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Tuesday, November 3, 2026

Tech

Technology companies and products

AssetMark Financial files 13F notice for Q3 2026

AssetMark Financial Holdings, Inc. files a 13F notice, reflecting its investment activities for Q3 2026, impacting the investment advice sector.

Victory Portfolios IV Reports $3.4 Billion in Net Sales

Victory Portfolios IV announces over $3.4 billion in net sales for the fiscal year ending July 31, 2026, highlighting its strong market position.

Ironwood Financial reports $643 million in assets under management

Ironwood Financial, LLC disclosed over $643 million in assets under management in its latest SEC filing, reflecting ongoing investment strategies.

Pinnacle Associates Reports $8.9 Billion in Holdings

Pinnacle Associates Ltd reveals $8.9 billion in holdings in its latest 13F filing, showcasing its investment strategy and portfolio management.

Cohen Investment Advisors reports $233 million in assets

Cohen Investment Advisors LLC files 13F-HR, revealing $233 million in assets under management as of September 30, 2026, impacting the asset management industry.

Lazari Capital Management reports $339.5M in assets in 13F-HR

Lazari Capital Management reveals $339.5 million in assets under management in its latest 13F-HR filing, highlighting key investments in major companies.

Commonwealth Financial Services reports $559M in 13F holdings

Commonwealth Financial Services, LLC reported $559.36 million in 13F holdings for Q3 2026, showcasing a diversified investment strategy.

Fidelity Concord Street Trust Reports Strong Asset Figures

Fidelity Concord Street Trust's latest filing shows strong asset figures, reflecting its commitment to effective asset management in the investment sector.

ProShares Trust Withdraws Registration for UltraShort Fund

ProShares Trust has withdrawn its registration for the UltraShort SK hynix fund, signaling a strategic shift in its investment approach.

RD Finance Ltd reports $107.63 million in holdings

RD Finance Ltd's latest filing reveals $107.63 million in holdings, focusing on major tech firms and reflecting industry investment trends.

Macroview Investment Management files latest 13F-HR report

Macroview Investment Management's latest 13F-HR report reveals $166.9 million in holdings, reflecting strategic investment trends in the industry.

ABNER HERRMAN & BROCK LLC Reports $1M in Holdings

ABNER HERRMAN & BROCK LLC reveals over $1 million in holdings in its latest SEC filing, highlighting its investment strategies and market focus.

South Shore Capital Advisors Reveals $145.8M in 13F Filing

South Shore Capital Advisors discloses $145.8 million in investments in its latest 13F filing, reflecting strategic allocations in key sectors.

Strategic Investment Management reports Q3 2026 holdings

Strategic Investment Management, LLC reveals its Q3 2026 holdings, totaling approximately $437 million in various ETFs, reflecting its investment strategy.

Div Capital Phoenix Assets Ltd reports Q3 2026 holdings

Div Capital Phoenix Assets Ltd has submitted its 13F-HR report for Q3 2026, revealing key investments in major tech companies and ETFs.

Theriva Biologics plans special meeting for stockholder votes

Theriva Biologics will hold a special stockholder meeting to discuss increasing authorized shares and confirming warrant approvals on November 18, 2026.

T3 Global Trading files 13F Notice for Q3 2026 holdings

T3 Global Trading, LLC has filed a 13F Notice detailing its investment holdings as of September 30, 2026, reflecting its strategies in the financial services sector.

Khazanah Nasional Berhad reports $1.54B in latest 13F-HR

Khazanah Nasional Berhad's recent 13F-HR filing reveals $1.54 billion in holdings, showcasing its investment strategy and portfolio management.

Retirement Guys Formula LLC Reports $269.3M in Holdings

Retirement Guys Formula LLC's latest 13F-HR filing shows $269.3 million in holdings, reflecting its investment strategy and market position.

Robeco Institutional Asset Management Reports $83B in Holdings

Robeco Institutional Asset Management B.V. reveals $83 billion in assets under management in its latest 13F-HR filing, showcasing strategic investment activities.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →