thomas E.'s stakeholders, including clients and investors, by providing them with an overview of the company's investment strategies. Additionally, it could impact competitors such as Nichols & Pratt Advisers LLP and BNY Mellon, as they may need to adjust their strategies based on market movements and competitor actions.
What's Next
The filing does not say what happens next.
Filing Details
The 13F-NT filing was submitted under accession number 0001568106-26-000005 and is categorized as a notice of investment holdings as of September 30, 2026. This filing was made on October 20, 2026, and falls under the SEC Act of 1934.
Filer Information
Bator Thomas E. is represented by Kimberly H. Latifi, who holds the title of Chief Compliance Officer. The firm is located at 50 Congress Street, Suite 832, Boston, MA 02109, and can be reached at the phone number 617-523-6800.
Related Managers
The filing also references other managers associated with Bator Thomas E., including Nichols & Pratt Advisers LLP, which has its own SEC file number (028-06593), and BNY Mellon. These associations may indicate collaborative investment strategies or shared interests in certain market sectors.
Additional Context
While the filing does not provide specific information regarding the portfolio composition or any changes made, it is noteworthy that Bator Thomas E. has been active in maintaining its regulatory obligations with the SEC throughout 2026, indicating a commitment to transparency and compliance in its investment practices.