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Wednesday, November 4, 2026

Tech

Technology companies and products

Stratum Holdings Corp. Sets Date for Annual Stockholder Meeting

Stratum Holdings Corp. announces its Annual Meeting of Stockholders for December 11, 2026, focusing on governance and director elections.

Oil-Dri Corp Files Proxy Statement for Annual Meeting

Oil-Dri Corp of America has filed a proxy statement for its annual meeting on December 8, 2026, detailing board elections and auditor appointments.

Galaxy Gaming files annual report for fiscal year 2025

Galaxy Gaming, Inc. has filed its annual report for the fiscal year ending December 31, 2025, reflecting its commitment to transparency and compliance.

BILL Holdings Files Proxy Statement for Shareholder Votes

BILL Holdings, Inc. files a proxy statement, indicating upcoming shareholder votes and emphasizing transparency in the prepackaged software industry.

Stratum Holdings Corp. Files Definitive Additional Materials

Stratum Holdings Corp. has filed definitive additional materials ahead of its virtual annual meeting, highlighting key voting items for shareholders.

Prism Planning Partners LLC Reports Q3 Holdings in SEC Filing

Prism Planning Partners LLC discloses its Q3 holdings, totaling over $105 million, in a recent SEC filing, impacting the asset management landscape.

Global Interactive Technologies faces SEC staff action

Global Interactive Technologies, Inc. receives SEC staff action, indicating potential regulatory scrutiny affecting its operations and the broader tech industry.

Herzfeld Credit Income Fund files update on financial activities

Herzfeld Credit Income Fund, Inc. updates its financial activities, reflecting ongoing adjustments in investment strategy amid changing market conditions.

Galaxy Gaming Announces Virtual Annual Meeting for 2026

Galaxy Gaming, Inc. sets date for virtual Annual Meeting of Stockholders on December 9, 2026, to discuss key corporate matters.

nCino CEO Sean Desmond Acquires Over 59,000 Shares

nCino CEO Sean Desmond acquires 59,320 shares at $4.98, signaling confidence in the company's future amidst industry trends in prepackaged software.

Guardforce AI adjourns Extraordinary General Meeting due to quorum

Guardforce AI Co., Ltd. adjourns its Extraordinary General Meeting due to lack of quorum, rescheduling it for November 3, 2026.

Themes ETF Trust launches Leverage Shares 1X Short ETF

Themes ETF Trust introduces the Leverage Shares 1X Short Anthropic Daily ETF, targeting investors seeking inverse exposure to Anthropic's stock.

Heritage Wealth Management reveals $289.3M in assets in filing

Heritage Wealth Management's latest 13F-HR filing shows $289.3 million in assets under management, reflecting its investment strategies and market positions.

VestGen Advisors reports $3.2B in latest 13F filing

VestGen Advisors, LLC reveals over $3.2 billion in investments in its latest 13F filing, highlighting strategic moves in the investment management sector.

AK Global Asset Management reports $127.7M in holdings

AK Global Asset Management's latest 13F filing shows $127.7 million in investments, highlighting its focus on tech and healthcare sectors.

Vaquero Private Wealth Reports Third Quarter Holdings

Vaquero Private Wealth's latest filing reveals significant investments in various sectors, highlighting strategic portfolio diversification.

OPAY Ltd Files SEC Certification Amid Regulatory Changes

OPAY Ltd has submitted a certification to the SEC, marking a significant compliance step in the depository banking sector.

Beacon Bank & Trust reports $515 million in investments

Beacon Bank & Trust's latest filing shows over $515 million in investments as of September 30, 2026, highlighting key holdings in major companies.

Mutual Fund Series Trust Files Certification with SEC

Mutual Fund Series Trust has filed a certification with the SEC, signaling important updates for the investment firm and the mutual fund sector.

Mutual Fund Series Trust Files Certification with SEC

Mutual Fund Series Trust has filed a certification with the SEC, indicating operational changes that may affect the investment sector.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →