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Tuesday, November 3, 2026

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First Trust Exchange-Traded Fund announces new portfolio manager

First Trust Exchange-Traded Fund appoints Chris Fallow as portfolio manager, effective November 1, 2026, enhancing its investment oversight.

First Trust Exchange-Traded Fund announces portfolio manager change

First Trust Exchange-Traded Fund appoints Chris Fallow as portfolio manager, effective November 1, 2026, enhancing its investment management team.

Investment Managers Series Trust III reports $1.4B in assets

Investment Managers Series Trust III's latest NPORT-P filing shows $1.4 billion in total assets, indicating a stable financial position in the investment management sector.

First Trust AlphaDEX Fund Names New Portfolio Manager

First Trust Exchange-Traded AlphaDEX Fund appoints Chris Fallow as portfolio manager, effective November 1, 2026, aiming to enhance investment strategies.

Arbejdsmarkedets Tillaegspension reports $3.93 billion in assets

Arbejdsmarkedets Tillaegspension's latest filing shows $3.93 billion in assets, reflecting its strategic investment management approach.

First Trust AlphaDEX Fund II Appoints New Portfolio Manager

First Trust Exchange-Traded AlphaDEX Fund II names Chris Fallow as a portfolio manager, effective November 1, 2026, enhancing its investment leadership.

Japan Smaller Capitalization Fund reports financial update

Japan Smaller Capitalization Fund Inc. reveals total assets of $374.9 million in its latest SEC filing, emphasizing its focus on smaller Japanese companies.

Opus Capital Group reports $1M in latest holdings

Opus Capital Group, LLC reveals over $1 million in investments in its latest SEC filing, showcasing a diverse portfolio including major companies like Apple and Amazon.

First Trust Exchange-Traded Fund II Names New Portfolio Manager

First Trust Exchange-Traded Fund II announces Chris Fallow as new portfolio manager, effective November 1, 2026, enhancing investment strategies.

Barnes Dennig Private Wealth Management files quarterly 13F-HR

Barnes Dennig Private Wealth Management LLC reports $118.68 million in assets under management in its latest 13F-HR filing, reflecting diverse investment strategies.

Capital Investment Advisory Services reveals $1.61B holdings

Capital Investment Advisory Services, LLC disclosed its holdings valued at $1.61 billion in its latest filing, reflecting strategic investment choices.

First Trust Exchange-Traded Fund VI Names New Portfolio Manager

Chris Fallow will join First Trust Exchange-Traded Fund VI as a portfolio manager starting November 1, 2026, enhancing the firm's investment management.

Unified Series Trust reports Auer Growth Fund's net assets

Unified Series Trust discloses Auer Growth Fund's net assets totaling $86.1 million, impacting the investment sector's outlook.

First Trust Exchange-Traded Fund names Chris Fallow as new PM

First Trust Exchange-Traded Fund appoints Chris Fallow as portfolio manager, effective November 1, 2026, enhancing its investment management team.

AEGON USA Investment Management reports $136.8M in holdings

AEGON USA Investment Management's latest 13F-HR filing shows $136.8 million in holdings, reflecting its investment strategies as of September 30, 2026.

Cookson Peirce reports $2.76B in assets under management

Cookson Peirce & Co Inc discloses $2.76 billion in assets under management as of September 30, 2026, reflecting its diverse investment strategies.

Nicholas Hoffman & Company Reports $4.79 Billion in Holdings

Nicholas Hoffman & Company, LLC. reports $4.79 billion in holdings as of September 30, 2026, showcasing its investment strategy and portfolio diversity.

STRS Ohio reports $27 billion in assets in latest filing

STRS Ohio's recent 13F filing shows over $27 billion in assets under management, highlighting its strategic investments across various sectors.

Seizert Capital Partners reports $2.3B in investments

Seizert Capital Partners, LLC reports over $2.3 billion in investments, revealing key holdings and strategic decisions in the asset management sector.

MSS Series Trust reports financial details in NPORT-P filing

MSS Series Trust files NPORT-P, detailing financials of True Rock Fund with over $50 million in assets, impacting the investment management sector.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →