Baring Asset Management Korea Ltd has submitted a 13F Notice, detailing changes in its investment portfolio as of September 30, 2026. This filing is significant as it provides insights into the company's investment strategies and portfolio adjustments.
Baring Asset Management Korea Ltd, identified by CIK 0001606780, is an asset management firm based in Seoul, South Korea. The company operates under the SEC file number 028-19111. It has filed various forms recently, including multiple 13F Notices and N-PX forms, reflecting its ongoing activities in the asset management sector.
The filing states that the report is for the period ending September 30, 2026, and was officially filed on October 27, 2026. The document includes information about the company’s address and management but does not specify detailed changes in the investment portfolio.
This filing may affect various stakeholders, including investors, analysts, and competitors in the asset management industry. As firms like Baring Asset Management adjust their portfolios, it can signal shifts in market trends and investment strategies.
The filing does not say what happens next.
Additional Filing Details
The 13F Notice submitted by Baring Asset Management Korea Ltd is categorized under the SEC Act of 1934, and it is filed as a 13F-NT form. This indicates that the filing is a notice of a change in the investment portfolio, which is a requirement for institutional investment managers managing over $100 million in securities.
The filing also includes a cover page that provides essential information about the company, including its address at Buyoung Eulji Building, 7F, 29 Eulji-ro, Jung-gu, Seoul, M5, 04523. The contact number listed is 822 3788 0500, which stakeholders can use for inquiries regarding the filing.
The filing was signed by Peter Kim, who holds the title of Manager, and it was officially signed on October 27, 2026.
Other Managers Information
In the filing, Baring Asset Management Korea Ltd also references another manager, BARINGS LLC, which has a separate SEC file number (801-241) and a CRD number (000106006). This indicates a relationship or affiliation between the two entities in managing investment portfolios.
While the filing provides a snapshot of the company's reporting period, it does not include specific details regarding the types of securities held or the changes made to the investment portfolio during the reporting period, which would typically be included in a complete 13F filing.
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