Advisors Series Trust Files Summary Prospectus for SBH Fund
Advisors Series Trust announces a summary prospectus for its SBH Equity Fund, marking a shift to a non-diversified investment strategy.
Berthel, Fisher & Company Files Latest 13F-HR Report
Berthel, Fisher & Company Financial Services, Inc. reveals its latest investment holdings in a new 13F-HR filing, showcasing significant positions in major companies.
D-Wave Quantum reports change in ownership structure
D-Wave Quantum Inc. announces a change in ownership with Krysler P. Kevan filing a Form 3, reflecting ongoing adjustments in leadership.
Ogar Jeffrey Alan Reports Ownership in Azul S.A.
Ogar Jeffrey Alan files Form 3, reporting ownership in Azul S.A., highlighting his role as a director and officer in the air transportation sector.
Subotovsky Santiago sells 1,442 shares of Zoom Communications
Subotovsky Santiago sold 1,442 shares of Zoom Communications, Inc. at an average price of $100.14 each, indicating continued market activity.
BIO-key International secures stockholder approval for shares
BIO-key International Inc. receives approval for share issuance related to warrant inducement, enhancing its capital-raising capabilities.
Nocera, Inc. Schedules Annual Meeting for December 2026
Nocera, Inc. announces its 2026 Annual Meeting, featuring key proposals including share increases and board elections.
AMASS Brands to Hold Special Meeting for Reverse Stock Split
AMASS Brands plans a special meeting to approve a reverse stock split to regain Nasdaq compliance after stock price fell below $1.
BlackRock ETF Trust to Reorganize Mutual Fund into ETF
BlackRock ETF Trust plans to reorganize its mutual fund into an ETF, aiming to enhance shareholder value and align with industry trends.
Chaikof David Files Ownership Report as BlackBerry Director
David Chaikof files a Form 3, reporting his ownership status at BlackBerry Ltd, emphasizing his role as a director in the company.
PodcastOne Interim CFO Craig Christensen Departs Company
PodcastOne, Inc. announces the departure of Interim CFO Craig Christensen, effective October 30, 2026, as the company searches for a successor.
Southern Financial Group Reports $366 Million in Holdings
Southern Financial Group's latest filing shows over $366 million in investments, emphasizing their strategic focus on technology and healthcare sectors.
NeoVolta Inc. Files Preliminary Proxy Statement for Annual Meeting
NeoVolta Inc. has filed a preliminary proxy statement for its annual meeting, detailing key proposals for shareholder voting.
MFS Series Trust III to Terminate High Yield Pooled Portfolio
MFS Series Trust III announces the termination of its High Yield Pooled Portfolio effective October 30, 2026, marking a strategic shift in its investment approach.
Mraz, Amerine & Associates Reveals $640M in Holdings
Mraz, Amerine & Associates, Inc. reports over $640 million in holdings, showcasing its diverse investment strategy across multiple sectors.
iSpecimen Files Preliminary Proxy Statement for Annual Meeting
iSpecimen Inc. files a preliminary proxy statement for its annual meeting, outlining key proposals for stockholder approval, including a corporate conversion.
Ethan Allen Seeks Shareholder Support for Board Nominees
Ethan Allen Interiors urges shareholders to elect its nominees amid CEO transition. The outcome will shape the company's future growth.
China Pharma Holdings schedules Annual Meeting for Dec. 22
China Pharma Holdings, Inc. announces its Annual Meeting set for December 22, 2026, with key votes on director elections and a reverse stock split.
Frey Anthony George sells shares in Penguin Solutions, Inc.
Frey Anthony George, SVP of Penguin Solutions, sold 4,631 shares of common stock, reflecting strategic stock management in the semiconductor sector.
American Assets Inc. Reports $310M in Latest 13F-HR Filing
American Assets Inc. reveals $310 million in holdings in its latest 13F-HR filing, impacting the financial services sector.