https://financialist.com/news/capital/gs-finance-corp-files-prospectus-for-new-capital-offering-000119312526430674 2026-10-27T01:33:47.200Z Financialist en 2026-10-27T01:33:47.200Z GS Finance Corp. files prospectus for new capital offering /news/images/sec/test-capital-15.png https://financialist.com/news/markets/ft-12236-files-rule-24f-2-notice-for-additional-securities-000144554626007863 2026-10-27T01:33:47.198Z Financialist en 2026-10-27T01:33:47.198Z FT 12236 Files Rule 24f-2 Notice for Additional Securities /news/images/sec/test-markets-04.png https://financialist.com/news/tech/liqtech-international-files-additional-definitive-proxy-materials-000143774926033435 2026-10-27T01:33:47.066Z Financialist en 2026-10-27T01:33:47.066Z LIQTECH International files additional definitive proxy materials /news/images/sec/test-tech-16.png https://financialist.com/news/tech/liqtech-international-files-definitive-proxy-statement-000143774926033433 2026-10-27T01:33:46.804Z Financialist en 2026-10-27T01:33:46.804Z LIQTECH International files definitive proxy statement /news/images/sec/test-tech-14.png https://financialist.com/news/capital/immuron-ltd-files-prospectus-supplement-for-new-offering-000121390026112198 2026-10-27T01:33:46.790Z Financialist en 2026-10-27T01:33:46.790Z Immuron Ltd files prospectus supplement for new offering /news/images/sec/test-capital-19.png https://financialist.com/news/markets/ft-11776-files-notice-for-additional-securities-registration-000144554626007850 2026-10-27T01:33:46.566Z Financialist en 2026-10-27T01:33:46.566Z FT 11776 Files Notice for Additional Securities Registration /news/images/sec/test-markets-11.png https://financialist.com/news/capital/citigroup-files-preliminary-pricing-supplement-for-securities-000191870426032412 2026-10-27T01:33:46.565Z Financialist en 2026-10-27T01:33:46.565Z Citigroup files preliminary pricing supplement for securities /news/images/sec/test-capital-13.png https://financialist.com/news/capital/rogers-chris-files-form-144-for-proposed-securities-sale-000192109426001113 2026-10-27T01:33:46.264Z Financialist en 2026-10-27T01:33:46.264Z Rogers Chris files Form 144 for proposed securities sale /news/images/sec/test-capital-14.png https://financialist.com/news/markets/ft-12227-files-rule-24f-2-notice-for-additional-securities-000144554626007859 2026-10-27T01:33:46.258Z Financialist en 2026-10-27T01:33:46.258Z FT 12227 Files Rule 24f-2 Notice for Additional Securities /news/images/sec/test-markets-20.png https://financialist.com/news/capital/bank-of-nova-scotia-files-prospectus-for-capital-raise-000183988226052177 2026-10-27T01:33:46.161Z Financialist en 2026-10-27T01:33:46.161Z Bank of Nova Scotia files prospectus for capital raise /news/images/sec/test-capital-18.png https://financialist.com/news/markets/allspring-utilities-high-income-fund-files-definitive-proxy-000127901426000006 2026-10-27T01:33:46.077Z Financialist en 2026-10-27T01:33:46.077Z Allspring Utilities & High Income Fund Files Definitive Proxy /news/images/sec/test-markets-07.png https://financialist.com/news/capital/sohra-peak-capital-partners-amends-securities-offering-000091957426007135 2026-10-27T01:33:45.830Z Financialist en 2026-10-27T01:33:45.830Z Sohra Peak Capital Partners Amends Securities Offering /news/images/sec/test-capital-16.png https://financialist.com/news/capital/gs-finance-corp-issues-new-prospectus-update-000119312526430676 2026-10-27T01:33:45.779Z Financialist en 2026-10-27T01:33:45.779Z GS Finance Corp. Issues New Prospectus Update /news/images/sec/test-capital-17.png https://financialist.com/news/markets/udine-wealth-management-files-quarterly-report-on-holdings-000195175726001772 2026-10-27T01:33:45.777Z Financialist en 2026-10-27T01:33:45.777Z Udine Wealth Management files quarterly report on holdings /news/images/sec/test-markets-13.png https://financialist.com/news/capital/bank-of-nova-scotia-files-new-securities-offering-prospectus-000183988226052175 2026-10-27T01:33:45.774Z Financialist en 2026-10-27T01:33:45.774Z Bank of Nova Scotia Files New Securities Offering Prospectus /news/images/sec/test-capital-16.png https://financialist.com/news/markets/ft-12239-files-notice-under-rule-24f-2-for-compliance-000144554626007865 2026-10-27T01:33:44.990Z Financialist en 2026-10-27T01:33:44.990Z FT 12239 Files Notice Under Rule 24f-2 for Compliance /news/images/sec/test-markets-06.png https://financialist.com/news/markets/schaeffer-financial-llc-files-13f-hr-report-for-q3-2026-000170581926000078 2026-10-27T01:33:44.968Z Financialist en 2026-10-27T01:33:44.968Z Schaeffer Financial LLC files 13F-HR report for Q3 2026 /news/images/sec/test-markets-19.png https://financialist.com/news/markets/ft-12240-files-rule-24f-2-notice-of-effectiveness-000144554626007866 2026-10-27T01:33:44.434Z Financialist en 2026-10-27T01:33:44.434Z FT 12240 Files Rule 24f-2 Notice of Effectiveness /news/images/sec/test-markets-07.png https://financialist.com/news/markets/ft-12217-files-notice-under-rule-24f-2-for-compliance-000144554626007853 2026-10-27T01:33:43.860Z Financialist en 2026-10-27T01:33:43.860Z FT 12217 Files Notice Under Rule 24f-2 for Compliance /news/images/sec/test-markets-14.png https://financialist.com/news/markets/ft-11779-files-rule-24f-2-notice-for-additional-securities-000144554626007852 2026-10-27T01:33:42.990Z Financialist en 2026-10-27T01:33:42.990Z FT 11779 Files Rule 24f-2 Notice for Additional Securities /news/images/sec/test-markets-13.png https://financialist.com/news/markets/ft-11778-files-rule-24f-2-notice-for-additional-securities-000144554626007851 2026-10-27T01:33:42.630Z Financialist en 2026-10-27T01:33:42.630Z FT 11778 files Rule 24f-2 notice for additional securities /news/images/sec/test-markets-12.png https://financialist.com/news/markets/bsn-capital-llp-files-quarterly-report-on-investments-000191187626000029 2026-10-27T01:33:42.302Z Financialist en 2026-10-27T01:33:42.302Z BSN Capital LLP Files Quarterly Report on Investments /news/images/sec/test-markets-10.png https://financialist.com/news/markets/ft-12242-files-notice-under-rule-24f-2-for-securities-000144554626007868 2026-10-27T01:33:42.204Z Financialist en 2026-10-27T01:33:42.204Z FT 12242 Files Notice Under Rule 24f-2 for Securities /news/images/sec/test-markets-09.png https://financialist.com/news/markets/ft-12228-files-notice-of-effectiveness-for-securities-registration-000144554626007860 2026-10-27T01:33:42.124Z Financialist en 2026-10-27T01:33:42.124Z FT 12228 Files Notice of Effectiveness for Securities Registration /news/images/sec/test-markets.png https://financialist.com/news/markets/ft-12218-files-rule-24f-2-notice-for-additional-securities-000144554626007854 2026-10-27T01:33:41.994Z Financialist en 2026-10-27T01:33:41.994Z FT 12218 Files Rule 24f-2 Notice for Additional Securities /news/images/sec/test-markets-15.png https://financialist.com/news/capital/bank-of-montreal-files-free-writing-prospectus-for-capital-raise-000183988226052307 2026-10-27T01:33:41.662Z Financialist en 2026-10-27T01:33:41.662Z Bank of Montreal files free writing prospectus for capital raise /news/images/sec/test-capital-08.png https://financialist.com/news/markets/ft-12241-files-rule-24f-2-notice-for-additional-securities-000144554626007867 2026-10-27T01:33:41.401Z Financialist en 2026-10-27T01:33:41.401Z FT 12241 Files Rule 24f-2 Notice for Additional Securities /news/images/sec/test-markets-08.png https://financialist.com/news/capital/barclays-bank-plc-files-prospectus-for-new-securities-offering-000191870426032039 2026-10-27T01:33:41.315Z Financialist en 2026-10-27T01:33:41.315Z Barclays Bank PLC Files Prospectus for New Securities Offering /news/images/sec/test-capital-20.png https://financialist.com/news/markets/ft-12223-files-rule-24f-2-notice-for-additional-securities-000144554626007857 2026-10-27T01:33:40.828Z Financialist en 2026-10-27T01:33:40.828Z FT 12223 Files Rule 24f-2 Notice for Additional Securities /news/images/sec/test-markets-18.png https://financialist.com/news/capital/bank-of-montreal-files-free-writing-prospectus-for-capital-000183988226052306 2026-10-27T01:33:40.659Z Financialist en 2026-10-27T01:33:40.659Z Bank of Montreal Files Free Writing Prospectus for Capital /news/images/sec/test-capital-07.png https://financialist.com/news/markets/mascagni-wealth-management-files-quarterly-13f-hr-report-000206307426000005 2026-10-27T01:33:40.630Z Financialist en 2026-10-27T01:33:40.630Z Mascagni Wealth Management files quarterly 13F-HR report /news/images/sec/test-markets-06.png https://financialist.com/news/regulation/big-d-energy-drink-llc-files-offering-statement-for-capital-raise-000216172626000001 2026-10-27T01:33:40.472Z Financialist en 2026-10-27T01:33:40.472Z Big D Energy Drink LLC files offering statement for capital raise /news/images/sec/test-regulation-02.png https://financialist.com/news/capital/bank-of-montreal-files-free-writing-prospectus-for-capital-raise-000183988226052305 2026-10-27T01:33:40.158Z Financialist en 2026-10-27T01:33:40.158Z Bank of Montreal files free writing prospectus for capital raise /news/images/sec/test-capital-06.png https://financialist.com/news/capital/bank-of-montreal-files-free-writing-prospectus-for-investors-000183988226052304 2026-10-27T01:33:40.003Z Financialist en 2026-10-27T01:33:40.003Z Bank of Montreal Files Free Writing Prospectus for Investors /news/images/sec/test-capital-05.png https://financialist.com/news/markets/ft-12221-files-notice-to-register-additional-securities-000144554626007856 2026-10-27T01:33:39.728Z Financialist en 2026-10-27T01:33:39.728Z FT 12221 files notice to register additional securities /news/images/sec/test-markets-17.png https://financialist.com/news/markets/bsn-holdings-ltd-files-quarterly-investment-report-000191187626000030 2026-10-27T01:33:39.665Z Financialist en 2026-10-27T01:33:39.665Z BSN Holdings Ltd files quarterly investment report /news/images/sec/test-markets-11.png https://financialist.com/news/capital/citigroup-global-markets-holdings-files-free-writing-prospectus-000191870426032527 2026-10-27T01:33:39.524Z Financialist en 2026-10-27T01:33:39.524Z Citigroup Global Markets Holdings files free writing prospectus /news/images/sec/test-capital-08.png https://financialist.com/news/markets/ft-12235-files-annual-securities-registration-notice-000144554626007862 2026-10-27T01:33:39.349Z Financialist en 2026-10-27T01:33:39.349Z FT 12235 Files Annual Securities Registration Notice /news/images/sec/test-markets-03.png https://financialist.com/news/markets/trust-for-professional-managers-files-definitive-materials-000089418926029635 2026-10-27T01:33:39.167Z Financialist en 2026-10-27T01:33:39.167Z TRUST FOR PROFESSIONAL MANAGERS Files Definitive Materials /news/images/sec/test-markets-16.png https://financialist.com/news/capital/citigroup-files-free-writing-prospectus-amid-market-changes-000191870426032526 2026-10-27T01:33:39.151Z Financialist en 2026-10-27T01:33:39.151Z CitiGroup Files Free Writing Prospectus Amid Market Changes /news/images/sec/test-capital-07.png https://financialist.com/news/capital/jpmorgan-chase-financial-co-files-preliminary-pricing-supplement-000191870426032410 2026-10-27T01:33:38.632Z Financialist en 2026-10-27T01:33:38.632Z JPMorgan Chase Financial Co. files preliminary pricing supplement /news/images/sec/test-capital-11.png https://financialist.com/news/capital/basswood-financial-fund-files-form-144-for-securities-sale-000089914026001132 2026-10-27T01:33:38.373Z Financialist en 2026-10-27T01:33:38.373Z BASSWOOD FINANCIAL FUND Files Form 144 for Securities Sale /news/images/sec/test-capital-13.png https://financialist.com/news/markets/innovator-etfs-trust-updates-offerings-with-new-filing-000121390026112196 2026-10-27T01:33:38.253Z Financialist en 2026-10-27T01:33:38.253Z Innovator ETFs Trust updates offerings with new filing /news/images/sec/test-markets-17.png https://financialist.com/news/markets/merk-alexander-files-preliminary-proxy-statement-for-shareholder-vote-000207184426001462 2026-10-27T01:33:38.156Z Financialist en 2026-10-27T01:33:38.156Z Merk Alexander Files Preliminary Proxy Statement for Shareholder Vote /news/images/sec/test-markets-03.png https://financialist.com/news/markets/tableaux-llc-files-quarterly-report-on-investment-holdings-000195175726001771 2026-10-27T01:33:37.896Z Financialist en 2026-10-27T01:33:37.896Z TABLEAUX LLC files quarterly report on investment holdings /news/images/sec/test-markets-12.png https://financialist.com/news/capital/tss-opportunities-lp-files-notice-of-exempt-securities-offering-000216041826000001 2026-10-27T01:33:37.011Z Financialist en 2026-10-27T01:33:37.011Z TSS Opportunities LP files notice of exempt securities offering /news/images/sec/test-capital-02.png https://financialist.com/news/markets/values-first-advisors-files-latest-13f-hr-report-for-q3-000139834426018674 2026-10-27T01:33:28.670Z Financialist en 2026-10-27T01:33:28.670Z Values First Advisors files latest 13F-HR report for Q3 /news/images/sec/test-markets-15.png https://financialist.com/news/markets/wealth-effects-llc-files-13f-hr-report-for-q3-2026-000195175726001768 2026-10-27T01:33:26.417Z Financialist en 2026-10-27T01:33:26.417Z Wealth Effects LLC files 13F-HR report for Q3 2026 /news/images/sec/test-markets-09.png https://financialist.com/news/markets/swp-financial-llc-files-quarterly-13f-hr-report-for-q3-2026-000195175726001767 2026-10-27T01:33:25.412Z Financialist en 2026-10-27T01:33:25.412Z SWP Financial LLC files quarterly 13F-HR report for Q3 2026 /news/images/sec/test-markets-08.png https://financialist.com/news/capital/cloud-capital-feeder-updates-sec-filing-on-exempt-offerings-000090266426004266 2026-10-27T01:33:24.836Z Financialist en 2026-10-27T01:33:24.836Z Cloud Capital Feeder updates SEC filing on exempt offerings /news/images/sec/test-capital-07.png https://financialist.com/news/capital/vision-dallas-uptown-announces-exempt-offering-of-securities-000215986226000001 2026-10-27T01:33:24.777Z Financialist en 2026-10-27T01:33:24.777Z Vision Dallas Uptown announces exempt offering of securities /news/images/sec/test-capital-02.png https://financialist.com/news/capital/citigroup-files-preliminary-pricing-supplement-for-new-offering-000191870426032409 2026-10-27T01:33:24.330Z Financialist en 2026-10-27T01:33:24.330Z Citigroup files preliminary pricing supplement for new offering /news/images/sec/test-capital-10.png https://financialist.com/news/capital/hsbc-usa-inc-files-new-prospectus-for-financial-offerings-000110465926118337 2026-10-27T01:33:24.284Z Financialist en 2026-10-27T01:33:24.284Z HSBC USA Inc. Files New Prospectus for Financial Offerings /news/images/sec/test-capital-18.png https://financialist.com/news/markets/blue-jean-financial-reveals-quarterly-investment-holdings-000195175726001716 2026-10-27T01:33:24.139Z Financialist en 2026-10-27T01:33:24.139Z Blue Jean Financial reveals quarterly investment holdings /news/images/sec/test-markets-17.png https://financialist.com/news/capital/pgim-real-estate-asia-value-partners-v-scsp-files-form-d-000215870326000001 2026-10-27T01:33:23.914Z Financialist en 2026-10-27T01:33:23.914Z PGIM Real Estate Asia Value Partners V SCSp files Form D for new offering /news/images/sec/test-capital-02.png https://financialist.com/news/markets/ft-11708-files-notice-for-effectiveness-under-rule-24f-2-000144554626007839 2026-10-27T01:33:23.876Z Financialist en 2026-10-27T01:33:23.876Z FT 11708 files notice for effectiveness under Rule 24f-2 /news/images/sec/test-markets-20.png https://financialist.com/news/capital/welara-capital-partners-llc-series-10-announces-securities-offering-000216149326000001 2026-10-27T01:33:23.480Z Financialist en 2026-10-27T01:33:23.480Z Welara Capital Partners LLC Series 10 announces securities offering /news/images/sec/test-capital-02.png https://financialist.com/news/markets/northern-lights-fund-trust-files-post-effective-amendment-000158064226007046 2026-10-27T01:33:23.157Z Financialist en 2026-10-27T01:33:23.157Z Northern Lights Fund Trust Files Post-Effective Amendment /news/images/sec/test-markets-07.png https://financialist.com/news/markets/ft-11676-files-rule-24f-2-notice-for-additional-securities-000144554626007832 2026-10-27T01:33:23.075Z Financialist en 2026-10-27T01:33:23.075Z FT 11676 Files Rule 24f-2 Notice for Additional Securities /news/images/sec/test-markets-13.png https://financialist.com/news/regulation/brookmont-consumer-credit-fund-files-amended-registration-statement-000121390026112188 2026-10-27T01:33:22.937Z Financialist en 2026-10-27T01:33:22.937Z Brookmont Consumer Credit Fund Files Amended Registration Statement /news/images/sec/test-regulation-09.png https://financialist.com/news/markets/virtus-managed-account-completion-shares-trust-files-amendment-000093041326003109 2026-10-27T01:33:21.997Z Financialist en 2026-10-27T01:33:21.997Z Virtus Managed Account Completion Shares Trust Files Amendment /news/images/sec/test-markets-10.png https://financialist.com/news/capital/basswood-financial-fund-files-form-144-for-securities-sale-000089914026001131 2026-10-27T01:33:21.973Z Financialist en 2026-10-27T01:33:21.973Z Basswood Financial Fund files Form 144 for securities sale /news/images/sec/test-capital-12.png https://financialist.com/news/markets/franklin-strategic-series-files-new-summary-prospectus-000119312526429566 2026-10-27T01:33:21.911Z Financialist en 2026-10-27T01:33:21.911Z Franklin Strategic Series Files New Summary Prospectus /news/images/sec/test-markets-07.png https://financialist.com/news/markets/matson-money-files-quarterly-13f-hr-report-for-q3-2026-000167251226000004 2026-10-27T01:33:21.635Z Financialist en 2026-10-27T01:33:21.635Z Matson Money files quarterly 13F-HR report for Q3 2026 /news/images/sec/test-markets-05.png https://financialist.com/news/markets/ft-11689-files-notice-under-rule-24f-2-with-sec-000144554626007837 2026-10-27T01:33:21.614Z Financialist en 2026-10-27T01:33:21.614Z FT 11689 Files Notice Under Rule 24f-2 with SEC /news/images/sec/test-markets-18.png https://financialist.com/news/markets/franklin-strategic-series-files-definitive-materials-update-000119312526429563 2026-10-27T01:33:21.390Z Financialist en 2026-10-27T01:33:21.390Z Franklin Strategic Series Files Definitive Materials Update /news/images/sec/test-markets-04.png https://financialist.com/news/capital/ynk-capital-fund-i-lp-announces-exempt-securities-offering-000216148126000001 2026-10-27T01:33:21.286Z Financialist en 2026-10-27T01:33:21.286Z YNK Capital Fund I, LP announces exempt securities offering /news/images/sec/test-capital-02.png https://financialist.com/news/markets/investment-managers-series-trust-ii-files-new-effective-date-000121390026111886 2026-10-27T01:33:20.484Z Financialist en 2026-10-27T01:33:20.484Z Investment Managers Series Trust II Files New Effective Date /news/images/sec/test-markets-07.png https://financialist.com/news/markets/endovia-health-sciences-files-preliminary-proxy-statement-000173112226001369 2026-10-27T01:33:20.469Z Financialist en 2026-10-27T01:33:20.469Z Endovia Health Sciences files preliminary proxy statement /news/images/sec/test-markets-10.png https://financialist.com/news/capital/royal-bank-of-canada-files-prospectus-for-new-offering-000095010326015871 2026-10-27T01:33:20.462Z Financialist en 2026-10-27T01:33:20.462Z Royal Bank of Canada Files Prospectus for New Offering /news/images/sec/test-capital-12.png https://financialist.com/news/capital/gs-finance-corp-files-prospectus-for-new-capital-offering-000119312526430671 2026-10-27T01:33:20.143Z Financialist en 2026-10-27T01:33:20.143Z GS Finance Corp. files prospectus for new capital offering /news/images/sec/test-capital-12.png https://financialist.com/news/markets/sky-quarry-inc-files-definitive-proxy-statement-for-governance-changes-000109690626001622 2026-10-27T01:33:19.987Z Financialist en 2026-10-27T01:33:19.987Z Sky Quarry Inc. Files Definitive Proxy Statement for Governance Changes /news/images/sec/test-markets-03.png https://financialist.com/news/markets/sky-quarry-inc-files-definitive-proxy-materials-for-vote-000109690626001624 2026-10-27T01:33:19.046Z Financialist en 2026-10-27T01:33:19.046Z Sky Quarry Inc. files definitive proxy materials for vote /news/images/sec/test-markets-05.png https://financialist.com/news/markets/ft-11673-files-rule-24f-2-notice-for-additional-securities-000144554626007831 2026-10-27T01:33:18.561Z Financialist en 2026-10-27T01:33:18.561Z FT 11673 Files Rule 24f-2 Notice for Additional Securities /news/images/sec/test-markets-12.png https://financialist.com/news/markets/ft-11688-files-24f-2nt-notice-to-register-additional-securities-000144554626007836 2026-10-27T01:33:18.501Z Financialist en 2026-10-27T01:33:18.501Z FT 11688 Files 24F-2NT Notice to Register Additional Securities /news/images/sec/test-markets-17.png https://financialist.com/news/markets/ft-11723-files-rule-24f-2-notice-with-sec-000144554626007843 2026-10-27T01:33:18.125Z Financialist en 2026-10-27T01:33:18.125Z FT 11723 Files Rule 24f-2 Notice with SEC /news/images/sec/test-markets-04.png https://financialist.com/news/markets/franklin-strategic-series-files-definitive-materials-update-000165558926001386 2026-10-27T01:33:17.949Z Financialist en 2026-10-27T01:33:17.949Z Franklin Strategic Series Files Definitive Materials Update /news/images/sec/test-markets-07.png https://financialist.com/news/markets/roberts-financial-services-files-quarterly-13f-hr-report-000195175726001766 2026-10-27T01:33:17.775Z Financialist en 2026-10-27T01:33:17.775Z Roberts Financial Services files quarterly 13F-HR report /news/images/sec/test-markets-07.png https://financialist.com/news/markets/ft-11671-files-rule-24f-2-notice-for-investment-portfolios-000144554626007829 2026-10-27T01:33:17.698Z Financialist en 2026-10-27T01:33:17.698Z FT 11671 files Rule 24f-2 notice for investment portfolios /news/images/sec/test-markets-10.png https://financialist.com/news/markets/ft-11720-files-rule-24f-2-notice-for-additional-securities-000144554626007841 2026-10-27T01:33:17.630Z Financialist en 2026-10-27T01:33:17.630Z FT 11720 Files Rule 24f-2 Notice for Additional Securities /news/images/sec/test-markets-02.png https://financialist.com/news/markets/ft-11766-files-24f-2nt-notice-for-additional-securities-000144554626007848 2026-10-27T01:33:17.511Z Financialist en 2026-10-27T01:33:17.511Z FT 11766 Files 24F-2NT Notice for Additional Securities /news/images/sec/test-markets-09.png https://financialist.com/news/capital/jpmorgan-chase-financial-co-files-new-prospectus-for-offering-000121390026111050 2026-10-27T01:33:17.333Z Financialist en 2026-10-27T01:33:17.333Z JPMorgan Chase Financial Co. files new prospectus for offering /news/images/sec/test-capital-11.png https://financialist.com/news/markets/ft-11690-files-24f-2nt-notice-for-securities-registration-000144554626007838 2026-10-27T01:33:17.327Z Financialist en 2026-10-27T01:33:17.327Z FT 11690 files 24F-2NT notice for securities registration /news/images/sec/test-markets-19.png https://financialist.com/news/markets/ft-11684-files-rule-24f-2-notice-with-sec-000144554626007834 2026-10-27T01:33:17.237Z Financialist en 2026-10-27T01:33:17.237Z FT 11684 Files Rule 24f-2 Notice with SEC /news/images/sec/test-markets-15.png https://financialist.com/news/markets/lattice-strategies-trust-files-notice-for-additional-shares-000141036826107731 2026-10-27T01:33:17.168Z Financialist en 2026-10-27T01:33:17.168Z Lattice Strategies Trust files notice for additional shares /news/images/sec/test-markets-12.png https://financialist.com/news/capital/xn-opportunities-i-lp-amends-exempt-offering-of-securities-000090266426004265 2026-10-27T01:33:17.143Z Financialist en 2026-10-27T01:33:17.143Z XN Opportunities I LP amends exempt offering of securities /news/images/sec/test-capital-06.png https://financialist.com/news/markets/allianz-polska-files-quarterly-report-on-investment-holdings-000205496526000005 2026-10-27T01:33:16.664Z Financialist en 2026-10-27T01:33:16.664Z Allianz Polska files quarterly report on investment holdings /news/images/sec/test-markets-06.png https://financialist.com/news/markets/ft-11729-files-rule-24f-2-notice-for-securities-offering-000144554626007844 2026-10-27T01:33:16.317Z Financialist en 2026-10-27T01:33:16.317Z FT 11729 Files Rule 24f-2 Notice for Securities Offering /news/images/sec/test-markets-05.png https://financialist.com/news/markets/register-financial-advisors-files-quarterly-13f-hr-report-000139834426018672 2026-10-27T01:33:16.076Z Financialist en 2026-10-27T01:33:16.076Z Register Financial Advisors files quarterly 13F-HR report /news/images/sec/test-markets-13.png https://financialist.com/news/markets/ft-11686-files-notice-to-register-additional-securities-000144554626007835 2026-10-27T01:33:16.017Z Financialist en 2026-10-27T01:33:16.017Z FT 11686 Files Notice to Register Additional Securities /news/images/sec/test-markets-16.png https://financialist.com/news/markets/ft-11730-files-rule-24f-2-notice-for-additional-securities-000144554626007845 2026-10-27T01:33:15.774Z Financialist en 2026-10-27T01:33:15.774Z FT 11730 files Rule 24f-2 notice for additional securities /news/images/sec/test-markets-06.png https://financialist.com/news/markets/ft-11719-files-notice-to-register-additional-securities-000144554626007840 2026-10-27T01:33:15.447Z Financialist en 2026-10-27T01:33:15.447Z FT 11719 files notice to register additional securities /news/images/sec/test-markets.png https://financialist.com/news/regulation/onconetix-files-form-425-signaling-business-developments-000121390026111883 2026-10-27T01:33:14.982Z Financialist en 2026-10-27T01:33:14.982Z Onconetix files Form 425, signaling business developments /news/images/sec/test-regulation-04.png https://financialist.com/news/markets/ft-11722-files-notice-on-investment-offerings-with-sec-000144554626007842 2026-10-27T01:33:14.941Z Financialist en 2026-10-27T01:33:14.941Z FT 11722 Files Notice on Investment Offerings with SEC /news/images/sec/test-markets-03.png https://financialist.com/news/markets/ft-11757-files-rule-24f-2-notice-for-additional-securities-000144554626007847 2026-10-27T01:33:14.623Z Financialist en 2026-10-27T01:33:14.623Z FT 11757 Files Rule 24f-2 Notice for Additional Securities /news/images/sec/test-markets-08.png https://financialist.com/news/markets/ft-11732-files-notice-under-rule-24f-2-for-securities-offering-000144554626007846 2026-10-27T01:33:14.419Z Financialist en 2026-10-27T01:33:14.419Z FT 11732 Files Notice Under Rule 24f-2 for Securities Offering /news/images/sec/test-markets-07.png https://financialist.com/news/capital/lindsell-train-amends-securities-offering-in-new-filing-000156611426000095 2026-10-27T01:33:14.306Z Financialist en 2026-10-27T01:33:14.306Z Lindsell Train amends securities offering in new filing /news/images/sec/test-capital-16.png https://financialist.com/news/markets/long-short-advisors-llc-files-quarterly-13f-nt-report-000137647426000666 2026-10-27T01:33:13.740Z Financialist en 2026-10-27T01:33:13.740Z LONG SHORT ADVISORS LLC Files Quarterly 13F-NT Report /news/images/sec/test-markets-07.png https://financialist.com/news/markets/narodna-banka-slovenska-files-quarterly-13f-hr-report-000212677826000003 2026-10-27T01:33:13.406Z Financialist en 2026-10-27T01:33:13.406Z Narodna banka Slovenska files quarterly 13F-HR report /news/images/sec/test-markets-04.png https://financialist.com/news/markets/regatta-capital-group-files-quarterly-13f-hr-report-000195175726001765 2026-10-27T01:33:13.362Z Financialist en 2026-10-27T01:33:13.362Z Regatta Capital Group files quarterly 13F-HR report /news/images/sec/test-markets-06.png https://financialist.com/news/capital/global-atlantic-insurance-opportunities-vehicle-files-form-d-000206235726000497 2026-10-27T01:33:13.094Z Financialist en 2026-10-27T01:33:13.094Z Global Atlantic Insurance Opportunities Vehicle Files Form D /news/images/sec/test-capital-18.png https://financialist.com/news/capital/ubs-ag-files-new-prospectus-to-raise-capital-000183988226052391 2026-10-27T01:33:12.750Z Financialist en 2026-10-27T01:33:12.750Z UBS AG Files New Prospectus to Raise Capital /news/images/sec/test-capital-12.png https://financialist.com/news/markets/columbia-funds-series-trust-ii-updates-investment-offerings-000119312526429555 2026-10-27T01:33:12.726Z Financialist en 2026-10-27T01:33:12.726Z Columbia Funds Series Trust II Updates Investment Offerings /news/images/sec/test-markets-16.png https://financialist.com/news/markets/dedora-capital-reports-investment-positions-in-latest-filing-000117266126004682 2026-10-27T01:33:12.530Z Financialist en 2026-10-27T01:33:12.530Z DeDora Capital reports investment positions in latest filing /news/images/sec/test-markets-03.png https://financialist.com/news/capital/citigroup-commercial-mortgage-trust-2018-c5-reports-latest-distributio-000162829726000919 2026-10-27T01:33:12.440Z Financialist en 2026-10-27T01:33:12.440Z CitiGroup Commercial Mortgage Trust 2018-C5 Reports Latest Distribution /news/images/sec/test-capital-20.png https://financialist.com/news/capital/citigroup-files-preliminary-pricing-supplement-for-new-offering-000191870426032524 2026-10-27T01:33:09.684Z Financialist en 2026-10-27T01:33:09.684Z Citigroup files preliminary pricing supplement for new offering /news/images/sec/test-capital-05.png https://financialist.com/news/regulation/shf-holdings-announces-business-combination-plans-000149315226048426 2026-10-27T01:33:08.276Z Financialist en 2026-10-27T01:33:08.276Z SHF Holdings announces business combination plans /news/images/sec/test-regulation-07.png https://financialist.com/news/markets/ft-13294-files-certification-of-no-change-in-materials-000144554626008005 2026-10-27T01:33:05.476Z Financialist en 2026-10-27T01:33:05.476Z FT 13294 files certification of no change in materials /news/images/sec/test-markets-06.png https://financialist.com/news/markets/shf-holdings-files-additional-definitive-proxy-materials-000149315226048427 2026-10-27T01:33:05.048Z Financialist en 2026-10-27T01:33:05.048Z SHF Holdings files additional definitive proxy materials /news/images/sec/test-markets-08.png https://financialist.com/news/capital/goldman-sachs-files-free-writing-prospectus-for-investors-000119312526430667 2026-10-27T01:33:04.759Z Financialist en 2026-10-27T01:33:04.759Z Goldman Sachs files free writing prospectus for investors /news/images/sec/test-capital-08.png https://financialist.com/news/deals/nucube-energy-files-communication-on-business-combination-000121390026112181 2026-10-27T01:33:03.059Z Financialist en 2026-10-27T01:33:03.059Z NuCube Energy files communication on business combination /news/images/sec/test-deals-02.png https://financialist.com/news/markets/federated-hermes-mdt-series-files-notice-to-register-shares-000162363226001577 2026-10-27T01:33:03.005Z Financialist en 2026-10-27T01:33:03.005Z Federated Hermes MDT Series Files Notice to Register Shares /news/images/sec/test-markets-18.png https://financialist.com/news/markets/john-hancock-exchange-traded-fund-trust-files-amendment-000119312526429547 2026-10-27T01:33:02.788Z Financialist en 2026-10-27T01:33:02.788Z John Hancock Exchange-Traded Fund Trust Files Amendment /news/images/sec/test-markets-08.png https://financialist.com/news/capital/artisan-dislocation-opportunities-fund-lp-files-amended-da-000090266426004260 2026-10-27T01:33:02.768Z Financialist en 2026-10-27T01:33:02.768Z Artisan Dislocation Opportunities Fund LP files amended D/A /news/images/sec/test-capital.png https://financialist.com/news/markets/retirement-solution-llc-files-quarterly-13f-hr-report-000191460626000008 2026-10-27T01:33:02.148Z Financialist en 2026-10-27T01:33:02.148Z Retirement Solution LLC files quarterly 13F-HR report /news/images/sec/test-markets-09.png https://financialist.com/news/markets/lattice-strategies-trust-files-additional-proxy-materials-000119312526429545 2026-10-27T01:33:02.078Z Financialist en 2026-10-27T01:33:02.078Z Lattice Strategies Trust Files Additional Proxy Materials /news/images/sec/test-markets-06.png https://financialist.com/news/capital/basswood-capital-management-proposes-sale-of-securities-000089914026001130 2026-10-27T01:33:01.755Z Financialist en 2026-10-27T01:33:01.755Z Basswood Capital Management Proposes Sale of Securities /news/images/sec/test-capital-11.png https://financialist.com/news/regulation/perfect-corp-files-post-effective-amendment-to-registration-000110465926118327 2026-10-27T01:33:01.492Z Financialist en 2026-10-27T01:33:01.492Z Perfect Corp. Files Post-Effective Amendment to Registration /news/images/sec/test-regulation-08.png https://financialist.com/news/capital/gs-finance-corp-files-new-free-writing-prospectus-000119312526430668 2026-10-27T01:33:00.538Z Financialist en 2026-10-27T01:33:00.538Z GS Finance Corp. Files New Free Writing Prospectus /news/images/sec/test-capital-09.png https://financialist.com/news/regulation/zacks-trust-registers-securities-under-section-12b-000158064226007076 2026-10-27T01:33:00.424Z Financialist en 2026-10-27T01:33:00.424Z Zacks Trust registers securities under Section 12(b) with SEC /news/images/sec/test-regulation-17.png https://financialist.com/news/capital/john-deere-owner-trust-2023-b-files-latest-distribution-report-000110465926118316 2026-10-27T01:33:00.122Z Financialist en 2026-10-27T01:33:00.122Z John Deere Owner Trust 2023-B Files Latest Distribution Report /news/images/sec/test-capital-17.png https://financialist.com/news/capital/bofa-finance-llc-files-prospectus-to-raise-capital-000191870426032511 2026-10-27T01:32:59.897Z Financialist en 2026-10-27T01:32:59.897Z BofA Finance LLC files prospectus to raise capital /news/images/sec/test-capital-12.png https://financialist.com/news/capital/jpmorgan-chase-financial-co-files-preliminary-pricing-supplement-000121390026112190 2026-10-27T01:32:59.687Z Financialist en 2026-10-27T01:32:59.687Z JPMorgan Chase Financial Co. files preliminary pricing supplement /news/images/sec/test-capital-11.png https://financialist.com/news/capital/bank-of-montreal-files-new-free-writing-prospectus-000183988226052303 2026-10-27T01:32:59.408Z Financialist en 2026-10-27T01:32:59.408Z Bank of Montreal Files New Free Writing Prospectus /news/images/sec/test-capital-04.png https://financialist.com/news/markets/ameliora-wealth-management-files-quarterly-report-on-holdings-000191016826000007 2026-10-27T01:32:59.285Z Financialist en 2026-10-27T01:32:59.285Z Ameliora Wealth Management files quarterly report on holdings /news/images/sec/test-markets-08.png https://financialist.com/news/capital/gs-finance-corp-files-prospectus-for-new-capital-offering-000119312526430672 2026-10-27T01:32:59.235Z Financialist en 2026-10-27T01:32:59.235Z GS Finance Corp. files prospectus for new capital offering /news/images/sec/test-capital-13.png https://financialist.com/news/capital/global-atlantic-insurance-opportunities-files-for-exempt-offering-000206235726000495 2026-10-27T01:32:59.198Z Financialist en 2026-10-27T01:32:59.198Z Global Atlantic Insurance Opportunities files for exempt offering /news/images/sec/test-capital-16.png https://financialist.com/news/capital/bank-of-nova-scotia-files-new-prospectus-for-offering-000183988226051733 2026-10-27T01:32:59.195Z Financialist en 2026-10-27T01:32:59.195Z Bank of Nova Scotia Files New Prospectus for Offering /news/images/sec/test-capital-14.png https://financialist.com/news/markets/bull-street-advisors-files-quarterly-13f-hr-report-000179083726000005 2026-10-27T01:32:57.472Z Financialist en 2026-10-27T01:32:57.472Z Bull Street Advisors files quarterly 13F-HR report /news/images/sec/test-markets-06.png https://financialist.com/news/capital/john-deere-owner-trust-2025-b-files-latest-distribution-report-000110465926118328 2026-10-27T01:32:57.245Z Financialist en 2026-10-27T01:32:57.245Z John Deere Owner Trust 2025-B Files Latest Distribution Report /news/images/sec/test-capital-09.png https://financialist.com/news/capital/john-deere-owner-trust-2023-c-files-latest-distribution-report-000110465926118319 2026-10-27T01:32:56.560Z Financialist en 2026-10-27T01:32:56.560Z John Deere Owner Trust 2023-C Files Latest Distribution Report /news/images/sec/test-capital-20.png https://financialist.com/news/capital/john-deere-owner-trust-2024-c-files-latest-distribution-report-000110465926118329 2026-10-27T01:32:56.502Z Financialist en 2026-10-27T01:32:56.502Z John Deere Owner Trust 2024-C Files Latest Distribution Report /news/images/sec/test-capital-10.png https://financialist.com/news/capital/kora-holdings-iii-amends-securities-offering-in-latest-filing-000090266426004264 2026-10-27T01:32:56.465Z Financialist en 2026-10-27T01:32:56.465Z Kora Holdings III amends securities offering in latest filing /news/images/sec/test-capital-05.png https://financialist.com/news/regulation/qsc-llc-files-automatic-shelf-registration-statement-000110465926118326 2026-10-27T01:32:56.460Z Financialist en 2026-10-27T01:32:56.460Z QSC, LLC files automatic shelf registration statement /news/images/sec/test-regulation-07.png https://financialist.com/news/capital/hg-vora-special-opportunities-fund-amends-securities-offering-000090266426004262 2026-10-27T01:32:56.259Z Financialist en 2026-10-27T01:32:56.259Z HG Vora Special Opportunities Fund amends securities offering /news/images/sec/test-capital-03.png https://financialist.com/news/capital/jpmorgan-chase-financial-co-files-new-prospectus-for-capital-000191870426032407 2026-10-27T01:32:56.044Z Financialist en 2026-10-27T01:32:56.044Z JPMorgan Chase Financial Co. files new prospectus for capital /news/images/sec/test-capital-08.png https://financialist.com/news/capital/jpmorgan-chase-financial-co-files-prospectus-for-offering-000191870426032408 2026-10-27T01:32:55.991Z Financialist en 2026-10-27T01:32:55.991Z JPMorgan Chase Financial Co. files prospectus for offering /news/images/sec/test-capital-09.png https://financialist.com/news/markets/tidal-trust-v-files-certification-of-no-changes-in-materials-000199937126023393 2026-10-27T01:32:54.870Z Financialist en 2026-10-27T01:32:54.870Z Tidal Trust V files certification of no changes in materials /news/images/sec/test-markets-14.png https://financialist.com/news/capital/rce-technologies-files-form-d-for-exempt-securities-offering-000179186026000001 2026-10-27T01:32:54.394Z Financialist en 2026-10-27T01:32:54.394Z RCE Technologies files Form D for exempt securities offering /news/images/sec/test-capital-02.png https://financialist.com/news/markets/nova-r-wealth-files-quarterly-13f-hr-report-for-q3-2026-000172945726000008 2026-10-27T01:32:54.194Z Financialist en 2026-10-27T01:32:54.194Z Nova R Wealth files quarterly 13F-HR report for Q3 2026 /news/images/sec/test-markets-09.png https://financialist.com/news/capital/john-deere-owner-trust-2023-files-latest-distribution-report-000110465926118314 2026-10-27T01:32:53.813Z Financialist en 2026-10-27T01:32:53.813Z John Deere Owner Trust 2023 Files Latest Distribution Report /news/images/sec/test-capital-15.png https://financialist.com/news/capital/citigroup-files-preliminary-pricing-supplement-for-offering-000191870426032525 2026-10-27T01:32:53.429Z Financialist en 2026-10-27T01:32:53.429Z Citigroup files preliminary pricing supplement for offering /news/images/sec/test-capital-06.png https://financialist.com/news/markets/wafd-inc-files-additional-proxy-materials-for-shareholders-000114036126040678 2026-10-27T01:32:53.254Z Financialist en 2026-10-27T01:32:53.254Z WAFD Inc. Files Additional Proxy Materials for Shareholders /news/images/sec/test-markets-19.png https://financialist.com/news/capital/john-deere-owner-trust-2026-b-files-distribution-report-000110465926118320 2026-10-27T01:32:53.001Z Financialist en 2026-10-27T01:32:53.001Z John Deere Owner Trust 2026-B Files Distribution Report /news/images/sec/test-capital.png https://financialist.com/news/markets/first-horizon-corp-files-quarterly-13f-hr-report-000003696626000179 2026-10-27T01:32:52.752Z Financialist en 2026-10-27T01:32:52.752Z First Horizon Corp files quarterly 13F-HR report /news/images/sec/test-markets-20.png https://financialist.com/news/markets/harbor-asset-planning-files-quarterly-report-on-holdings-000139834426018669 2026-10-27T01:32:52.292Z Financialist en 2026-10-27T01:32:52.292Z Harbor Asset Planning files quarterly report on holdings /news/images/sec/test-markets-10.png https://financialist.com/news/markets/saturna-investment-trust-files-monthly-portfolio-report-000119312526430663 2026-10-27T01:32:52.218Z Financialist en 2026-10-27T01:32:52.218Z Saturna Investment Trust files monthly portfolio report /news/images/sec/test-markets-04.png https://financialist.com/news/markets/southern-capital-advisors-files-quarterly-13f-hr-report-000208585326001290 2026-10-27T01:32:52.195Z Financialist en 2026-10-27T01:32:52.195Z Southern Capital Advisors files quarterly 13F-HR report /news/images/sec/test-markets-11.png https://financialist.com/news/markets/roundhill-etf-trust-files-new-effective-date-for-amendment-000139834426018720 2026-10-27T01:32:52.132Z Financialist en 2026-10-27T01:32:52.132Z Roundhill ETF Trust Files New Effective Date for Amendment /news/images/sec/test-markets.png https://financialist.com/news/markets/ptm-wealth-management-files-quarterly-13f-hr-report-000195175726001764 2026-10-27T01:32:51.647Z Financialist en 2026-10-27T01:32:51.647Z PTM Wealth Management files quarterly 13F-HR report /news/images/sec/test-markets-05.png https://financialist.com/news/regulation/ipower-inc-files-registration-for-employee-benefit-securities-000168316826008056 2026-10-27T01:32:51.393Z Financialist en 2026-10-27T01:32:51.393Z iPower Inc. Files Registration for Employee Benefit Securities /news/images/sec/test-regulation-17.png https://financialist.com/news/markets/kirr-marbach-co-llc-files-quarterly-investment-report-000076411226000006 2026-10-27T01:32:51.386Z Financialist en 2026-10-27T01:32:51.386Z Kirr Marbach & Co LLC files quarterly investment report /news/images/sec/test-markets-07.png https://financialist.com/news/regulation/jpmorgan-chase-bank-registers-new-adrs-for-softbank-group-000119380526001392 2026-10-27T01:32:51.379Z Financialist en 2026-10-27T01:32:51.379Z JPMorgan Chase Bank registers new ADRs for SoftBank Group /news/images/sec/test-regulation-13.png https://financialist.com/news/markets/investment-managers-series-trust-ii-updates-effective-date-000121390026111876 2026-10-27T01:32:51.312Z Financialist en 2026-10-27T01:32:51.312Z Investment Managers Series Trust II Updates Effective Date /news/images/sec/test-markets-17.png https://financialist.com/news/capital/hsbc-usa-inc-files-free-writing-prospectus-for-capital-000110465926118516 2026-10-27T01:32:51.298Z Financialist en 2026-10-27T01:32:51.298Z HSBC USA Inc. Files Free Writing Prospectus for Capital /news/images/sec/test-capital-17.png https://financialist.com/news/regulation/perfect-corp-files-amended-schedule-13e3-for-going-private-000110465926118313 2026-10-27T01:32:50.975Z Financialist en 2026-10-27T01:32:50.975Z Perfect Corp. Files Amended Schedule 13E3 for Going Private /news/images/sec/test-regulation-14.png https://financialist.com/news/capital/john-deere-owner-trust-2024-files-latest-distribution-report-000110465926118324 2026-10-27T01:32:50.615Z Financialist en 2026-10-27T01:32:50.615Z John Deere Owner Trust 2024 Files Latest Distribution Report /news/images/sec/test-capital-05.png https://financialist.com/news/capital/nuburu-files-prospectus-update-to-enhance-market-presence-000119312526430654 2026-10-27T01:32:50.614Z Financialist en 2026-10-27T01:32:50.614Z Nuburu files prospectus update to enhance market presence /news/images/sec/test-capital-15.png https://financialist.com/news/regulation/arcosa-files-post-effective-amendment-for-employee-benefits-000114036126040599 2026-10-27T01:32:50.160Z Financialist en 2026-10-27T01:32:50.160Z Arcosa files post-effective amendment for employee benefits /news/images/sec/test-regulation-20.png https://financialist.com/news/capital/hsbc-usa-inc-files-free-writing-prospectus-for-new-offerings-000110465926118323 2026-10-27T01:32:50.048Z Financialist en 2026-10-27T01:32:50.048Z HSBC USA Inc. Files Free Writing Prospectus for New Offerings /news/images/sec/test-capital-04.png https://financialist.com/news/capital/uni-fuels-holdings-files-prospectus-for-new-securities-offering-000149315226048276 2026-10-27T01:32:49.749Z Financialist en 2026-10-27T01:32:49.749Z Uni-Fuels Holdings files prospectus for new securities offering /news/images/sec/test-capital-17.png https://financialist.com/news/tech/great-elm-group-files-additional-definitive-proxy-materials-000114036126040595 2026-10-27T01:32:49.568Z Financialist en 2026-10-27T01:32:49.568Z Great Elm Group files additional definitive proxy materials /news/images/sec/test-tech-16.png https://financialist.com/news/markets/investment-managers-series-trust-ii-files-post-effective-amendment-000121390026111877 2026-10-27T01:32:49.481Z Financialist en 2026-10-27T01:32:49.481Z Investment Managers Series Trust II Files Post-Effective Amendment /news/images/sec/test-markets-18.png https://financialist.com/news/capital/john-deere-owner-trust-2026-reports-latest-distribution-000110465926118315 2026-10-27T01:32:49.282Z Financialist en 2026-10-27T01:32:49.282Z John Deere Owner Trust 2026 Reports Latest Distribution /news/images/sec/test-capital-16.png https://financialist.com/news/regulation/arcosa-files-post-effective-amendment-to-shelf-registration-000114036126040598 2026-10-27T01:32:49.267Z Financialist en 2026-10-27T01:32:49.267Z Arcosa files post-effective amendment to shelf registration /news/images/sec/test-regulation-19.png https://financialist.com/news/capital/john-deere-owner-trust-2024-b-files-latest-distribution-report-000110465926118325 2026-10-27T01:32:49.096Z Financialist en 2026-10-27T01:32:49.096Z John Deere Owner Trust 2024-B Files Latest Distribution Report /news/images/sec/test-capital-06.png https://financialist.com/news/markets/silver-bow-mining-amends-asset-purchase-agreement-000153949726002746 2026-10-27T01:32:49.076Z Financialist en 2026-10-27T01:32:49.076Z Silver Bow Mining amends asset purchase agreement /news/images/sec/test-markets-07.png https://financialist.com/news/markets/investment-managers-series-trust-ii-files-post-effective-amendment-000121390026111878 2026-10-27T01:32:48.845Z Financialist en 2026-10-27T01:32:48.845Z Investment Managers Series Trust II Files Post-Effective Amendment /news/images/sec/test-markets-19.png https://financialist.com/news/capital/citigroup-files-free-writing-prospectus-for-new-offerings-000191870426032404 2026-10-27T01:32:48.692Z Financialist en 2026-10-27T01:32:48.692Z CitiGroup files free writing prospectus for new offerings /news/images/sec/test-capital-05.png https://financialist.com/news/capital/jpmorgan-chase-financial-co-files-preliminary-pricing-supplement-000191870426032406 2026-10-27T01:32:47.699Z Financialist en 2026-10-27T01:32:47.699Z JPMorgan Chase Financial Co. files preliminary pricing supplement /news/images/sec/test-capital-07.png https://financialist.com/news/capital/citigroup-global-markets-files-free-writing-prospectus-000191870426032405 2026-10-27T01:32:47.533Z Financialist en 2026-10-27T01:32:47.533Z Citigroup Global Markets Files Free Writing Prospectus /news/images/sec/test-capital-06.png https://financialist.com/news/markets/tidal-trust-ii-files-definitive-materials-for-etf-000199937126023390 2026-10-27T01:32:44.262Z Financialist en 2026-10-27T01:32:44.262Z Tidal Trust II Files Definitive Materials for ETF /news/images/sec/test-markets-11.png https://financialist.com/news/markets/mutual-of-america-files-quarterly-report-on-investment-holdings-000119312526429511 2026-10-27T01:32:38.387Z Financialist en 2026-10-27T01:32:38.387Z Mutual of America files quarterly report on investment holdings /news/images/sec/test-markets-12.png https://financialist.com/news/markets/keenan-llc-reveals-investment-holdings-in-latest-filing-000208585326001273 2026-10-27T01:32:35.899Z Financialist en 2026-10-27T01:32:35.899Z Keenan, LLC reveals investment holdings in latest filing /news/images/sec/test-markets-14.png https://financialist.com/news/markets/sippican-capital-advisors-files-quarterly-investment-report-000139834426018667 2026-10-27T01:32:34.793Z Financialist en 2026-10-27T01:32:34.793Z Sippican Capital Advisors files quarterly investment report /news/images/sec/test-markets-08.png https://financialist.com/news/markets/del-sette-capital-management-files-quarterly-report-on-holdings-000195175726001762 2026-10-27T01:32:34.695Z Financialist en 2026-10-27T01:32:34.695Z Del-Sette Capital Management files quarterly report on holdings /news/images/sec/test-markets-03.png https://financialist.com/news/markets/boyer-financial-services-files-quarterly-13f-hr-report-000208585326001277 2026-10-27T01:32:34.227Z Financialist en 2026-10-27T01:32:34.227Z Boyer Financial Services files quarterly 13F-HR report /news/images/sec/test-markets-18.png https://financialist.com/news/markets/vaughan-co-securities-files-quarterly-report-on-holdings-000208585326001274 2026-10-27T01:32:33.163Z Financialist en 2026-10-27T01:32:33.163Z Vaughan & Co Securities files quarterly report on holdings /news/images/sec/test-markets-15.png https://financialist.com/news/tech/great-elm-group-files-definitive-proxy-statement-for-shareholders-000119312526429516 2026-10-27T01:32:32.900Z Financialist en 2026-10-27T01:32:32.900Z Great Elm Group Files Definitive Proxy Statement for Shareholders /news/images/sec/test-tech-17.png https://financialist.com/news/markets/constitution-capital-llc-files-quarterly-13f-hr-report-000195175726001761 2026-10-27T01:32:32.629Z Financialist en 2026-10-27T01:32:32.629Z Constitution Capital LLC files quarterly 13F-HR report /news/images/sec/test-markets-02.png https://financialist.com/news/capital/citigroup-files-preliminary-pricing-supplement-for-debt-offering-000191870426032403 2026-10-27T01:32:32.461Z Financialist en 2026-10-27T01:32:32.461Z Citigroup files preliminary pricing supplement for debt offering /news/images/sec/test-capital-04.png https://financialist.com/news/capital/browning-west-cayman-fund-lp-amends-exempt-offering-notice-000090266426004258 2026-10-27T01:32:32.313Z Financialist en 2026-10-27T01:32:32.313Z Browning West Cayman Fund LP Amends Exempt Offering Notice /news/images/sec/test-capital-19.png https://financialist.com/news/markets/wheeler-real-estate-investment-trust-files-definitive-proxy-statement-000121390026111872 2026-10-27T01:32:32.253Z Financialist en 2026-10-27T01:32:32.253Z Wheeler Real Estate Investment Trust files definitive proxy statement /news/images/sec/test-markets-13.png https://financialist.com/news/capital/belton-curtis-files-form-144-for-proposed-securities-sale-000192109426001111 2026-10-27T01:32:32.061Z Financialist en 2026-10-27T01:32:32.061Z Belton Curtis Files Form 144 for Proposed Securities Sale /news/images/sec/test-capital-12.png https://financialist.com/news/markets/mutual-of-america-life-insurance-co-files-13f-nt-report-000119312526429512 2026-10-27T01:32:31.834Z Financialist en 2026-10-27T01:32:31.834Z Mutual of America Life Insurance Co files 13F-NT report /news/images/sec/test-markets-13.png https://financialist.com/news/tech/tidal-trust-ii-files-definitive-materials-for-new-etf-000199937126023384 2026-10-27T01:32:31.314Z Financialist en 2026-10-27T01:32:31.314Z Tidal Trust II files definitive materials for new ETF /news/images/sec/test-tech-05.png https://financialist.com/news/regulation/wheeler-real-estate-investment-trust-files-annual-report-000121390026111875 2026-10-27T01:32:31.120Z Financialist en 2026-10-27T01:32:31.120Z Wheeler Real Estate Investment Trust Files Annual Report /news/images/sec/test-regulation-16.png https://financialist.com/news/markets/bck-partners-files-quarterly-13f-hr-report-for-q3-2026-000208585326001275 2026-10-27T01:32:31.084Z Financialist en 2026-10-27T01:32:31.084Z BCK Partners files quarterly 13F-HR report for Q3 2026 /news/images/sec/test-markets-16.png https://financialist.com/news/markets/astrotech-corp-files-definitive-proxy-statement-for-shareholders-000143774926033333 2026-10-27T01:32:31.010Z Financialist en 2026-10-27T01:32:31.010Z ASTROTECH Corp Files Definitive Proxy Statement for Shareholders /news/images/sec/test-markets-14.png https://financialist.com/news/markets/wheeler-real-estate-investment-trust-files-definitive-proxy-materials-000121390026111874 2026-10-27T01:32:30.881Z Financialist en 2026-10-27T01:32:30.881Z Wheeler Real Estate Investment Trust files definitive proxy materials /news/images/sec/test-markets-15.png https://financialist.com/news/markets/astrotech-corp-files-proxy-materials-for-shareholder-meeting-000143774926033335 2026-10-27T01:32:30.712Z Financialist en 2026-10-27T01:32:30.712Z ASTROTECH Corp files proxy materials for shareholder meeting /news/images/sec/test-markets-16.png https://financialist.com/news/markets/tidal-trust-ii-files-definitive-materials-for-etf-strategy-000199937126023387 2026-10-27T01:32:30.599Z Financialist en 2026-10-27T01:32:30.599Z Tidal Trust II Files Definitive Materials for ETF Strategy /news/images/sec/test-markets-08.png https://financialist.com/news/markets/leading-edge-financial-planning-files-quarterly-13f-hr-report-000195175726001760 2026-10-27T01:32:30.493Z Financialist en 2026-10-27T01:32:30.493Z Leading Edge Financial Planning files quarterly 13F-HR report /news/images/sec/test-markets.png https://financialist.com/news/regulation/astrotech-corp-files-annual-report-outlines-future-strategy-000143774926033336 2026-10-27T01:32:30.081Z Financialist en 2026-10-27T01:32:30.081Z ASTROTECH Corp files annual report, outlines future strategy /news/images/sec/test-regulation-17.png https://financialist.com/news/capital/orthoiq-inc-announces-exempt-offering-of-securities-000215448826000001 2026-10-27T01:32:29.732Z Financialist en 2026-10-27T01:32:29.732Z OrthoIQ, Inc. announces exempt offering of securities /news/images/sec/test-capital-02.png https://financialist.com/news/markets/center-for-wealth-management-advisory-files-latest-13f-hr-report-000208585326001276 2026-10-27T01:32:29.620Z Financialist en 2026-10-27T01:32:29.620Z Center for Wealth Management Advisory Files Latest 13F-HR Report /news/images/sec/test-markets-17.png https://financialist.com/news/capital/branchout-food-inc-files-prospectus-for-securities-offerings-000149315226048179 2026-10-27T01:32:27.757Z Financialist en 2026-10-27T01:32:27.757Z BranchOut Food Inc. files prospectus for securities offerings /news/images/sec/test-capital-20.png https://financialist.com/news/markets/leeward-investments-files-quarterly-13f-hr-report-000192317326000004 2026-10-27T01:32:26.709Z Financialist en 2026-10-27T01:32:26.709Z Leeward Investments files quarterly 13F-HR report /news/images/sec/test-markets-05.png https://financialist.com/news/capital/gs-finance-corp-files-free-writing-prospectus-for-new-offering-000119312526431269 2026-10-27T01:32:26.646Z Financialist en 2026-10-27T01:32:26.646Z GS Finance Corp. Files Free Writing Prospectus for New Offering /news/images/sec/test-capital-10.png https://financialist.com/news/markets/rubicon-advisors-files-quarterly-13f-report-for-q3-2026-000117266126004655 2026-10-27T01:32:26.595Z Financialist en 2026-10-27T01:32:26.595Z Rubicon Advisors files quarterly 13F report for Q3 2026 /news/images/sec/test-markets-16.png https://financialist.com/news/deals/kf-growth-acquisition-corp-ii-files-additional-proxy-materials-000121390026112288 2026-10-27T01:32:26.540Z Financialist en 2026-10-27T01:32:26.540Z K&F Growth Acquisition Corp. II Files Additional Proxy Materials /news/images/sec/test-deals-09.png https://financialist.com/news/capital/bofa-finance-llc-files-prospectus-for-new-capital-offering-000191870426032402 2026-10-27T01:32:26.379Z Financialist en 2026-10-27T01:32:26.379Z BofA Finance LLC files prospectus for new capital offering /news/images/sec/test-capital-03.png https://financialist.com/news/regulation/factset-research-systems-files-annual-report-detailing-growth-000114036126040715 2026-10-27T01:32:26.366Z Financialist en 2026-10-27T01:32:26.366Z FactSet Research Systems files annual report detailing growth /news/images/sec/test-regulation-16.png https://financialist.com/news/markets/gritstone-asset-management-files-quarterly-holdings-report-000170581926000079 2026-10-27T01:32:26.351Z Financialist en 2026-10-27T01:32:26.351Z Gritstone Asset Management files quarterly holdings report /news/images/sec/test-markets-20.png https://financialist.com/news/markets/tidal-trust-ii-files-definitive-materials-for-etf-000199937126023381 2026-10-27T01:32:26.287Z Financialist en 2026-10-27T01:32:26.287Z Tidal Trust II Files Definitive Materials for ETF /news/images/sec/test-markets-02.png https://financialist.com/news/capital/bank-of-nova-scotia-files-prospectus-for-new-securities-offering-000183988226052340 2026-10-27T01:32:26.199Z Financialist en 2026-10-27T01:32:26.199Z Bank of Nova Scotia Files Prospectus for New Securities Offering /news/images/sec/test-capital.png https://financialist.com/news/capital/bank-of-montreal-updates-financial-product-terms-in-new-filing-000121465926013174 2026-10-27T01:32:26.048Z Financialist en 2026-10-27T01:32:26.048Z Bank of Montreal updates financial product terms in new filing /news/images/sec/test-capital-15.png https://financialist.com/news/markets/ft-13296-files-certification-of-no-change-in-definitive-materials-000144554626008007 2026-10-27T01:32:25.984Z Financialist en 2026-10-27T01:32:25.984Z FT 13296 Files Certification of No Change in Definitive Materials /news/images/sec/test-markets-08.png https://financialist.com/news/capital/citigroup-files-preliminary-pricing-supplement-for-capital-raise-000191870426032539 2026-10-27T01:32:25.890Z Financialist en 2026-10-27T01:32:25.890Z Citigroup files preliminary pricing supplement for capital raise /news/images/sec/test-capital-20.png https://financialist.com/news/capital/citigroup-commercial-mortgage-trust-2015-gc31-reports-latest-distribut-000162829726000905 2026-10-27T01:32:25.286Z Financialist en 2026-10-27T01:32:25.286Z Citigroup Commercial Mortgage Trust 2015-GC31 Reports Latest Distribution /news/images/sec/test-capital-06.png https://financialist.com/news/capital/ubs-ag-files-new-prospectus-to-enhance-capital-strategies-000111444626007500 2026-10-27T01:32:25.148Z Financialist en 2026-10-27T01:32:25.148Z UBS AG Files New Prospectus to Enhance Capital Strategies /news/images/sec/test-capital.png https://financialist.com/news/capital/bank-of-nova-scotia-files-prospectus-update-for-offerings-000183988226052343 2026-10-27T01:32:24.682Z Financialist en 2026-10-27T01:32:24.682Z Bank of Nova Scotia files prospectus update for offerings /news/images/sec/test-capital-04.png https://financialist.com/news/capital/goldman-sachs-files-free-writing-prospectus-for-new-offerings-000119312526431267 2026-10-27T01:32:24.409Z Financialist en 2026-10-27T01:32:24.409Z Goldman Sachs files free writing prospectus for new offerings /news/images/sec/test-capital-08.png https://financialist.com/news/regulation/ipower-inc-submits-amended-registration-statement-000168316826008057 2026-10-27T01:32:24.357Z Financialist en 2026-10-27T01:32:24.357Z iPower Inc. submits amended registration statement /news/images/sec/test-regulation-18.png https://financialist.com/news/markets/tfc-financial-management-reports-quarterly-institutional-holdings-000139834426018740 2026-10-27T01:32:24.243Z Financialist en 2026-10-27T01:32:24.243Z TFC Financial Management reports quarterly institutional holdings /news/images/sec/test-markets.png https://financialist.com/news/regulation/ea-series-trust-files-for-removal-of-securities-from-listing-000135445726001019 2026-10-27T01:32:24.231Z Financialist en 2026-10-27T01:32:24.231Z EA Series Trust files for removal of securities from listing /news/images/sec/test-regulation-20.png https://financialist.com/news/markets/saturna-investment-trust-files-monthly-portfolio-report-000119312526430662 2026-10-27T01:32:24.066Z Financialist en 2026-10-27T01:32:24.066Z Saturna Investment Trust Files Monthly Portfolio Report /news/images/sec/test-markets-03.png https://financialist.com/news/capital/ubs-ag-files-new-prospectus-for-capital-market-activities-000183988226052341 2026-10-27T01:32:23.906Z Financialist en 2026-10-27T01:32:23.906Z UBS AG files new prospectus for capital market activities /news/images/sec/test-capital-02.png https://financialist.com/news/markets/ft-13295-files-certification-of-no-change-in-materials-000144554626008006 2026-10-27T01:32:23.544Z Financialist en 2026-10-27T01:32:23.544Z FT 13295 Files Certification of No Change in Materials /news/images/sec/test-markets-07.png https://financialist.com/news/capital/citigroup-commercial-mortgage-trust-2015-gc29-files-latest-report-000162829726000904 2026-10-27T01:32:23.531Z Financialist en 2026-10-27T01:32:23.531Z Citigroup Commercial Mortgage Trust 2015-GC29 Files Latest Report /news/images/sec/test-capital-05.png https://financialist.com/news/capital/cai0626-a-series-of-cgf2021-llc-amends-securities-offering-000214292626000002 2026-10-27T01:32:23.143Z Financialist en 2026-10-27T01:32:23.143Z CAI0626 a Series of CGF2021 LLC Amends Securities Offering /news/images/sec/test-capital-03.png https://financialist.com/news/capital/bank-of-nova-scotia-files-prospectus-for-securities-offering-000183988226052342 2026-10-27T01:32:22.832Z Financialist en 2026-10-27T01:32:22.832Z Bank of Nova Scotia Files Prospectus for Securities Offering /news/images/sec/test-capital-03.png https://financialist.com/news/markets/roundhill-etf-trust-files-post-effective-amendment-for-etfs-000139834426018718 2026-10-27T01:32:22.456Z Financialist en 2026-10-27T01:32:22.456Z Roundhill ETF Trust Files Post-Effective Amendment for ETFs /news/images/sec/test-markets-19.png https://financialist.com/news/capital/care-craft-commitment-files-for-new-exempt-securities-offering-000215494526000001 2026-10-27T01:32:22.343Z Financialist en 2026-10-27T01:32:22.343Z Care Craft Commitment files for new exempt securities offering /news/images/sec/test-capital-02.png https://financialist.com/news/capital/brij-medical-files-notice-for-exempt-securities-offering-000114036126040679 2026-10-27T01:32:21.664Z Financialist en 2026-10-27T01:32:21.664Z Brij Medical files notice for exempt securities offering /news/images/sec/test-capital-20.png https://financialist.com/news/capital/gs-finance-corp-files-new-prospectus-for-securities-offering-000095010326016113 2026-10-27T01:32:21.653Z Financialist en 2026-10-27T01:32:21.653Z GS Finance Corp. Files New Prospectus for Securities Offering /news/images/sec/test-capital-14.png https://financialist.com/news/capital/jpmorgan-chase-financial-co-files-preliminary-pricing-supplement-000121390026112179 2026-10-27T01:32:21.463Z Financialist en 2026-10-27T01:32:21.463Z JPMorgan Chase Financial Co. files preliminary pricing supplement /news/images/sec/test-capital-20.png https://financialist.com/news/capital/santander-commercial-mortgage-securities-files-abs-15g-report-000153949726002747 2026-10-27T01:32:21.320Z Financialist en 2026-10-27T01:32:21.320Z Santander Commercial Mortgage Securities files ABS-15G report /news/images/sec/test-capital-08.png https://financialist.com/news/capital/crestwood-capital-amends-securities-offering-filing-000101359426001085 2026-10-27T01:32:21.233Z Financialist en 2026-10-27T01:32:21.233Z Crestwood Capital amends securities offering filing /news/images/sec/test-capital-06.png https://financialist.com/news/crypto/tidal-trust-ii-files-monthly-portfolio-investment-report-000200032426005829 2026-10-27T01:32:20.967Z Financialist en 2026-10-27T01:32:20.967Z Tidal Trust II files monthly portfolio investment report /news/images/sec/test-crypto-10.png https://financialist.com/news/capital/elucida-labs-files-notice-for-exempt-securities-offering-000216154426000001 2026-10-27T01:32:20.822Z Financialist en 2026-10-27T01:32:20.822Z Elucida Labs files notice for exempt securities offering /news/images/sec/test-capital-02.png https://financialist.com/news/capital/jpmorgan-chase-financial-co-files-preliminary-pricing-supplement-000191870426032540 2026-10-27T01:32:18.778Z Financialist en 2026-10-27T01:32:18.778Z JPMorgan Chase Financial Co. files preliminary pricing supplement /news/images/sec/test-capital.png https://financialist.com/news/capital/crestwood-capital-partners-ii-lp-files-amended-offering-notice-000101359426001084 2026-10-27T01:32:11.381Z Financialist en 2026-10-27T01:32:11.381Z Crestwood Capital Partners II LP Files Amended Offering Notice /news/images/sec/test-capital-05.png https://financialist.com/news/capital/barton-don-files-form-144-for-proposed-sale-of-securities-000195917326007487 2026-10-27T01:32:11.263Z Financialist en 2026-10-27T01:32:11.263Z Barton Don Files Form 144 for Proposed Sale of Securities /news/images/sec/test-capital-08.png https://financialist.com/news/capital/jpmorgan-chase-financial-co-files-preliminary-pricing-supplement-000121390026112327 2026-10-27T01:32:10.660Z Financialist en 2026-10-27T01:32:10.660Z JPMorgan Chase Financial Co. files preliminary pricing supplement /news/images/sec/test-capital-08.png https://financialist.com/news/capital/gary-m-pfeiffer-files-form-144-for-proposed-securities-sale-000195917326007482 2026-10-27T01:32:10.561Z Financialist en 2026-10-27T01:32:10.561Z Gary M. Pfeiffer Files Form 144 for Proposed Securities Sale /news/images/sec/test-capital-03.png https://financialist.com/news/capital/endtx-announces-exempt-offering-000215916826000001 2026-10-27T01:32:10.412Z Financialist en 2026-10-27T01:32:10.412Z ENDTX a Series of CGF2026 LLC Announces Exempt Offering /news/images/sec/test-capital-02.png https://financialist.com/news/regulation/lunai-bioworks-files-post-effective-amendment-to-registration-000173112226001365 2026-10-27T01:32:09.881Z Financialist en 2026-10-27T01:32:09.881Z Lunai Bioworks files post-effective amendment to registration /news/images/sec/test-regulation-06.png https://financialist.com/news/capital/bank-of-nova-scotia-files-new-prospectus-for-securities-offering-000183988226052363 2026-10-27T01:32:09.652Z Financialist en 2026-10-27T01:32:09.652Z Bank of Nova Scotia files new prospectus for securities offering /news/images/sec/test-capital-04.png https://financialist.com/news/capital/ubs-ag-files-prospectus-for-new-securities-offerings-000183988226052374 2026-10-27T01:32:09.391Z Financialist en 2026-10-27T01:32:09.391Z UBS AG files prospectus for new securities offerings /news/images/sec/test-capital-15.png https://financialist.com/news/markets/schwartz-investment-trust-files-definitive-materials-for-funds-000158064226007080 2026-10-27T01:32:09.197Z Financialist en 2026-10-27T01:32:09.197Z Schwartz Investment Trust Files Definitive Materials for Funds /news/images/sec/test-markets.png https://financialist.com/news/capital/qubits-ventures-fund-ii-amends-securities-offering-details-000209423926000001 2026-10-27T01:32:08.959Z Financialist en 2026-10-27T01:32:08.959Z Qubits Ventures Fund II amends securities offering details /news/images/sec/test-capital-02.png https://financialist.com/news/capital/citigroup-files-prospectus-for-new-securities-offering-000095010326016114 2026-10-27T01:32:08.783Z Financialist en 2026-10-27T01:32:08.783Z Citigroup files prospectus for new securities offering /news/images/sec/test-capital-15.png https://financialist.com/news/markets/power-reit-files-proxy-statement-for-upcoming-shareholder-vote-000149315226048284 2026-10-27T01:32:08.603Z Financialist en 2026-10-27T01:32:08.603Z Power REIT Files Proxy Statement for Upcoming Shareholder Vote /news/images/sec/test-markets-05.png https://financialist.com/news/capital/citigroup-files-preliminary-pricing-supplement-for-debt-offering-000191870426032535 2026-10-27T01:32:08.602Z Financialist en 2026-10-27T01:32:08.602Z Citigroup files preliminary pricing supplement for debt offering /news/images/sec/test-capital-16.png https://financialist.com/news/markets/archon-partners-files-quarterly-13f-hr-report-for-q3-2026-000117266126004685 2026-10-27T01:32:08.600Z Financialist en 2026-10-27T01:32:08.600Z Archon Partners files quarterly 13F-HR report for Q3 2026 /news/images/sec/test-markets-06.png https://financialist.com/news/markets/anderson-hoagland-co-files-latest-13f-hr-report-000079119126000005 2026-10-27T01:32:08.013Z Financialist en 2026-10-27T01:32:08.013Z Anderson Hoagland & Co. Files Latest 13F-HR Report /news/images/sec/test-markets-06.png https://financialist.com/news/capital/citigroup-trust-files-latest-distribution-report-for-investors-000162829726000903 2026-10-27T01:32:07.868Z Financialist en 2026-10-27T01:32:07.868Z Citigroup Trust Files Latest Distribution Report for Investors /news/images/sec/test-capital-04.png https://financialist.com/news/regulation/etf-opportunities-trust-removes-securities-from-listing-000114336226000415 2026-10-27T01:32:07.572Z Financialist en 2026-10-27T01:32:07.572Z ETF Opportunities Trust Removes Securities from Listing /news/images/sec/test-regulation-16.png https://financialist.com/news/capital/bofa-finance-llc-files-prospectus-for-securities-offering-000191870426032510 2026-10-27T01:32:06.846Z Financialist en 2026-10-27T01:32:06.846Z BofA Finance LLC Files Prospectus for Securities Offering /news/images/sec/test-capital-11.png https://financialist.com/news/regulation/united-rentals-files-automatic-shelf-registration-statement-000110465926118296 2026-10-27T01:32:06.695Z Financialist en 2026-10-27T01:32:06.695Z United Rentals files automatic shelf registration statement /news/images/sec/test-regulation-17.png https://financialist.com/news/capital/bofa-finance-llc-files-prospectus-for-new-securities-offering-000191870426031983 2026-10-27T01:32:06.656Z Financialist en 2026-10-27T01:32:06.656Z BofA Finance LLC Files Prospectus for New Securities Offering /news/images/sec/test-capital-04.png https://financialist.com/news/markets/amanah-holdings-trust-files-quarterly-13f-report-000207612126000004 2026-10-27T01:32:06.548Z Financialist en 2026-10-27T01:32:06.548Z Amanah Holdings Trust files quarterly 13F report /news/images/sec/test-markets-05.png https://financialist.com/news/regulation/cn-energy-group-files-amended-report-on-financials-000147793226006437 2026-10-27T01:32:06.339Z Financialist en 2026-10-27T01:32:06.339Z CN Energy Group files amended report on financials /news/images/sec/test-regulation-18.png https://financialist.com/news/regulation/digitalbridge-group-terminates-securities-registration-000110465926118298 2026-10-27T01:32:06.307Z Financialist en 2026-10-27T01:32:06.307Z DigitalBridge Group terminates securities registration /news/images/sec/test-regulation-19.png https://financialist.com/news/markets/tidal-trust-ii-files-new-summary-prospectus-for-yieldmax-etf-000199937126023378 2026-10-27T01:32:06.137Z Financialist en 2026-10-27T01:32:06.137Z Tidal Trust II files new summary prospectus for YieldMax ETF /news/images/sec/test-markets-19.png https://financialist.com/news/capital/gs-finance-corp-files-prospectus-update-for-investors-000119312526430653 2026-10-27T01:32:05.777Z Financialist en 2026-10-27T01:32:05.777Z GS Finance Corp. files prospectus update for investors /news/images/sec/test-capital-14.png https://financialist.com/news/capital/sentinel-private-investment-proxy-fund-amends-securities-offering-000110465926117291 2026-10-27T01:32:05.631Z Financialist en 2026-10-27T01:32:05.631Z Sentinel Private Investment Proxy Fund Amends Securities Offering /news/images/sec/test-capital-12.png https://financialist.com/news/capital/jpmorgan-chase-financial-co-files-prospectus-for-offerings-000191870426031995 2026-10-27T01:32:05.099Z Financialist en 2026-10-27T01:32:05.099Z JPMorgan Chase Financial Co. files prospectus for offerings /news/images/sec/test-capital-16.png https://financialist.com/news/capital/citigroup-global-markets-files-free-writing-prospectus-000095010326016059 2026-10-27T01:32:04.351Z Financialist en 2026-10-27T01:32:04.351Z Citigroup Global Markets Files Free Writing Prospectus /news/images/sec/test-capital-20.png https://financialist.com/news/capital/associated-digital-capital-group-announces-exempt-offering-000210967926000005 2026-10-27T01:32:03.700Z Financialist en 2026-10-27T01:32:03.700Z Associated Digital Capital Group announces exempt offering of securities /news/images/sec/test-capital-06.png https://financialist.com/news/markets/chris-bulman-inc-files-quarterly-report-detailing-holdings-000203240426000009 2026-10-27T01:32:02.689Z Financialist en 2026-10-27T01:32:02.689Z Chris Bulman Inc files quarterly report detailing holdings /news/images/sec/test-markets-10.png https://financialist.com/news/ipo/metals-royalty-co-inc-files-notice-of-effectiveness-999999999526003319 2026-10-27T01:32:02.602Z Financialist en 2026-10-27T01:32:02.602Z Metals Royalty Co Inc. Files Notice of Effectiveness /news/images/sec/test-ipo-20.png https://financialist.com/news/markets/curis-inc-files-preliminary-proxy-statement-for-shareholders-000114036126040582 2026-10-27T01:32:02.402Z Financialist en 2026-10-27T01:32:02.402Z CURIS INC files preliminary proxy statement for shareholders /news/images/sec/test-markets-03.png https://financialist.com/news/capital/green-flag-fund-ii-scsp-announces-new-exempt-offering-000215931826000001 2026-10-27T01:32:02.155Z Financialist en 2026-10-27T01:32:02.155Z Green Flag Fund II SCSp announces new exempt offering /news/images/sec/test-capital-02.png https://financialist.com/news/capital/fund-ii-amends-notice-of-exempt-offering-of-securities-000199637826000002 2026-10-27T01:32:01.947Z Financialist en 2026-10-27T01:32:01.947Z Fund II Amends Notice of Exempt Offering of Securities /news/images/sec/test-capital-03.png https://financialist.com/news/capital/willing-partners-fund-files-amended-form-d-for-securities-offering-000188972026000001 2026-10-27T01:32:00.833Z Financialist en 2026-10-27T01:32:00.833Z Willing Partners Fund files amended Form D for securities offering /news/images/sec/test-capital-02.png https://financialist.com/news/ipo/blockfusion-digital-infrastructure-receives-effectiveness-notice-999999999526003315 2026-10-27T01:32:00.535Z Financialist en 2026-10-27T01:32:00.535Z Blockfusion Digital Infrastructure Receives Effectiveness Notice /news/images/sec/test-ipo-16.png https://financialist.com/news/capital/barclays-bank-files-prospectus-for-new-capital-offering-000191870426032000 2026-10-27T01:32:00.511Z Financialist en 2026-10-27T01:32:00.511Z Barclays Bank files prospectus for new capital offering /news/images/sec/test-capital.png https://financialist.com/news/capital/willing-partners-plus-fund-amends-securities-offering-000188978926000001 2026-10-27T01:32:00.295Z Financialist en 2026-10-27T01:32:00.295Z Willing Partners Plus Fund Amends Securities Offering /news/images/sec/test-capital-02.png https://financialist.com/news/tech/nushares-etf-trust-files-post-effective-amendment-000119312526429430 2026-10-27T01:32:00.288Z Financialist en 2026-10-27T01:32:00.288Z Nushares ETF Trust Files Post-Effective Amendment /news/images/sec/test-tech-11.png https://financialist.com/news/regulation/asa-gold-precious-metals-files-amended-registration-statement-000139834426018662 2026-10-27T01:32:00.199Z Financialist en 2026-10-27T01:32:00.199Z ASA Gold & Precious Metals files amended registration statement /news/images/sec/test-regulation-03.png https://financialist.com/news/capital/royal-bank-of-canada-files-prospectus-to-raise-capital-000095010326015864 2026-10-27T01:32:00.163Z Financialist en 2026-10-27T01:32:00.163Z Royal Bank of Canada files prospectus to raise capital /news/images/sec/test-capital-05.png https://financialist.com/news/capital/jpmorgan-chase-financial-co-files-free-writing-prospectus-000121390026111816 2026-10-27T01:32:00.089Z Financialist en 2026-10-27T01:32:00.089Z JPMorgan Chase Financial Co. files free writing prospectus /news/images/sec/test-capital-17.png https://financialist.com/news/capital/qp-multimodal-ventures-ii-lp-files-form-d-for-capital-raise-000216075926000001 2026-10-27T01:31:59.694Z Financialist en 2026-10-27T01:31:59.694Z QP-Multimodal Ventures II, LP files Form D for capital raise /news/images/sec/test-capital-02.png https://financialist.com/news/capital/jpmorgan-chase-financial-co-files-preliminary-pricing-supplement-000121390026111815 2026-10-27T01:31:59.659Z Financialist en 2026-10-27T01:31:59.659Z JPMorgan Chase Financial Co. files preliminary pricing supplement /news/images/sec/test-capital-16.png https://financialist.com/news/capital/jpmorgan-chase-financial-files-prospectus-for-new-offering-000121390026110955 2026-10-27T01:31:59.608Z Financialist en 2026-10-27T01:31:59.608Z JPMorgan Chase Financial files prospectus for new offering /news/images/sec/test-capital-16.png https://financialist.com/news/capital/aurelian-i-files-amended-notice-of-exempt-offering-000212699626000003 2026-10-27T01:31:59.531Z Financialist en 2026-10-27T01:31:59.531Z Aurelian I files amended notice of exempt offering /news/images/sec/test-capital-04.png https://financialist.com/news/regulation/lunai-bioworks-files-post-effective-amendment-to-s-8-000173112226001366 2026-10-27T01:31:59.340Z Financialist en 2026-10-27T01:31:59.340Z Lunai Bioworks files post-effective amendment to S-8 /news/images/sec/test-regulation-07.png https://financialist.com/news/deals/inflection-point-acquisition-corp-vi-files-business-update-000121390026111832 2026-10-27T01:31:59.331Z Financialist en 2026-10-27T01:31:59.331Z Inflection Point Acquisition Corp. VI Files Business Update /news/images/sec/test-deals-13.png https://financialist.com/news/regulation/pic-diversification-fund-files-notice-of-qualification-under-reg-a-999999999426000194 2026-10-27T01:31:59.311Z Financialist en 2026-10-27T01:31:59.311Z PIC Diversification Fund files notice of qualification under Reg A /news/images/sec/test-regulation-15.png https://financialist.com/news/capital/toronto-dominion-bank-files-preliminary-pricing-supplement-000114036126040239 2026-10-27T01:31:59.245Z Financialist en 2026-10-27T01:31:59.245Z Toronto Dominion Bank Files Preliminary Pricing Supplement /news/images/sec/test-capital-20.png https://financialist.com/news/regulation/ping-an-biomedical-files-registration-statement-for-capital-raise-000121390026112166 2026-10-27T01:31:59.023Z Financialist en 2026-10-27T01:31:59.023Z Ping An Biomedical files registration statement for capital raise /news/images/sec/test-regulation-07.png https://financialist.com/news/ipo/t3-defense-inc-receives-notice-of-effectiveness-for-filing-999999999526003317 2026-10-27T01:31:58.678Z Financialist en 2026-10-27T01:31:58.678Z T3 Defense Inc. Receives Notice of Effectiveness for Filing /news/images/sec/test-ipo-18.png https://financialist.com/news/capital/verizon-master-trust-files-latest-distribution-report-000119312526429373 2026-10-27T01:31:58.577Z Financialist en 2026-10-27T01:31:58.577Z Verizon Master Trust files latest distribution report /news/images/sec/test-capital-14.png https://financialist.com/news/ipo/jbs-nv-receives-notice-of-effectiveness-for-filing-999999999526003325 2026-10-27T01:31:58.328Z Financialist en 2026-10-27T01:31:58.328Z JBS N.V. Receives Notice of Effectiveness for Filing /news/images/sec/test-ipo-06.png https://financialist.com/news/ipo/lycia-therapeutics-receives-notice-of-effectiveness-for-filing-999999999526003321 2026-10-27T01:31:58.322Z Financialist en 2026-10-27T01:31:58.322Z Lycia Therapeutics Receives Notice of Effectiveness for Filing /news/images/sec/test-ipo-02.png https://financialist.com/news/capital/citigroup-global-markets-files-free-writing-prospectus-000095010326016058 2026-10-27T01:31:58.217Z Financialist en 2026-10-27T01:31:58.217Z Citigroup Global Markets files free writing prospectus /news/images/sec/test-capital-19.png https://financialist.com/news/regulation/lunai-bioworks-files-post-effective-amendment-for-employee-plan-000173112226001364 2026-10-27T01:31:58.146Z Financialist en 2026-10-27T01:31:58.146Z Lunai Bioworks files post-effective amendment for employee plan /news/images/sec/test-regulation-05.png https://financialist.com/news/capital/uplearn-now-inc-announces-exempt-offering-of-securities-000216161526000001 2026-10-27T01:31:57.861Z Financialist en 2026-10-27T01:31:57.861Z UpLearn Now, Inc. announces exempt offering of securities /news/images/sec/test-capital-02.png https://financialist.com/news/capital/jpmorgan-chase-files-free-writing-prospectus-for-investors-000121390026111814 2026-10-27T01:31:56.862Z Financialist en 2026-10-27T01:31:56.862Z JPMorgan Chase files free writing prospectus for investors /news/images/sec/test-capital-15.png https://financialist.com/news/capital/bofa-finance-llc-files-prospectus-update-for-investors-000191870426032400 2026-10-27T01:31:54.975Z Financialist en 2026-10-27T01:31:54.975Z BofA Finance LLC Files Prospectus Update for Investors /news/images/sec/test-capital.png https://financialist.com/news/ipo/metals-royalty-co-inc-receives-sec-notice-of-effectiveness-999999999526003320 2026-10-27T01:31:47.605Z Financialist en 2026-10-27T01:31:47.605Z Metals Royalty Co Inc. Receives SEC Notice of Effectiveness /news/images/sec/test-ipo.png https://financialist.com/news/ipo/franklin-ethereum-trust-receives-notice-of-effectiveness-999999999526003314 2026-10-27T01:31:46.173Z Financialist en 2026-10-27T01:31:46.173Z Franklin Ethereum Trust Receives Notice of Effectiveness /news/images/sec/test-ipo-15.png https://financialist.com/news/deals/quantum-space-files-amended-registration-statement-for-merger-000121390026111830 2026-10-27T01:31:46.097Z Financialist en 2026-10-27T01:31:46.097Z Quantum Space files amended registration statement for merger /news/images/sec/test-deals-11.png https://financialist.com/news/capital/ubs-ag-files-new-prospectus-for-securities-offering-000111444626007499 2026-10-27T01:31:45.883Z Financialist en 2026-10-27T01:31:45.883Z UBS AG files new prospectus for securities offering /news/images/sec/test-capital-20.png https://financialist.com/news/regulation/direct-digital-holdings-files-post-effective-amendment-000188061326000139 2026-10-27T01:31:45.757Z Financialist en 2026-10-27T01:31:45.757Z Direct Digital Holdings files post-effective amendment /news/images/sec/test-regulation-20.png https://financialist.com/news/markets/tidal-trust-i-files-notice-of-securities-update-000199937126023128 2026-10-27T01:31:45.676Z Financialist en 2026-10-27T01:31:45.676Z Tidal Trust I Files Notice of Securities Update /news/images/sec/test-markets-09.png https://financialist.com/news/ipo/apex-critical-metals-corp-receives-notice-of-effectiveness-999999999526003324 2026-10-27T01:31:45.345Z Financialist en 2026-10-27T01:31:45.345Z Apex Critical Metals Corp. Receives Notice of Effectiveness /news/images/sec/test-ipo-05.png https://financialist.com/news/markets/voya-investments-files-quarterly-report-for-q3-2026-000110465926118259 2026-10-27T01:31:45.092Z Financialist en 2026-10-27T01:31:45.092Z Voya Investments files quarterly report for Q3 2026 /news/images/sec/test-markets-20.png https://financialist.com/news/capital/pro-athlete-community-spv-amends-securities-offering-000210153326000005 2026-10-27T01:31:45.059Z Financialist en 2026-10-27T01:31:45.059Z Pro Athlete Community SPV Amends Securities Offering /news/images/sec/test-capital-06.png https://financialist.com/news/ipo/pulmatrix-receives-notice-of-effectiveness-for-filing-999999999526003316 2026-10-27T01:31:44.375Z Financialist en 2026-10-27T01:31:44.375Z Pulmatrix Receives Notice of Effectiveness for Filing /news/images/sec/test-ipo-17.png https://financialist.com/news/ipo/eva-live-inc-receives-notice-of-effectiveness-for-filing-999999999526003326 2026-10-27T01:31:44.130Z Financialist en 2026-10-27T01:31:44.130Z Eva Live Inc Receives Notice of Effectiveness for Filing /news/images/sec/test-ipo-07.png https://financialist.com/news/capital/ubs-ag-files-prospectus-for-new-securities-offering-000111444626007503 2026-10-27T01:31:44.108Z Financialist en 2026-10-27T01:31:44.108Z UBS AG files prospectus for new securities offering /news/images/sec/test-capital-04.png https://financialist.com/news/ipo/arxis-inc-receives-notice-of-effectiveness-for-filing-999999999526003322 2026-10-27T01:31:44.013Z Financialist en 2026-10-27T01:31:44.013Z Arxis, Inc. Receives Notice of Effectiveness for Filing /news/images/sec/test-ipo-03.png https://financialist.com/news/capital/royal-bank-of-canada-files-prospectus-for-capital-raise-000095010326015868 2026-10-27T01:31:43.990Z Financialist en 2026-10-27T01:31:43.990Z Royal Bank of Canada files prospectus for capital raise /news/images/sec/test-capital-09.png https://financialist.com/news/capital/otro-m-co-investment-lp-announces-exempt-securities-offering-000216189326000001 2026-10-27T01:31:43.979Z Financialist en 2026-10-27T01:31:43.979Z Otro M Co-Investment, LP announces exempt securities offering /news/images/sec/test-capital-02.png https://financialist.com/news/capital/rose-kelly-brunetti-files-form-144-for-proposed-sale-of-securities-000195824426000672 2026-10-27T01:31:43.584Z Financialist en 2026-10-27T01:31:43.584Z Rose Kelly Brunetti Files Form 144 for Proposed Sale of Securities /news/images/sec/test-capital-13.png https://financialist.com/news/capital/hsbc-usa-inc-files-free-writing-prospectus-for-offerings-000110465926118251 2026-10-27T01:31:43.317Z Financialist en 2026-10-27T01:31:43.317Z HSBC USA Inc. Files Free Writing Prospectus for Offerings /news/images/sec/test-capital-12.png https://financialist.com/news/consumer/rave-restaurant-group-files-definitive-proxy-statement-000114036126040557 2026-10-27T01:31:43.313Z Financialist en 2026-10-27T01:31:43.313Z Rave Restaurant Group files definitive proxy statement /news/images/sec/test-consumer-18.png https://financialist.com/news/consumer/rave-restaurant-group-files-additional-proxy-materials-000114036126040558 2026-10-27T01:31:42.889Z Financialist en 2026-10-27T01:31:42.889Z Rave Restaurant Group files additional proxy materials /news/images/sec/test-consumer-19.png https://financialist.com/news/capital/zeta-global-files-prospectus-for-new-offering-000119312526430617 2026-10-27T01:31:42.883Z Financialist en 2026-10-27T01:31:42.883Z Zeta Global files prospectus for new offering /news/images/sec/test-capital-18.png https://financialist.com/news/regulation/retokens-capital-llc-files-focus-report-for-mid-2026-period-000203699726000008 2026-10-27T01:31:42.575Z Financialist en 2026-10-27T01:31:42.575Z Retokens Capital LLC files FOCUS report for mid-2026 period /news/images/sec/test-regulation-09.png https://financialist.com/news/regulation/peloton-interactive-files-annual-report-outlines-future-plans-000119312526430522 2026-10-27T01:31:42.486Z Financialist en 2026-10-27T01:31:42.486Z Peloton Interactive files annual report, outlines future plans /news/images/sec/test-regulation-03.png https://financialist.com/news/capital/royal-bank-of-canada-files-new-prospectus-for-capital-raising-000095010326015870 2026-10-27T01:31:41.769Z Financialist en 2026-10-27T01:31:41.769Z Royal Bank of Canada Files New Prospectus for Capital Raising /news/images/sec/test-capital-11.png https://financialist.com/news/capital/royal-bank-of-canada-files-prospectus-for-securities-offering-000095010326016029 2026-10-27T01:31:40.790Z Financialist en 2026-10-27T01:31:40.790Z Royal Bank of Canada files prospectus for securities offering /news/images/sec/test-capital-10.png https://financialist.com/news/capital/ivp-xviii-b-lp-files-notice-of-exempt-offering-of-securities-000216037626000001 2026-10-27T01:31:39.573Z Financialist en 2026-10-27T01:31:39.573Z IVP XVIII-B, L.P. files notice of exempt offering of securities /news/images/sec/test-capital-02.png https://financialist.com/news/capital/mobix-labs-files-prospectus-to-offer-securities-for-capital-000149315226048141 2026-10-27T01:31:39.572Z Financialist en 2026-10-27T01:31:39.572Z MOBIX Labs files prospectus to offer securities for capital /news/images/sec/test-capital-02.png https://financialist.com/news/capital/ubs-ag-files-prospectus-for-securities-offering-000111444626007504 2026-10-27T01:31:39.051Z Financialist en 2026-10-27T01:31:39.051Z UBS AG Files Prospectus for Securities Offering /news/images/sec/test-capital-05.png https://financialist.com/news/capital/gs-finance-corp-files-prospectus-for-new-offerings-000119312526426725 2026-10-27T01:31:38.651Z Financialist en 2026-10-27T01:31:38.651Z GS Finance Corp. files prospectus for new offerings /news/images/sec/test-capital-06.png https://financialist.com/news/capital/ml-forum-llc-announces-exempt-offering-of-securities-000208061226000056 2026-10-27T01:31:38.278Z Financialist en 2026-10-27T01:31:38.278Z ML Forum, LLC Announces Exempt Offering of Securities /news/images/sec/test-capital-17.png https://financialist.com/news/capital/mobix-labs-files-prospectus-for-upcoming-securities-offering-000149315226048142 2026-10-27T01:31:38.232Z Financialist en 2026-10-27T01:31:38.232Z MOBIX Labs files prospectus for upcoming securities offering /news/images/sec/test-capital-03.png https://financialist.com/news/capital/nvc-stord-spv-ii-llc-announces-exempt-securities-offering-000216094126000001 2026-10-27T01:31:38.143Z Financialist en 2026-10-27T01:31:38.143Z NVC Stord SPV II, LLC announces exempt securities offering /news/images/sec/test-capital-02.png https://financialist.com/news/capital/argentem-opportunities-fund-amends-exemption-filing-000092963826003990 2026-10-27T01:31:38.125Z Financialist en 2026-10-27T01:31:38.125Z Argentem Opportunities Fund Amends Exemption Filing /news/images/sec/test-capital-11.png https://financialist.com/news/capital/solowin-holdings-files-prospectus-supplement-for-capital-raise-000121390026111765 2026-10-27T01:31:37.757Z Financialist en 2026-10-27T01:31:37.757Z Solowin Holdings files prospectus supplement for capital raise /news/images/sec/test-capital-06.png https://financialist.com/news/regulation/devvstream-legacy-corp-files-post-effective-amendment-000114036126040534 2026-10-27T01:31:37.491Z Financialist en 2026-10-27T01:31:37.491Z DevvStream Legacy Corp. files post-effective amendment /news/images/sec/test-regulation-15.png https://financialist.com/news/capital/collplant-biotechnologies-files-form-d-for-securities-offering-000121390026111756 2026-10-27T01:31:36.982Z Financialist en 2026-10-27T01:31:36.982Z CollPlant Biotechnologies files Form D for securities offering /news/images/sec/test-capital-17.png https://financialist.com/news/capital/rise-energy-group-amends-exempt-offering-of-securities-000156611426000092 2026-10-27T01:31:36.949Z Financialist en 2026-10-27T01:31:36.949Z Rise Energy Group amends exempt offering of securities /news/images/sec/test-capital-13.png https://financialist.com/news/capital/hsbc-usa-inc-files-free-writing-prospectus-for-offerings-000110465926118196 2026-10-27T01:31:36.553Z Financialist en 2026-10-27T01:31:36.553Z HSBC USA Inc. Files Free Writing Prospectus for Offerings /news/images/sec/test-capital-17.png https://financialist.com/news/capital/supernova-industries-corp-files-form-d-for-securities-offering-000200698826000006 2026-10-27T01:31:36.282Z Financialist en 2026-10-27T01:31:36.282Z Supernova Industries Corp. files Form D for securities offering /news/images/sec/test-capital-07.png https://financialist.com/news/capital/royal-bank-of-canada-files-prospectus-for-securities-offering-000095010326016030 2026-10-27T01:31:35.994Z Financialist en 2026-10-27T01:31:35.994Z Royal Bank of Canada files prospectus for securities offering /news/images/sec/test-capital-11.png https://financialist.com/news/capital/8vc-dss-iii-lp-announces-exempt-offering-of-securities-000215623726000001 2026-10-27T01:31:35.670Z Financialist en 2026-10-27T01:31:35.670Z 8VC DSS III, L.P. announces exempt offering of securities /news/images/sec/test-capital-02.png https://financialist.com/news/capital/gs-finance-corp-files-free-writing-prospectus-for-financing-000119312526429135 2026-10-27T01:31:35.653Z Financialist en 2026-10-27T01:31:35.653Z GS Finance Corp. Files Free Writing Prospectus for Financing /news/images/sec/test-capital-16.png https://financialist.com/news/capital/goldman-sachs-files-free-writing-prospectus-for-capital-raise-000119312526429136 2026-10-27T01:31:35.588Z Financialist en 2026-10-27T01:31:35.588Z Goldman Sachs files free writing prospectus for capital raise /news/images/sec/test-capital-17.png https://financialist.com/news/capital/hsbc-usa-inc-files-free-writing-prospectus-for-capital-plans-000110465926118200 2026-10-27T01:31:35.563Z Financialist en 2026-10-27T01:31:35.563Z HSBC USA Inc. Files Free Writing Prospectus for Capital Plans /news/images/sec/test-capital.png https://financialist.com/news/capital/royal-bank-of-canada-files-prospectus-for-new-offering-000095010326016031 2026-10-27T01:31:35.419Z Financialist en 2026-10-27T01:31:35.419Z Royal Bank of Canada files prospectus for new offering /news/images/sec/test-capital-12.png https://financialist.com/news/capital/jefferies-financial-group-files-prospectus-for-new-securities-000191870426032398 2026-10-27T01:31:35.376Z Financialist en 2026-10-27T01:31:35.376Z Jefferies Financial Group files prospectus for new securities /news/images/sec/test-capital-19.png https://financialist.com/news/regulation/decent-holding-inc-files-registration-statement-for-capital-000118518526004978 2026-10-27T01:31:35.294Z Financialist en 2026-10-27T01:31:35.294Z Decent Holding Inc. Files Registration Statement for Capital /news/images/sec/test-regulation-19.png https://financialist.com/news/deals/spark-i-acquisition-corp-files-prospectus-for-business-deals-000110465926118203 2026-10-27T01:31:35.176Z Financialist en 2026-10-27T01:31:35.176Z Spark I Acquisition Corp Files Prospectus for Business Deals /news/images/sec/test-deals-04.png https://financialist.com/news/capital/hsbc-usa-inc-files-free-writing-prospectus-for-investors-000110465926118204 2026-10-27T01:31:35.105Z Financialist en 2026-10-27T01:31:35.105Z HSBC USA Inc. Files Free Writing Prospectus for Investors /news/images/sec/test-capital-05.png https://financialist.com/news/regulation/american-rebel-licensing-files-amended-offering-statement-000187285626000348 2026-10-27T01:31:35.102Z Financialist en 2026-10-27T01:31:35.102Z American Rebel Licensing files amended offering statement /news/images/sec/test-regulation-09.png https://financialist.com/news/regulation/applife-digital-solutions-files-post-effective-amendment-000109690626001606 2026-10-27T01:31:34.951Z Financialist en 2026-10-27T01:31:34.951Z APPlife Digital Solutions files post-effective amendment /news/images/sec/test-regulation-07.png https://financialist.com/news/capital/mcap-research-labs-fund-lp-announces-exempt-securities-offering-000216154526000001 2026-10-27T01:31:34.708Z Financialist en 2026-10-27T01:31:34.708Z MCAP Research Labs Fund LP announces exempt securities offering /news/images/sec/test-capital-02.png https://financialist.com/news/capital/mobix-labs-files-new-prospectus-for-growth-strategy-000149315226048140 2026-10-27T01:31:34.561Z Financialist en 2026-10-27T01:31:34.561Z MOBIX Labs files new prospectus for growth strategy /news/images/sec/test-capital.png https://financialist.com/news/tech/varonis-systems-files-additional-definitive-proxy-materials-000121390026111750 2026-10-27T01:31:34.519Z Financialist en 2026-10-27T01:31:34.519Z Varonis Systems files additional definitive proxy materials /news/images/sec/test-tech-11.png https://financialist.com/news/capital/nvc-stord-spv-amends-exempt-offering-of-securities-000209565226000002 2026-10-27T01:31:34.164Z Financialist en 2026-10-27T01:31:34.164Z NVC Stord SPV amends exempt offering of securities /news/images/sec/test-capital-03.png https://financialist.com/news/deals/redl-intermediate-holdings-files-form-425-for-business-combo-000121390026112171 2026-10-27T01:31:33.731Z Financialist en 2026-10-27T01:31:33.731Z REDL Intermediate Holdings files Form 425 for business combo /news/images/sec/test-deals-12.png https://financialist.com/news/capital/rise-equipment-partners-amends-securities-offering-details-000156611426000093 2026-10-27T01:31:33.612Z Financialist en 2026-10-27T01:31:33.612Z Rise Equipment Partners amends securities offering details /news/images/sec/test-capital-14.png https://financialist.com/news/regulation/devvstream-legacy-corp-files-post-effective-amendment-000114036126040536 2026-10-27T01:31:33.445Z Financialist en 2026-10-27T01:31:33.445Z DevvStream Legacy Corp. Files Post-Effective Amendment /news/images/sec/test-regulation-17.png https://financialist.com/news/regulation/direct-digital-holdings-requests-withdrawal-of-registration-000188061326000138 2026-10-27T01:31:30.802Z Financialist en 2026-10-27T01:31:30.802Z Direct Digital Holdings requests withdrawal of registration /news/images/sec/test-regulation-19.png https://financialist.com/news/markets/amana-mutual-funds-trust-files-monthly-portfolio-report-000119312526430632 2026-10-27T01:31:29.679Z Financialist en 2026-10-27T01:31:29.679Z Amana Mutual Funds Trust Files Monthly Portfolio Report /news/images/sec/test-markets-13.png https://financialist.com/news/markets/amana-mutual-funds-trust-files-monthly-portfolio-report-000119312526430634 2026-10-27T01:31:29.557Z Financialist en 2026-10-27T01:31:29.557Z Amana Mutual Funds Trust Files Monthly Portfolio Report /news/images/sec/test-markets-15.png https://financialist.com/news/capital/rsynq-corp-files-for-exempt-offering-of-securities-000216189926000001 2026-10-27T01:31:23.648Z Financialist en 2026-10-27T01:31:23.648Z RSYNQ Corp files for exempt offering of securities /news/images/sec/test-capital-02.png https://financialist.com/news/capital/cancambria-energy-corp-announces-exempt-offering-of-securities-000106299326005502 2026-10-27T01:31:23.240Z Financialist en 2026-10-27T01:31:23.240Z CanCambria Energy Corp. Announces Exempt Offering of Securities /news/images/sec/test-capital-03.png https://financialist.com/news/markets/stewardship-advisors-files-quarterly-13f-hr-report-000173321926000006 2026-10-27T01:31:22.118Z Financialist en 2026-10-27T01:31:22.118Z Stewardship Advisors files quarterly 13F-HR report /news/images/sec/test-markets-07.png https://financialist.com/news/markets/demars-financial-group-reports-quarterly-holdings-update-000172311526000005 2026-10-27T01:31:21.603Z Financialist en 2026-10-27T01:31:21.603Z Demars Financial Group reports quarterly holdings update /news/images/sec/test-markets-06.png https://financialist.com/news/markets/saturna-investment-trust-files-monthly-portfolio-report-000119312526430640 2026-10-27T01:31:21.086Z Financialist en 2026-10-27T01:31:21.086Z Saturna Investment Trust Files Monthly Portfolio Report /news/images/sec/test-markets.png https://financialist.com/news/markets/tenaya-therapeutics-files-additional-proxy-materials-000119312526430642 2026-10-27T01:31:21.047Z Financialist en 2026-10-27T01:31:21.047Z Tenaya Therapeutics Files Additional Proxy Materials /news/images/sec/test-markets-03.png https://financialist.com/news/markets/valaris-ltd-files-additional-definitive-proxy-materials-000114036126040677 2026-10-27T01:31:20.686Z Financialist en 2026-10-27T01:31:20.686Z Valaris Ltd Files Additional Definitive Proxy Materials /news/images/sec/test-markets-18.png https://financialist.com/news/markets/peoples-financial-services-corp-files-quarterly-report-000105694326000005 2026-10-27T01:31:19.816Z Financialist en 2026-10-27T01:31:19.816Z Peoples Financial Services Corp. files quarterly report /news/images/sec/test-markets-06.png https://financialist.com/news/capital/jpmorgan-chase-financial-co-files-new-prospectus-for-offerings-000121390026111753 2026-10-27T01:31:19.644Z Financialist en 2026-10-27T01:31:19.644Z JPMorgan Chase Financial Co. files new prospectus for offerings /news/images/sec/test-capital-14.png https://financialist.com/news/capital/royal-bank-of-canada-files-prospectus-for-new-securities-offering-000095010326016026 2026-10-27T01:31:19.418Z Financialist en 2026-10-27T01:31:19.418Z Royal Bank of Canada files prospectus for new securities offering /news/images/sec/test-capital-07.png https://financialist.com/news/markets/prospect-capital-corp-files-additional-definitive-proxy-materials-000128703226000294 2026-10-27T01:31:19.368Z Financialist en 2026-10-27T01:31:19.368Z Prospect Capital Corp files additional definitive proxy materials /news/images/sec/test-markets-15.png https://financialist.com/news/markets/etf-opportunities-trust-files-definitive-materials-document-000177114626002116 2026-10-27T01:31:19.289Z Financialist en 2026-10-27T01:31:19.289Z ETF Opportunities Trust Files Definitive Materials Document /news/images/sec/test-markets-17.png https://financialist.com/news/markets/compass-wealth-management-files-quarterly-13f-hr-report-000196565326000005 2026-10-27T01:31:19.258Z Financialist en 2026-10-27T01:31:19.258Z Compass Wealth Management files quarterly 13F-HR report /news/images/sec/test-markets-06.png https://financialist.com/news/regulation/opay-ltd-files-amended-registration-for-american-depository-receipts-000119380526001393 2026-10-27T01:31:18.927Z Financialist en 2026-10-27T01:31:18.927Z OPay Ltd files amended registration for American Depository Receipts /news/images/sec/test-regulation-14.png https://financialist.com/news/tech/fiee-inc-files-additional-proxy-materials-for-shareholder-vote-000114036126040531 2026-10-27T01:31:18.897Z Financialist en 2026-10-27T01:31:18.897Z FiEE, Inc. Files Additional Proxy Materials for Shareholder Vote /news/images/sec/test-tech-12.png https://financialist.com/news/deals/greenbacker-renewable-energy-files-prospectus-for-merger-000175392626001982 2026-10-27T01:31:18.108Z Financialist en 2026-10-27T01:31:18.108Z Greenbacker Renewable Energy files prospectus for merger /news/images/sec/test-deals-03.png https://financialist.com/news/capital/barclays-bank-files-prospectus-for-new-debt-offering-000095010326016027 2026-10-27T01:31:17.981Z Financialist en 2026-10-27T01:31:17.981Z Barclays Bank files prospectus for new debt offering /news/images/sec/test-capital-08.png https://financialist.com/news/capital/hsbc-usa-inc-files-free-writing-prospectus-for-investors-000110465926118190 2026-10-27T01:31:17.808Z Financialist en 2026-10-27T01:31:17.808Z HSBC USA Inc. Files Free Writing Prospectus for Investors /news/images/sec/test-capital-11.png https://financialist.com/news/capital/watchfire-spv-scth-lp-files-for-exempt-securities-offering-000123191926001491 2026-10-27T01:31:17.162Z Financialist en 2026-10-27T01:31:17.162Z Watchfire SPV SCTH, L.P. files for exempt securities offering /news/images/sec/test-capital-12.png https://financialist.com/news/capital/jefferies-financial-group-files-prospectus-for-new-deal-000114036126040226 2026-10-27T01:31:16.782Z Financialist en 2026-10-27T01:31:16.782Z Jefferies Financial Group files prospectus for new deal /news/images/sec/test-capital-07.png https://financialist.com/news/markets/nano-dimension-files-preliminary-proxy-statement-for-shareholders-000119312526429095 2026-10-27T01:31:16.606Z Financialist en 2026-10-27T01:31:16.606Z Nano Dimension files preliminary proxy statement for shareholders /news/images/sec/test-markets-16.png https://financialist.com/news/capital/volkswagen-auto-loan-enhanced-trust-files-latest-distribution-report-000110465926117281 2026-10-27T01:31:16.568Z Financialist en 2026-10-27T01:31:16.568Z Volkswagen Auto Loan Enhanced Trust files latest distribution report /news/images/sec/test-capital-02.png https://financialist.com/news/markets/staysail-series-trust-files-new-post-effective-amendment-000199937126023345 2026-10-27T01:31:16.490Z Financialist en 2026-10-27T01:31:16.490Z Staysail Series Trust Files New Post-Effective Amendment /news/images/sec/test-markets-06.png https://financialist.com/news/capital/royal-bank-of-canada-files-prospectus-to-offer-securities-000095010326016028 2026-10-27T01:31:16.419Z Financialist en 2026-10-27T01:31:16.419Z Royal Bank of Canada files prospectus to offer securities /news/images/sec/test-capital-09.png https://financialist.com/news/capital/house-mountain-partners-amends-securities-offering-details-000205169326000001 2026-10-27T01:31:16.155Z Financialist en 2026-10-27T01:31:16.155Z House Mountain Partners amends securities offering details /news/images/sec/test-capital-02.png https://financialist.com/news/regulation/jaguar-health-files-registration-statement-to-offer-securities-000119312526429100 2026-10-27T01:31:15.484Z Financialist en 2026-10-27T01:31:15.484Z Jaguar Health files registration statement to offer securities /news/images/sec/test-regulation.png https://financialist.com/news/regulation/direct-digital-holdings-files-post-effective-amendment-000188061326000144 2026-10-27T01:31:15.206Z Financialist en 2026-10-27T01:31:15.206Z Direct Digital Holdings files post-effective amendment /news/images/sec/test-regulation-05.png https://financialist.com/news/markets/amana-mutual-funds-trust-files-monthly-portfolio-report-000119312526430633 2026-10-27T01:31:15.103Z Financialist en 2026-10-27T01:31:15.103Z Amana Mutual Funds Trust Files Monthly Portfolio Report /news/images/sec/test-markets-14.png https://financialist.com/news/markets/direxion-shares-etf-trust-files-post-effective-amendment-000119312526429102 2026-10-27T01:31:14.963Z Financialist en 2026-10-27T01:31:14.963Z Direxion Shares ETF Trust Files Post-Effective Amendment /news/images/sec/test-markets-03.png https://financialist.com/news/capital/mastercraft-boat-holdings-files-prospectus-for-new-offering-000119312526430620 2026-10-27T01:31:14.661Z Financialist en 2026-10-27T01:31:14.661Z MasterCraft Boat Holdings files prospectus for new offering /news/images/sec/test-capital.png https://financialist.com/news/capital/citigroup-files-preliminary-pricing-supplement-for-debt-offering-000191870426032394 2026-10-27T01:31:14.431Z Financialist en 2026-10-27T01:31:14.431Z Citigroup files preliminary pricing supplement for debt offering /news/images/sec/test-capital-15.png https://financialist.com/news/markets/roundhill-etf-trust-updates-effective-date-for-amendment-000139834426018716 2026-10-27T01:31:13.837Z Financialist en 2026-10-27T01:31:13.837Z Roundhill ETF Trust Updates Effective Date for Amendment /news/images/sec/test-markets-17.png https://financialist.com/news/markets/saturna-investment-trust-reports-monthly-portfolio-investments-000119312526430641 2026-10-27T01:31:13.197Z Financialist en 2026-10-27T01:31:13.197Z Saturna Investment Trust Reports Monthly Portfolio Investments /news/images/sec/test-markets-02.png https://financialist.com/news/regulation/direct-digital-holdings-files-post-effective-amendment-for-securities-000188061326000142 2026-10-27T01:31:13.173Z Financialist en 2026-10-27T01:31:13.173Z Direct Digital Holdings files post-effective amendment for securities /news/images/sec/test-regulation-03.png https://financialist.com/news/capital/barclays-bank-files-prospectus-for-new-securities-offering-000095010326016025 2026-10-27T01:31:13.067Z Financialist en 2026-10-27T01:31:13.067Z Barclays Bank files prospectus for new securities offering /news/images/sec/test-capital-06.png https://financialist.com/news/capital/wells-fargo-finance-llc-files-preliminary-pricing-supplement-000183988226052138 2026-10-27T01:31:12.817Z Financialist en 2026-10-27T01:31:12.817Z Wells Fargo Finance LLC files preliminary pricing supplement /news/images/sec/test-capital-19.png https://financialist.com/news/regulation/direct-digital-holdings-files-post-effective-amendment-000188061326000140 2026-10-27T01:31:12.814Z Financialist en 2026-10-27T01:31:12.814Z Direct Digital Holdings files post-effective amendment /news/images/sec/test-regulation.png https://financialist.com/news/capital/citigroup-files-prospectus-for-new-capital-offering-000095010326016112 2026-10-27T01:31:12.745Z Financialist en 2026-10-27T01:31:12.745Z Citigroup files prospectus for new capital offering /news/images/sec/test-capital-13.png https://financialist.com/news/regulation/schott-pharma-registers-american-depository-receipts-with-sec-000119380526001390 2026-10-27T01:31:12.743Z Financialist en 2026-10-27T01:31:12.743Z SCHOTT Pharma registers American Depository Receipts with SEC /news/images/sec/test-regulation-11.png https://financialist.com/news/regulation/direct-digital-holdings-files-post-effective-amendment-000188061326000143 2026-10-27T01:31:12.479Z Financialist en 2026-10-27T01:31:12.479Z Direct Digital Holdings files post-effective amendment /news/images/sec/test-regulation-04.png https://financialist.com/news/regulation/direct-digital-holdings-files-post-effective-amendment-000188061326000141 2026-10-27T01:31:12.434Z Financialist en 2026-10-27T01:31:12.434Z Direct Digital Holdings files post-effective amendment /news/images/sec/test-regulation-02.png https://financialist.com/news/markets/amana-mutual-funds-trust-files-monthly-portfolio-report-000119312526430631 2026-10-27T01:31:12.276Z Financialist en 2026-10-27T01:31:12.276Z Amana Mutual Funds Trust Files Monthly Portfolio Report /news/images/sec/test-markets-12.png https://financialist.com/news/markets/direxion-shares-etf-trust-files-new-effective-date-amendment-000119312526429098 2026-10-27T01:31:12.171Z Financialist en 2026-10-27T01:31:12.171Z Direxion Shares ETF Trust Files New Effective Date Amendment /news/images/sec/test-markets-19.png https://financialist.com/news/markets/etf-opportunities-trust-files-definitive-materials-for-etf-000177114626002115 2026-10-27T01:31:12.040Z Financialist en 2026-10-27T01:31:12.040Z ETF Opportunities Trust Files Definitive Materials for ETF /news/images/sec/test-markets-16.png https://financialist.com/news/markets/etf-opportunities-trust-files-definitive-materials-update-000177114626002113 2026-10-27T01:31:12.009Z Financialist en 2026-10-27T01:31:12.009Z ETF Opportunities Trust files definitive materials update /news/images/sec/test-markets-14.png https://financialist.com/news/capital/lightstone-direct-i-llc-amends-securities-offering-details-000118518526004923 2026-10-27T01:31:11.979Z Financialist en 2026-10-27T01:31:11.979Z Lightstone Direct I LLC Amends Securities Offering Details /news/images/sec/test-capital-04.png https://financialist.com/news/markets/circle8-group-inc-files-preliminary-proxy-statement-000121390026111736 2026-10-27T01:31:11.945Z Financialist en 2026-10-27T01:31:11.945Z Circle8 Group Inc. Files Preliminary Proxy Statement /news/images/sec/test-markets-17.png https://financialist.com/news/markets/xcel-brands-files-preliminary-proxy-statement-for-shareholders-000110465926118187 2026-10-27T01:31:11.837Z Financialist en 2026-10-27T01:31:11.837Z XCel Brands files preliminary proxy statement for shareholders /news/images/sec/test-markets-08.png https://financialist.com/news/markets/clarity-wealth-development-reports-latest-13f-hr-holdings-000194104026000775 2026-10-27T01:31:11.776Z Financialist en 2026-10-27T01:31:11.776Z Clarity Wealth Development reports latest 13F-HR holdings /news/images/sec/test-markets-16.png https://financialist.com/news/regulation/tao-synergies-inc-amends-registration-statement-for-offering-000110465926118509 2026-10-27T01:31:11.774Z Financialist en 2026-10-27T01:31:11.774Z TAO Synergies Inc. Amends Registration Statement for Offering /news/images/sec/test-regulation-10.png https://financialist.com/news/markets/etf-opportunities-trust-files-definitive-materials-for-etf-000177114626002114 2026-10-27T01:31:11.739Z Financialist en 2026-10-27T01:31:11.739Z ETF Opportunities Trust Files Definitive Materials for ETF /news/images/sec/test-markets-15.png https://financialist.com/news/capital/mist-design-inc-announces-exempt-offering-of-securities-000216139926000001 2026-10-27T01:31:11.087Z Financialist en 2026-10-27T01:31:11.087Z Mist Design Inc announces exempt offering of securities /news/images/sec/test-capital-02.png https://financialist.com/news/capital/advanced-thermovoltaic-systems-amends-securities-offering-notice-000212658526000003 2026-10-27T01:31:10.968Z Financialist en 2026-10-27T01:31:10.968Z Advanced Thermovoltaic Systems Amends Securities Offering Notice /news/images/sec/test-capital-04.png https://financialist.com/news/regulation/cn-energy-group-files-amended-financial-report-for-q1-2026-000147793226006438 2026-10-27T01:31:10.966Z Financialist en 2026-10-27T01:31:10.966Z CN Energy Group files amended financial report for Q1 2026 /news/images/sec/test-regulation-19.png https://financialist.com/news/capital/jpmorgan-chase-financial-co-files-preliminary-pricing-supplement-000191870426032536 2026-10-27T01:31:10.649Z Financialist en 2026-10-27T01:31:10.649Z JPMorgan Chase Financial Co. files preliminary pricing supplement /news/images/sec/test-capital-17.png https://financialist.com/news/markets/advisors-preferred-trust-files-post-effective-amendment-000158064226007074 2026-10-27T01:31:10.329Z Financialist en 2026-10-27T01:31:10.329Z Advisors Preferred Trust Files Post-Effective Amendment /news/images/sec/test-markets-15.png https://financialist.com/news/markets/tscan-therapeutics-files-definitive-proxy-statement-for-vote-000119312526431045 2026-10-27T01:31:08.210Z Financialist en 2026-10-27T01:31:08.210Z TScan Therapeutics files definitive proxy statement for vote /news/images/sec/test-markets-06.png https://financialist.com/news/tech/factset-files-definitive-proxy-statement-for-shareholder-matters-000162828026067147 2026-10-27T01:31:08.191Z Financialist en 2026-10-27T01:31:08.191Z FactSet files definitive proxy statement for shareholder matters /news/images/sec/test-tech-08.png https://financialist.com/news/capital/jpmorgan-chase-financial-co-files-preliminary-pricing-supplement-000191870426032537 2026-10-27T01:31:07.019Z Financialist en 2026-10-27T01:31:07.019Z JPMorgan Chase Financial Co. files preliminary pricing supplement /news/images/sec/test-capital-18.png https://financialist.com/news/capital/bank-of-nova-scotia-files-prospectus-for-new-offering-000183988226052339 2026-10-27T01:31:06.840Z Financialist en 2026-10-27T01:31:06.840Z Bank of Nova Scotia Files Prospectus for New Offering /news/images/sec/test-capital-20.png https://financialist.com/news/markets/darrow-company-files-quarterly-13f-hr-report-for-q3-2026-000117266126004654 2026-10-27T01:31:05.672Z Financialist en 2026-10-27T01:31:05.672Z Darrow Company files quarterly 13F-HR report for Q3 2026 /news/images/sec/test-markets-15.png https://financialist.com/news/capital/volkswagen-auto-loan-enhanced-trust-2024-1-files-distribution-report-000110465926117282 2026-10-27T01:31:05.344Z Financialist en 2026-10-27T01:31:05.344Z Volkswagen Auto Loan Enhanced Trust 2024-1 Files Distribution Report /news/images/sec/test-capital-03.png https://financialist.com/news/deals/armada-acquisition-corp-ii-files-amendment-for-delisting-000135445726001018 2026-10-27T01:31:04.770Z Financialist en 2026-10-27T01:31:04.770Z Armada Acquisition Corp. II files amendment for delisting /news/images/sec/test-deals-19.png https://financialist.com/news/markets/direxion-shares-etf-trust-files-post-effective-amendment-000119312526429081 2026-10-27T01:31:02.287Z Financialist en 2026-10-27T01:31:02.287Z Direxion Shares ETF Trust Files Post-Effective Amendment /news/images/sec/test-markets-02.png https://financialist.com/news/markets/igy-ltd-reports-quarterly-holdings-in-latest-filing-000091957426007132 2026-10-27T01:31:00.818Z Financialist en 2026-10-27T01:31:00.818Z I.G.Y. Ltd reports quarterly holdings in latest filing /news/images/sec/test-markets-13.png https://financialist.com/news/capital/barclays-bank-files-new-prospectus-to-raise-capital-000095010326016024 2026-10-27T01:30:58.896Z Financialist en 2026-10-27T01:30:58.896Z Barclays Bank files new prospectus to raise capital /news/images/sec/test-capital-05.png https://financialist.com/news/markets/willis-investment-counsel-reports-quarterly-holdings-update-000131092926000005 2026-10-27T01:30:58.793Z Financialist en 2026-10-27T01:30:58.793Z Willis Investment Counsel Reports Quarterly Holdings Update /news/images/sec/test-markets-06.png https://financialist.com/news/markets/straight-path-wealth-management-files-quarterly-report-on-holdings-000208585326001287 2026-10-27T01:30:58.240Z Financialist en 2026-10-27T01:30:58.240Z Straight Path Wealth Management files quarterly report on holdings /news/images/sec/test-markets-08.png https://financialist.com/news/capital/barclays-bank-plc-files-prospectus-for-new-offering-000095010326016023 2026-10-27T01:30:57.907Z Financialist en 2026-10-27T01:30:57.907Z Barclays Bank PLC files prospectus for new offering /news/images/sec/test-capital-04.png https://financialist.com/news/markets/robinson-smith-wealth-advisors-files-quarterly-13f-hr-report-000194104026000774 2026-10-27T01:30:57.278Z Financialist en 2026-10-27T01:30:57.278Z Robinson Smith Wealth Advisors files quarterly 13F-HR report /news/images/sec/test-markets-15.png https://financialist.com/news/capital/linderman-matthew-l-files-form-144-to-sell-securities-000195004726010374 2026-10-27T01:30:57.214Z Financialist en 2026-10-27T01:30:57.214Z Linderman Matthew L. Files Form 144 to Sell Securities /news/images/sec/test-capital-15.png https://financialist.com/news/capital/sekido-ryoji-files-form-144-for-proposed-sale-of-securities-000196922326001086 2026-10-27T01:30:57.072Z Financialist en 2026-10-27T01:30:57.072Z Sekido Ryoji Files Form 144 for Proposed Sale of Securities /news/images/sec/test-capital-07.png https://financialist.com/news/capital/dcg-international-investments-reports-proposed-sale-of-securities-000197745426000253 2026-10-27T01:30:57.069Z Financialist en 2026-10-27T01:30:57.069Z DCG International Investments Reports Proposed Sale of Securities /news/images/sec/test-capital-14.png https://financialist.com/news/markets/split-creek-llc-files-quarterly-13f-hr-report-for-q2-2026-000210375626000007 2026-10-27T01:30:56.286Z Financialist en 2026-10-27T01:30:56.286Z Split Creek LLC files quarterly 13F-HR report for Q2 2026 /news/images/sec/test-markets-08.png https://financialist.com/news/capital/autilus-cognoscere-spv-lp-files-for-exempt-securities-offering-000216012226000001 2026-10-27T01:30:55.541Z Financialist en 2026-10-27T01:30:55.541Z Autilus Cognoscere SPV LP Files for Exempt Securities Offering /news/images/sec/test-capital-02.png https://financialist.com/news/capital/gama-paul-files-form-144-for-proposed-securities-sale-000008042426000259 2026-10-27T01:30:55.398Z Financialist en 2026-10-27T01:30:55.398Z Gama Paul files Form 144 for proposed securities sale /news/images/sec/test-capital-20.png https://financialist.com/news/crypto/tidal-trust-ii-files-rule-24f-2-notice-for-yieldmax-etfs-000199937126023339 2026-10-27T01:30:55.301Z Financialist en 2026-10-27T01:30:55.301Z Tidal Trust II Files Rule 24f-2 Notice for YieldMax ETFs /news/images/sec/test-crypto-20.png https://financialist.com/news/markets/direxion-shares-etf-trust-files-new-effective-date-for-amendment-000119312526429091 2026-10-27T01:30:54.989Z Financialist en 2026-10-27T01:30:54.989Z Direxion Shares ETF Trust Files New Effective Date for Amendment /news/images/sec/test-markets-12.png https://financialist.com/news/markets/direxion-shares-etf-trust-sets-new-effective-date-for-filing-000119312526430602 2026-10-27T01:30:54.817Z Financialist en 2026-10-27T01:30:54.817Z Direxion Shares ETF Trust Sets New Effective Date for Filing /news/images/sec/test-markets-03.png https://financialist.com/news/capital/cf-venture-direct-horizon-lp-announces-exempt-offering-000216190226000001 2026-10-27T01:30:54.751Z Financialist en 2026-10-27T01:30:54.751Z CF Venture Direct - Horizon, L.P. Announces Exempt Offering /news/images/sec/test-capital-02.png https://financialist.com/news/capital/citigroup-files-free-writing-prospectus-for-capital-raise-000095010326016110 2026-10-27T01:30:54.473Z Financialist en 2026-10-27T01:30:54.473Z CitiGroup files free writing prospectus for capital raise /news/images/sec/test-capital-11.png https://financialist.com/news/capital/bank-of-montreal-files-new-free-writing-prospectus-000121465926013173 2026-10-27T01:30:54.473Z Financialist en 2026-10-27T01:30:54.473Z Bank of Montreal files new free writing prospectus /news/images/sec/test-capital-14.png https://financialist.com/news/capital/opus-genetics-files-form-144-for-proposed-securities-sale-000197407826000387 2026-10-27T01:30:54.308Z Financialist en 2026-10-27T01:30:54.308Z Opus Genetics files Form 144 for proposed securities sale /news/images/sec/test-capital-08.png https://financialist.com/news/markets/roundhill-etf-trust-updates-effective-date-for-amendment-000139834426018713 2026-10-27T01:30:54.299Z Financialist en 2026-10-27T01:30:54.299Z Roundhill ETF Trust Updates Effective Date for Amendment /news/images/sec/test-markets-14.png https://financialist.com/news/capital/bank-of-montreal-files-free-writing-prospectus-for-investors-000121465926013172 2026-10-27T01:30:54.238Z Financialist en 2026-10-27T01:30:54.238Z Bank of Montreal files free writing prospectus for investors /news/images/sec/test-capital-13.png https://financialist.com/news/capital/dcg-international-investments-proposes-sale-of-securities-000197745426000257 2026-10-27T01:30:54.235Z Financialist en 2026-10-27T01:30:54.235Z DCG International Investments proposes sale of securities /news/images/sec/test-capital-18.png https://financialist.com/news/crypto/tidal-trust-iii-launches-new-etfs-in-post-effective-amendment-000199937126023462 2026-10-27T01:30:54.133Z Financialist en 2026-10-27T01:30:54.133Z Tidal Trust III launches new ETFs in post-effective amendment /news/images/sec/test-crypto-03.png https://financialist.com/news/capital/aquabounty-technologies-files-prospectus-for-share-offering-000160397826000106 2026-10-27T01:30:53.883Z Financialist en 2026-10-27T01:30:53.883Z AquaBounty Technologies files prospectus for share offering /news/images/sec/test-capital-07.png https://financialist.com/news/capital/grayscale-bittensor-trust-files-form-144-for-securities-sale-000197745426000258 2026-10-27T01:30:53.387Z Financialist en 2026-10-27T01:30:53.387Z Grayscale Bittensor Trust Files Form 144 for Securities Sale /news/images/sec/test-capital-19.png https://financialist.com/news/capital/grayscale-avalanche-staking-etf-files-form-144-for-securities-sale-000197745426000255 2026-10-27T01:30:53.100Z Financialist en 2026-10-27T01:30:53.100Z Grayscale Avalanche Staking ETF Files Form 144 for Securities Sale /news/images/sec/test-capital-16.png https://financialist.com/news/markets/financial-management-professionals-files-quarterly-13f-hr-report-000156813226000007 2026-10-27T01:30:52.842Z Financialist en 2026-10-27T01:30:52.842Z Financial Management Professionals files quarterly 13F-HR report /news/images/sec/test-markets-08.png https://financialist.com/news/capital/staci-h-tyler-files-form-144-for-proposed-securities-sale-000197407826000384 2026-10-27T01:30:52.760Z Financialist en 2026-10-27T01:30:52.760Z Staci H. Tyler files Form 144 for proposed securities sale /news/images/sec/test-capital-05.png https://financialist.com/news/markets/alset-inc-files-additional-proxy-materials-for-shareholder-vote-000149315226048262 2026-10-27T01:30:52.200Z Financialist en 2026-10-27T01:30:52.200Z Alset Inc. Files Additional Proxy Materials for Shareholder Vote /news/images/sec/test-markets-03.png https://financialist.com/news/markets/roundhill-etf-trust-updates-effective-date-for-investment-products-000139834426018714 2026-10-27T01:30:52.001Z Financialist en 2026-10-27T01:30:52.001Z Roundhill ETF Trust Updates Effective Date for Investment Products /news/images/sec/test-markets-15.png https://financialist.com/news/capital/hsbc-usa-inc-files-free-writing-prospectus-update-000110465926118181 2026-10-27T01:30:51.668Z Financialist en 2026-10-27T01:30:51.668Z HSBC USA Inc. Files Free Writing Prospectus Update /news/images/sec/test-capital-02.png https://financialist.com/news/capital/gs-finance-corp-files-prospectus-to-offer-securities-000119312526429072 2026-10-27T01:30:51.444Z Financialist en 2026-10-27T01:30:51.444Z GS Finance Corp. files prospectus to offer securities /news/images/sec/test-capital-13.png https://financialist.com/news/deals/greenbacker-renewable-energy-files-definitive-proxy-statement-000175392626001969 2026-10-27T01:30:51.329Z Financialist en 2026-10-27T01:30:51.329Z Greenbacker Renewable Energy files definitive proxy statement /news/images/sec/test-deals-10.png https://financialist.com/news/capital/martin-j-gepsman-proposes-sale-of-securities-via-form-144-000195004726010372 2026-10-27T01:30:51.216Z Financialist en 2026-10-27T01:30:51.216Z Martin J. Gepsman Proposes Sale of Securities via Form 144 /news/images/sec/test-capital-13.png https://financialist.com/news/capital/pennymac-corp-reports-third-party-due-diligence-findings-000119312526430609 2026-10-27T01:30:51.166Z Financialist en 2026-10-27T01:30:51.166Z PennyMac Corp. Reports Third-Party Due Diligence Findings /news/images/sec/test-capital-10.png https://financialist.com/news/capital/alc-118-lp-amends-securities-offering-in-new-filing-000205812026000003 2026-10-27T01:30:50.841Z Financialist en 2026-10-27T01:30:50.841Z ALC 118 L.P. Amends Securities Offering in New Filing /news/images/sec/test-capital-04.png https://financialist.com/news/capital/bank-of-montreal-files-free-writing-prospectus-for-capital-000121465926013169 2026-10-27T01:30:50.724Z Financialist en 2026-10-27T01:30:50.724Z Bank of Montreal Files Free Writing Prospectus for Capital /news/images/sec/test-capital-10.png https://financialist.com/news/capital/bsahvc-inc-files-amended-notice-of-exempt-offering-000209928726000006 2026-10-27T01:30:50.662Z Financialist en 2026-10-27T01:30:50.662Z BSAHVC, Inc. files amended notice of exempt offering /news/images/sec/test-capital-07.png https://financialist.com/news/markets/listed-funds-trust-files-summary-prospectus-for-new-etf-000089418926029492 2026-10-27T01:30:50.635Z Financialist en 2026-10-27T01:30:50.635Z Listed Funds Trust Files Summary Prospectus for New ETF /news/images/sec/test-markets-13.png https://financialist.com/news/capital/real-property-ai-corp-announces-exempt-offering-of-securities-000215864926000001 2026-10-27T01:30:50.246Z Financialist en 2026-10-27T01:30:50.246Z Real Property AI Corp announces exempt offering of securities /news/images/sec/test-capital-02.png https://financialist.com/news/capital/rco-viii-2025-3-depositor-llc-reports-termination-of-filing-duty-000199937126023341 2026-10-27T01:30:49.935Z Financialist en 2026-10-27T01:30:49.935Z RCO VIII 2025-3 Depositor LLC Reports Termination of Filing Duty /news/images/sec/test-capital-02.png https://financialist.com/news/capital/dcg-international-investments-files-notice-of-proposed-sale-000197745426000254 2026-10-27T01:30:49.820Z Financialist en 2026-10-27T01:30:49.820Z DCG International Investments files notice of proposed sale /news/images/sec/test-capital-15.png https://financialist.com/news/capital/vistaone-amends-securities-offering-in-recent-filing-000206342026000004 2026-10-27T01:30:49.778Z Financialist en 2026-10-27T01:30:49.778Z VistaOne amends securities offering in recent filing /news/images/sec/test-capital-05.png https://financialist.com/news/capital/bank-of-montreal-files-free-writing-prospectus-for-offerings-000121465926013170 2026-10-27T01:30:49.246Z Financialist en 2026-10-27T01:30:49.246Z Bank of Montreal files free writing prospectus for offerings /news/images/sec/test-capital-11.png https://financialist.com/news/tech/soar-ai-files-preliminary-proxy-statement-for-shareholders-000149315226048257 2026-10-27T01:30:48.746Z Financialist en 2026-10-27T01:30:48.746Z SOAR AI files preliminary proxy statement for shareholders /news/images/sec/test-tech-18.png https://financialist.com/news/regulation/ctw-files-registration-statement-for-securities-offering-000121390026112165 2026-10-27T01:30:48.585Z Financialist en 2026-10-27T01:30:48.585Z CTW Files Registration Statement for Securities Offering /news/images/sec/test-regulation-06.png https://financialist.com/news/capital/blue-laser-fusion-amends-securities-offering-in-filing-000119312526429064 2026-10-27T01:30:48.440Z Financialist en 2026-10-27T01:30:48.440Z Blue Laser Fusion amends securities offering in filing /news/images/sec/test-capital-05.png https://financialist.com/news/capital/hsbc-usa-inc-files-free-writing-prospectus-for-investors-000110465926118185 2026-10-27T01:30:48.398Z Financialist en 2026-10-27T01:30:48.398Z HSBC USA Inc. Files Free Writing Prospectus for Investors /news/images/sec/test-capital-06.png https://financialist.com/news/capital/grayscale-near-trust-files-form-144-for-securities-sale-000197745426000256 2026-10-27T01:30:48.392Z Financialist en 2026-10-27T01:30:48.392Z Grayscale Near Trust files Form 144 for securities sale /news/images/sec/test-capital-17.png https://financialist.com/news/capital/citigroup-global-markets-files-free-writing-prospectus-000095010326016111 2026-10-27T01:30:48.021Z Financialist en 2026-10-27T01:30:48.021Z Citigroup Global Markets files free writing prospectus /news/images/sec/test-capital-12.png https://financialist.com/news/capital/dcg-international-investments-files-form-144-for-securities-sale-000197745426000252 2026-10-27T01:30:48.014Z Financialist en 2026-10-27T01:30:48.014Z DCG International Investments files Form 144 for securities sale /news/images/sec/test-capital-13.png https://financialist.com/news/markets/perpetual-americas-funds-trust-files-definitive-materials-update-000119312526426060 2026-10-27T01:30:47.935Z Financialist en 2026-10-27T01:30:47.935Z Perpetual Americas Funds Trust Files Definitive Materials Update /news/images/sec/test-markets.png https://financialist.com/news/markets/trademark-financial-management-files-quarterly-13f-hr-report-000208585326001288 2026-10-27T01:30:47.568Z Financialist en 2026-10-27T01:30:47.568Z Trademark Financial Management files quarterly 13F-HR report /news/images/sec/test-markets-09.png https://financialist.com/news/capital/grayscale-horizen-trust-files-form-144-for-securities-sale-000165253626000042 2026-10-27T01:30:47.036Z Financialist en 2026-10-27T01:30:47.036Z Grayscale Horizen Trust Files Form 144 for Securities Sale /news/images/sec/test-capital-03.png https://financialist.com/news/capital/bank-of-montreal-files-free-writing-prospectus-for-capital-000121465926013149 2026-10-27T01:30:46.783Z Financialist en 2026-10-27T01:30:46.783Z Bank of Montreal Files Free Writing Prospectus for Capital /news/images/sec/test-capital-10.png https://financialist.com/news/regulation/wisdomtree-private-markets-files-amendment-to-registration-statement-000121465926013147 2026-10-27T01:30:46.630Z Financialist en 2026-10-27T01:30:46.630Z WisdomTree Private Markets files amendment to registration statement /news/images/sec/test-regulation-08.png https://financialist.com/news/capital/congo-food-inc-announces-exempt-offering-of-securities-000209105126000001 2026-10-27T01:30:46.595Z Financialist en 2026-10-27T01:30:46.595Z Congo Food Inc announces exempt offering of securities /news/images/sec/test-capital-02.png https://financialist.com/news/markets/dedeker-financial-files-quarterly-report-on-holdings-000208585326001289 2026-10-27T01:30:46.416Z Financialist en 2026-10-27T01:30:46.416Z Dedeker Financial files quarterly report on holdings /news/images/sec/test-markets-10.png https://financialist.com/news/capital/bofa-finance-llc-files-prospectus-for-securities-offering-000191870426032391 2026-10-27T01:30:45.355Z Financialist en 2026-10-27T01:30:45.355Z BofA Finance LLC files prospectus for securities offering /news/images/sec/test-capital-12.png https://financialist.com/news/capital/gs-finance-corp-files-prospectus-to-offer-securities-000119312526429068 2026-10-27T01:30:42.947Z Financialist en 2026-10-27T01:30:42.947Z GS Finance Corp. files prospectus to offer securities /news/images/sec/test-capital-09.png https://financialist.com/news/consumer/wilderotter-reports-stock-transaction-involving-costco-shares-000090983226000123 2026-10-27T01:30:36.800Z Financialist en 2026-10-27T01:30:36.800Z Wilderotter reports stock transaction involving Costco shares /news/images/sec/test-consumer-04.png https://financialist.com/news/regulation/downshift-financial-files-annual-proxy-voting-record-000211838026000007 2026-10-27T01:30:28.753Z Financialist en 2026-10-27T01:30:28.753Z Downshift Financial files annual proxy voting record /news/images/sec/test-regulation-08.png https://financialist.com/news/capital/earth-brands-inc-announces-exempt-offering-of-securities-000195355326000005 2026-10-27T01:30:27.873Z Financialist en 2026-10-27T01:30:27.873Z Earth Brands Inc. Announces Exempt Offering of Securities /news/images/sec/test-capital-06.png https://financialist.com/news/capital/gheuens-sarah-proposes-sale-of-securities-in-sec-filing-000195004726010371 2026-10-27T01:30:27.735Z Financialist en 2026-10-27T01:30:27.735Z Gheuens Sarah Proposes Sale of Securities in SEC Filing /news/images/sec/test-capital-12.png https://financialist.com/news/capital/castel-networks-spv-i-llc-announces-exempt-securities-offering-000216041026000001 2026-10-27T01:30:27.727Z Financialist en 2026-10-27T01:30:27.727Z Castel Networks SPV I LLC announces exempt securities offering /news/images/sec/test-capital-02.png https://financialist.com/news/capital/jbs-nv-files-prospectus-for-future-capital-raises-000121390026111720 2026-10-27T01:30:27.124Z Financialist en 2026-10-27T01:30:27.124Z JBS N.V. Files Prospectus for Future Capital Raises /news/images/sec/test-capital.png https://financialist.com/news/capital/mcmanus-matt-reports-proposed-sale-of-securities-000195917326007463 2026-10-27T01:30:26.902Z Financialist en 2026-10-27T01:30:26.902Z McManus Matt reports proposed sale of securities /news/images/sec/test-capital-04.png https://financialist.com/news/markets/u-s-global-investors-files-quarterly-report-on-investments-000143774926033279 2026-10-27T01:30:26.882Z Financialist en 2026-10-27T01:30:26.882Z U S Global Investors files quarterly report on investments /news/images/sec/test-markets-20.png https://financialist.com/news/capital/tld-research-llc-announces-exempt-offering-of-securities-000216147626000001 2026-10-27T01:30:26.624Z Financialist en 2026-10-27T01:30:26.624Z TLD Research LLC announces exempt offering of securities /news/images/sec/test-capital-02.png https://financialist.com/news/markets/old-second-national-bank-of-aurora-files-quarterly-13f-hr-000090378326000005 2026-10-27T01:30:26.579Z Financialist en 2026-10-27T01:30:26.579Z Old Second National Bank of Aurora Files Quarterly 13F-HR /news/images/sec/test-markets-06.png https://financialist.com/news/capital/beaumont-securities-submits-asset-backed-securitizer-report-000110465926118179 2026-10-27T01:30:26.500Z Financialist en 2026-10-27T01:30:26.500Z Beaumont Securities submits asset-backed securitizer report /news/images/sec/test-capital-20.png https://financialist.com/news/capital/bofa-finance-llc-files-free-writing-prospectus-for-investors-000191870426032389 2026-10-27T01:30:25.894Z Financialist en 2026-10-27T01:30:25.894Z BofA Finance LLC files free writing prospectus for investors /news/images/sec/test-capital-10.png https://financialist.com/news/capital/bank-of-america-files-free-writing-prospectus-for-offerings-000191870426032388 2026-10-27T01:30:25.796Z Financialist en 2026-10-27T01:30:25.796Z Bank of America files free writing prospectus for offerings /news/images/sec/test-capital-09.png https://financialist.com/news/capital/bofa-finance-llc-files-new-prospectus-for-capital-raising-000191870426032387 2026-10-27T01:30:25.786Z Financialist en 2026-10-27T01:30:25.786Z BofA Finance LLC Files New Prospectus for Capital Raising /news/images/sec/test-capital-08.png https://financialist.com/news/markets/nuveen-municipal-high-income-opportunity-fund-updates-filing-000199937126023336 2026-10-27T01:30:25.307Z Financialist en 2026-10-27T01:30:25.307Z Nuveen Municipal High Income Opportunity Fund updates filing /news/images/sec/test-markets-17.png https://financialist.com/news/markets/guinness-atkinson-funds-updates-effective-date-for-amendment-000121390026111722 2026-10-27T01:30:24.278Z Financialist en 2026-10-27T01:30:24.278Z Guinness Atkinson Funds Updates Effective Date for Amendment /news/images/sec/test-markets-03.png https://financialist.com/news/markets/united-natural-foods-files-preliminary-proxy-statement-000102085926000027 2026-10-27T01:30:24.235Z Financialist en 2026-10-27T01:30:24.235Z United Natural Foods files preliminary proxy statement for vote /news/images/sec/test-markets-08.png https://financialist.com/news/capital/hines-global-income-trust-files-new-prospectus-supplement-000162828026066908 2026-10-27T01:30:23.941Z Financialist en 2026-10-27T01:30:23.941Z Hines Global Income Trust Files New Prospectus Supplement /news/images/sec/test-capital-09.png https://financialist.com/news/capital/vistaone-amends-securities-offering-in-strategic-move-000204482026000038 2026-10-27T01:30:23.510Z Financialist en 2026-10-27T01:30:23.510Z VistaOne Amends Securities Offering in Strategic Move /news/images/sec/test-capital-19.png https://financialist.com/news/tech/spinnaker-etf-series-files-post-effective-amendment-000199937126023334 2026-10-27T01:30:23.449Z Financialist en 2026-10-27T01:30:23.449Z Spinnaker ETF Series Files Post-Effective Amendment /news/images/sec/test-tech-15.png https://financialist.com/news/capital/ubs-ag-files-new-prospectus-for-securities-offering-000111444626007469 2026-10-27T01:30:23.427Z Financialist en 2026-10-27T01:30:23.427Z UBS AG Files New Prospectus for Securities Offering /news/images/sec/test-capital-10.png https://financialist.com/news/regulation/eagle-financial-services-files-prospectus-update-amid-changes-000088064126000027 2026-10-27T01:30:22.987Z Financialist en 2026-10-27T01:30:22.987Z Eagle Financial Services files prospectus update amid changes /news/images/sec/test-regulation-08.png https://financialist.com/news/capital/sdp-special-situations-files-for-exempt-securities-offering-000090514826004541 2026-10-27T01:30:22.935Z Financialist en 2026-10-27T01:30:22.935Z SDP Special Situations files for exempt securities offering /news/images/sec/test-capital-02.png https://financialist.com/news/capital/carlyle-credit-solutions-files-prospectus-for-new-securities-000119312526429017 2026-10-27T01:30:22.566Z Financialist en 2026-10-27T01:30:22.566Z Carlyle Credit Solutions files prospectus for new securities /news/images/sec/test-capital-18.png https://financialist.com/news/capital/ubs-ag-files-prospectus-update-to-enhance-capital-position-000111444626007472 2026-10-27T01:30:22.191Z Financialist en 2026-10-27T01:30:22.191Z UBS AG Files Prospectus Update to Enhance Capital Position /news/images/sec/test-capital-13.png https://financialist.com/news/capital/ubs-ag-files-prospectus-for-new-offering-amid-market-activity-000111444626007464 2026-10-27T01:30:21.440Z Financialist en 2026-10-27T01:30:21.440Z UBS AG files prospectus for new offering amid market activity /news/images/sec/test-capital-05.png https://financialist.com/news/tech/guinness-atkinson-funds-issues-post-effective-amendment-filing-000121390026111721 2026-10-27T01:30:21.091Z Financialist en 2026-10-27T01:30:21.091Z Guinness Atkinson Funds Issues Post-Effective Amendment Filing /news/images/sec/test-tech-02.png https://financialist.com/news/capital/jejurikar-proposes-sale-of-securities-in-sec-filing-000008042426000258 2026-10-27T01:30:21.007Z Financialist en 2026-10-27T01:30:21.007Z Jejurikar proposes sale of securities in SEC filing /news/images/sec/test-capital-19.png https://financialist.com/news/capital/ubs-ag-files-new-prospectus-to-enhance-capital-structure-000111444626007470 2026-10-27T01:30:20.096Z Financialist en 2026-10-27T01:30:20.096Z UBS AG files new prospectus to enhance capital structure /news/images/sec/test-capital-11.png https://financialist.com/news/markets/westbourne-investment-advisors-files-quarterly-13f-hr-report-000206336426000350 2026-10-27T01:30:19.738Z Financialist en 2026-10-27T01:30:19.738Z Westbourne Investment Advisors files quarterly 13F-HR report /news/images/sec/test-markets-11.png https://financialist.com/news/regulation/apex-critical-metals-corp-receives-nasdaq-certification-000135445726001017 2026-10-27T01:30:18.543Z Financialist en 2026-10-27T01:30:18.543Z APEX Critical Metals Corp. Receives Nasdaq Certification /news/images/sec/test-regulation-18.png https://financialist.com/news/capital/toronto-dominion-bank-files-preliminary-pricing-supplement-000114036126040719 2026-10-27T01:30:18.231Z Financialist en 2026-10-27T01:30:18.231Z Toronto Dominion Bank Files Preliminary Pricing Supplement /news/images/sec/test-capital-20.png https://financialist.com/news/capital/citigroup-files-preliminary-pricing-supplement-for-capital-raise-000191870426032538 2026-10-27T01:30:18.040Z Financialist en 2026-10-27T01:30:18.040Z Citigroup files preliminary pricing supplement for capital raise /news/images/sec/test-capital-19.png https://financialist.com/news/capital/volkswagen-auto-lease-trust-2025-a-files-distribution-report-000110465926117275 2026-10-27T01:30:18.006Z Financialist en 2026-10-27T01:30:18.006Z Volkswagen Auto Lease Trust 2025-A Files Distribution Report /news/images/sec/test-capital-16.png https://financialist.com/news/markets/orange-investment-advisors-files-quarterly-13f-hr-report-000208585326001282 2026-10-27T01:30:17.947Z Financialist en 2026-10-27T01:30:17.947Z Orange Investment Advisors files quarterly 13F-HR report /news/images/sec/test-markets-03.png https://financialist.com/news/capital/ubs-ag-files-prospectus-for-new-securities-offering-000111444626007463 2026-10-27T01:30:17.832Z Financialist en 2026-10-27T01:30:17.832Z UBS AG files prospectus for new securities offering /news/images/sec/test-capital-04.png https://financialist.com/news/capital/barclays-bank-files-new-prospectus-for-securities-offering-000095010326016109 2026-10-27T01:30:17.660Z Financialist en 2026-10-27T01:30:17.660Z Barclays Bank files new prospectus for securities offering /news/images/sec/test-capital-10.png https://financialist.com/news/markets/yorkville-america-investment-trust-updates-effective-date-000104067426000194 2026-10-27T01:30:17.535Z Financialist en 2026-10-27T01:30:17.535Z Yorkville America Investment Trust Updates Effective Date /news/images/sec/test-markets-15.png https://financialist.com/news/capital/bofa-finance-llc-files-prospectus-for-capital-management-000191870426032505 2026-10-27T01:30:17.517Z Financialist en 2026-10-27T01:30:17.517Z BofA Finance LLC Files Prospectus for Capital Management /news/images/sec/test-capital-06.png https://financialist.com/news/capital/hsbc-usa-inc-files-prospectus-for-securities-offering-000110465926118177 2026-10-27T01:30:17.411Z Financialist en 2026-10-27T01:30:17.411Z HSBC USA Inc. Files Prospectus for Securities Offering /news/images/sec/test-capital-18.png https://financialist.com/news/capital/ubs-ag-files-new-prospectus-to-raise-capital-through-offerings-000111444626007465 2026-10-27T01:30:17.332Z Financialist en 2026-10-27T01:30:17.332Z UBS AG files new prospectus to raise capital through offerings /news/images/sec/test-capital-06.png https://financialist.com/news/regulation/international-seaways-amends-tender-offer-in-sec-filing-000110465926118173 2026-10-27T01:30:17.126Z Financialist en 2026-10-27T01:30:17.126Z International Seaways Amends Tender Offer in SEC Filing /news/images/sec/test-regulation-14.png https://financialist.com/news/markets/marpai-inc-files-definitive-proxy-statement-for-shareholders-000121390026112160 2026-10-27T01:30:17.018Z Financialist en 2026-10-27T01:30:17.018Z Marpai, Inc. files definitive proxy statement for shareholders /news/images/sec/test-markets.png https://financialist.com/news/capital/hollywood-studios-files-notice-of-exempt-securities-offering-000168316826008052 2026-10-27T01:30:16.801Z Financialist en 2026-10-27T01:30:16.801Z Hollywood Studios files notice of exempt securities offering /news/images/sec/test-capital-13.png https://financialist.com/news/capital/ubs-ag-files-prospectus-for-new-securities-offering-000111444626007478 2026-10-27T01:30:16.443Z Financialist en 2026-10-27T01:30:16.443Z UBS AG files prospectus for new securities offering /news/images/sec/test-capital-19.png https://financialist.com/news/capital/morgan-stanley-finance-files-prospectus-for-new-securities-000183988226051666 2026-10-27T01:30:16.322Z Financialist en 2026-10-27T01:30:16.322Z Morgan Stanley Finance files prospectus for new securities /news/images/sec/test-capital-07.png https://financialist.com/news/capital/ubs-ag-files-new-prospectus-for-strategic-offerings-000111444626007467 2026-10-27T01:30:16.122Z Financialist en 2026-10-27T01:30:16.122Z UBS AG Files New Prospectus for Strategic Offerings /news/images/sec/test-capital-08.png https://financialist.com/news/deals/churchill-capital-corp-xi-files-prospectus-for-business-combos-000121390026111719 2026-10-27T01:30:15.976Z Financialist en 2026-10-27T01:30:15.976Z Churchill Capital Corp XI Files Prospectus for Business Combos /news/images/sec/test-deals-20.png https://financialist.com/news/crypto/heartsciences-files-definitive-additional-proxy-materials-000121390026112282 2026-10-27T01:30:15.845Z Financialist en 2026-10-27T01:30:15.845Z HeartSciences files definitive additional proxy materials /news/images/sec/test-crypto-03.png https://financialist.com/news/capital/bank-of-nova-scotia-files-free-writing-prospectus-000183988226052137 2026-10-27T01:30:15.782Z Financialist en 2026-10-27T01:30:15.782Z Bank of Nova Scotia Files Free Writing Prospectus /news/images/sec/test-capital-18.png https://financialist.com/news/capital/ubs-ag-files-prospectus-for-securities-offering-000111444626007468 2026-10-27T01:30:15.756Z Financialist en 2026-10-27T01:30:15.756Z UBS AG files prospectus for securities offering /news/images/sec/test-capital-09.png https://financialist.com/news/capital/campian-inc-announces-exempt-offering-of-securities-000216155226000001 2026-10-27T01:30:15.713Z Financialist en 2026-10-27T01:30:15.713Z Campian Inc. announces exempt offering of securities /news/images/sec/test-capital-02.png https://financialist.com/news/regulation/multicook-la-files-annual-report-for-fiscal-year-2025-000208188826000002 2026-10-27T01:30:15.481Z Financialist en 2026-10-27T01:30:15.481Z Multicook LA files annual report for fiscal year 2025 /news/images/sec/test-regulation-03.png https://financialist.com/news/markets/fis-trust-files-post-effective-amendment-for-investment-changes-000199937126023460 2026-10-27T01:30:15.347Z Financialist en 2026-10-27T01:30:15.347Z FIS Trust Files Post-Effective Amendment for Investment Changes /news/images/sec/test-markets.png https://financialist.com/news/capital/bofa-finance-llc-files-new-prospectus-for-capital-raise-000191870426032386 2026-10-27T01:30:15.226Z Financialist en 2026-10-27T01:30:15.226Z BofA Finance LLC files new prospectus for capital raise /news/images/sec/test-capital-07.png https://financialist.com/news/regulation/blaize-holdings-registers-new-securities-to-support-growth-000187163826000079 2026-10-27T01:30:15.183Z Financialist en 2026-10-27T01:30:15.183Z Blaize Holdings registers new securities to support growth /news/images/sec/test-regulation-20.png https://financialist.com/news/capital/ubs-ag-files-prospectus-for-securities-offerings-000111444626007471 2026-10-27T01:30:14.752Z Financialist en 2026-10-27T01:30:14.752Z UBS AG files prospectus for securities offerings /news/images/sec/test-capital-12.png https://financialist.com/news/capital/bofa-finance-llc-files-prospectus-for-securities-offerings-000191870426032507 2026-10-27T01:30:14.648Z Financialist en 2026-10-27T01:30:14.648Z BofA Finance LLC files prospectus for securities offerings /news/images/sec/test-capital-08.png https://financialist.com/news/markets/processa-pharmaceuticals-files-definitive-proxy-statement-000114036126040520 2026-10-27T01:30:14.419Z Financialist en 2026-10-27T01:30:14.419Z Processa Pharmaceuticals files definitive proxy statement /news/images/sec/test-markets.png https://financialist.com/news/capital/bofa-finance-files-prospectus-for-new-securities-offering-000191870426032385 2026-10-27T01:30:11.609Z Financialist en 2026-10-27T01:30:11.609Z BofA Finance files prospectus for new securities offering /news/images/sec/test-capital-06.png https://financialist.com/news/regulation/robinhood-ventures-fund-i-files-n-2-for-closed-end-investment-company-000162828026067089 2026-10-27T01:30:10.714Z Financialist en 2026-10-27T01:30:10.714Z Robinhood Ventures Fund I files N-2 for closed-end investment company /news/images/sec/test-regulation-10.png https://financialist.com/news/capital/rajeev-k-goel-proposes-sale-of-securities-in-pubmatic-000195004726010366 2026-10-27T01:30:05.007Z Financialist en 2026-10-27T01:30:05.007Z Rajeev K. Goel Proposes Sale of Securities in PubMatic /news/images/sec/test-capital-07.png https://financialist.com/news/regulation/olympian-motors-files-form-c-offering-statement-for-funding-000187285626000347 2026-10-27T01:30:02.966Z Financialist en 2026-10-27T01:30:02.966Z Olympian Motors files Form C offering statement for funding /news/images/sec/test-regulation-08.png https://financialist.com/news/markets/insight-advisors-files-13f-hr-for-q3-2026-holdings-000117266126004653 2026-10-27T01:30:02.573Z Financialist en 2026-10-27T01:30:02.573Z Insight Advisors files 13F-HR for Q3 2026 holdings /news/images/sec/test-markets-14.png https://financialist.com/news/capital/ubs-ag-files-prospectus-for-securities-offerings-000111444626007460 2026-10-27T01:30:02.544Z Financialist en 2026-10-27T01:30:02.544Z UBS AG files prospectus for securities offerings /news/images/sec/test-capital.png https://financialist.com/news/capital/kuykendall-anne-files-form-144-for-proposed-sale-of-securities-000195004726010370 2026-10-27T01:30:02.119Z Financialist en 2026-10-27T01:30:02.119Z Kuykendall Anne files Form 144 for proposed sale of securities /news/images/sec/test-capital-11.png https://financialist.com/news/capital/morgan-stanley-finance-files-preliminary-pricing-supplement-000183988226051712 2026-10-27T01:30:02.044Z Financialist en 2026-10-27T01:30:02.044Z Morgan Stanley Finance files preliminary pricing supplement /news/images/sec/test-capital-13.png https://financialist.com/news/capital/ubs-ag-files-new-prospectus-for-securities-offerings-000111444626007458 2026-10-27T01:30:02.043Z Financialist en 2026-10-27T01:30:02.043Z UBS AG Files New Prospectus for Securities Offerings /news/images/sec/test-capital-19.png https://financialist.com/news/regulation/baker-tilly-municipal-advisors-files-amended-registration-application-000161699526000047 2026-10-27T01:30:01.466Z Financialist en 2026-10-27T01:30:01.466Z BAKER TILLY Municipal Advisors Files Amended Registration Application /news/images/sec/test-regulation-08.png https://financialist.com/news/markets/reading-international-files-definitive-proxy-statement-000071663426000036 2026-10-27T01:30:00.854Z Financialist en 2026-10-27T01:30:00.854Z Reading International files definitive proxy statement for vote /news/images/sec/test-markets-17.png https://financialist.com/news/markets/total-wealth-planning-management-files-latest-13f-hr-report-000208585326001284 2026-10-27T01:30:00.693Z Financialist en 2026-10-27T01:30:00.693Z Total Wealth Planning & Management files latest 13F-HR report /news/images/sec/test-markets-05.png https://financialist.com/news/regulation/msg-spinco-files-s-8-to-offer-employee-securities-000119312526428997 2026-10-27T01:30:00.501Z Financialist en 2026-10-27T01:30:00.501Z MSGS Spinco files S-8 to offer employee securities /news/images/sec/test-regulation-18.png https://financialist.com/news/capital/ubs-ag-files-prospectus-for-new-offering-to-raise-capital-000111444626007462 2026-10-27T01:30:00.407Z Financialist en 2026-10-27T01:30:00.407Z UBS AG Files Prospectus for New Offering to Raise Capital /news/images/sec/test-capital-03.png https://financialist.com/news/capital/arxis-inc-files-prospectus-for-new-offering-000119312526428993 2026-10-27T01:30:00.359Z Financialist en 2026-10-27T01:30:00.359Z Arxis, Inc. files prospectus for new offering /news/images/sec/test-capital-14.png https://financialist.com/news/capital/platano-productions-announces-exempt-offering-of-securities-000215762326000001 2026-10-27T01:30:00.144Z Financialist en 2026-10-27T01:30:00.144Z Platano Productions Announces Exempt Offering of Securities /news/images/sec/test-capital-02.png https://financialist.com/news/markets/khazanah-nasional-berhad-files-quarterly-investment-report-000090514826004510 2026-10-27T01:30:00.129Z Financialist en 2026-10-27T01:30:00.129Z Khazanah Nasional Berhad files quarterly investment report /news/images/sec/test-markets-11.png https://financialist.com/news/capital/hsbc-usa-inc-files-new-free-writing-prospectus-000110465926118172 2026-10-27T01:29:59.825Z Financialist en 2026-10-27T01:29:59.825Z HSBC USA Inc. Files New Free Writing Prospectus /news/images/sec/test-capital-13.png https://financialist.com/news/capital/ubs-ag-files-prospectus-for-new-securities-offering-000111444626007459 2026-10-27T01:29:59.738Z Financialist en 2026-10-27T01:29:59.738Z UBS AG files prospectus for new securities offering /news/images/sec/test-capital-20.png https://financialist.com/news/capital/ubs-ag-files-new-prospectus-to-raise-capital-000111444626007457 2026-10-27T01:29:59.210Z Financialist en 2026-10-27T01:29:59.210Z UBS AG files new prospectus to raise capital /news/images/sec/test-capital-18.png https://financialist.com/news/capital/gs-finance-corp-files-prospectus-for-new-capital-offering-000119312526430593 2026-10-27T01:29:58.797Z Financialist en 2026-10-27T01:29:58.797Z GS Finance Corp. files prospectus for new capital offering /news/images/sec/test-capital-14.png https://financialist.com/news/capital/ubs-ag-files-new-prospectus-to-raise-capital-000111444626007461 2026-10-27T01:29:58.665Z Financialist en 2026-10-27T01:29:58.665Z UBS AG files new prospectus to raise capital /news/images/sec/test-capital-02.png https://financialist.com/news/capital/mvp-es-fund-clxix-llc-announces-new-exempt-offering-of-securities-000210653526000001 2026-10-27T01:29:58.003Z Financialist en 2026-10-27T01:29:58.003Z MVP ES Fund CLXIX LLC announces new exempt offering of securities /news/images/sec/test-capital-02.png https://financialist.com/news/capital/bofa-finance-llc-files-new-prospectus-to-raise-capital-000191870426032508 2026-10-27T01:29:57.970Z Financialist en 2026-10-27T01:29:57.970Z BofA Finance LLC Files New Prospectus to Raise Capital /news/images/sec/test-capital-09.png https://financialist.com/news/capital/kanupi-inc-files-notice-for-exempt-securities-offering-000216174726000001 2026-10-27T01:29:57.938Z Financialist en 2026-10-27T01:29:57.938Z Kanupi Inc. files notice for exempt securities offering /news/images/sec/test-capital-02.png https://financialist.com/news/regulation/brightline-interactive-files-registration-statement-for-capital-000149315226048255 2026-10-27T01:29:57.302Z Financialist en 2026-10-27T01:29:57.302Z Brightline Interactive files registration statement for capital /news/images/sec/test-regulation-16.png https://financialist.com/news/markets/split-creek-capital-files-quarterly-13f-hr-report-000210375626000006 2026-10-27T01:29:57.269Z Financialist en 2026-10-27T01:29:57.269Z Split Creek Capital files quarterly 13F-HR report /news/images/sec/test-markets-07.png https://financialist.com/news/capital/bofa-finance-llc-files-prospectus-update-for-new-offerings-000191870426032506 2026-10-27T01:29:56.665Z Financialist en 2026-10-27T01:29:56.665Z BofA Finance LLC files prospectus update for new offerings /news/images/sec/test-capital-07.png https://financialist.com/news/capital/rogers-daniel-mark-reports-proposed-sale-of-securities-000195004726010369 2026-10-27T01:29:56.533Z Financialist en 2026-10-27T01:29:56.533Z Rogers Daniel Mark reports proposed sale of securities /news/images/sec/test-capital-10.png https://financialist.com/news/capital/bofa-finance-llc-files-prospectus-for-new-offering-000191870426032015 2026-10-27T01:29:56.078Z Financialist en 2026-10-27T01:29:56.078Z BofA Finance LLC Files Prospectus for New Offering /news/images/sec/test-capital-16.png https://financialist.com/news/deals/charlton-aria-acquisition-corp-files-prospectus-for-business-000121390026111717 2026-10-27T01:29:55.940Z Financialist en 2026-10-27T01:29:55.940Z Charlton Aria Acquisition Corp files prospectus for business /news/images/sec/test-deals-18.png https://financialist.com/news/capital/wells-fargo-finance-files-preliminary-pricing-supplement-000183988226052136 2026-10-27T01:29:55.177Z Financialist en 2026-10-27T01:29:55.177Z Wells Fargo Finance files preliminary pricing supplement /news/images/sec/test-capital-17.png https://financialist.com/news/markets/seven-mile-advisory-files-latest-13f-hr-report-for-q3-2026-000117266126004652 2026-10-27T01:29:54.723Z Financialist en 2026-10-27T01:29:54.723Z Seven Mile Advisory files latest 13F-HR report for Q3 2026 /news/images/sec/test-markets-13.png https://financialist.com/news/capital/general-catalyst-xiii-access-llc-announces-exempt-offering-000216062026000001 2026-10-27T01:29:54.463Z Financialist en 2026-10-27T01:29:54.463Z General Catalyst XIII Access LLC announces exempt offering /news/images/sec/test-capital-02.png https://financialist.com/news/capital/barclays-bank-files-new-prospectus-for-securities-offerings-000095010326016022 2026-10-27T01:29:54.331Z Financialist en 2026-10-27T01:29:54.331Z Barclays Bank files new prospectus for securities offerings /news/images/sec/test-capital-03.png https://financialist.com/news/markets/first-trust-exchange-traded-fund-iii-files-new-summary-prospectus-000144554626007828 2026-10-27T01:29:53.788Z Financialist en 2026-10-27T01:29:53.788Z First Trust Exchange-Traded Fund III Files New Summary Prospectus /news/images/sec/test-markets-09.png https://financialist.com/news/capital/purushothaman-balaji-files-form-144-for-securities-sale-000008042426000257 2026-10-27T01:29:53.712Z Financialist en 2026-10-27T01:29:53.712Z Purushothaman Balaji files Form 144 for securities sale /news/images/sec/test-capital-18.png https://financialist.com/news/markets/penn-series-funds-inc-files-definitive-materials-update-000119312526428981 2026-10-27T01:29:53.364Z Financialist en 2026-10-27T01:29:53.364Z PENN Series Funds Inc Files Definitive Materials Update /news/images/sec/test-markets-02.png https://financialist.com/news/capital/digital-realty-flagship-fund-americas-a-lp-files-form-d-000216064626000001 2026-10-27T01:29:53.319Z Financialist en 2026-10-27T01:29:53.319Z Digital Realty Flagship Fund-Americas A, LP files Form D for offering /news/images/sec/test-capital-02.png https://financialist.com/news/capital/meta-platforms-files-prospectus-new-securities-offering-000119312526431043 2026-10-27T01:29:53.256Z Financialist en 2026-10-27T01:29:53.256Z Meta Platforms files prospectus for new securities offering /news/images/sec/test-capital-04.png https://financialist.com/news/markets/carderock-capital-management-files-quarterly-report-on-holdings-000194104026000772 2026-10-27T01:29:52.155Z Financialist en 2026-10-27T01:29:52.155Z Carderock Capital Management files quarterly report on holdings /news/images/sec/test-markets-13.png https://financialist.com/news/consumer/village-super-market-files-definitive-proxy-statement-000114036126040712 2026-10-27T01:29:52.148Z Financialist en 2026-10-27T01:29:52.148Z Village Super Market files definitive proxy statement ahead of vote /news/images/sec/test-consumer-13.png https://financialist.com/news/capital/origin-nona-amends-securities-offering-in-strategic-update-000210581026000013 2026-10-27T01:29:51.821Z Financialist en 2026-10-27T01:29:51.821Z Origin Nona amends securities offering in strategic update /news/images/sec/test-capital-14.png https://financialist.com/news/regulation/btcs-inc-files-tender-offer-statement-for-strategic-move-000149315226048424 2026-10-27T01:29:51.633Z Financialist en 2026-10-27T01:29:51.633Z BTCS Inc. Files Tender Offer Statement for Strategic Move /news/images/sec/test-regulation-05.png https://financialist.com/news/markets/yousif-capital-management-files-latest-13f-hr-report-000185878926000007 2026-10-27T01:29:50.810Z Financialist en 2026-10-27T01:29:50.810Z Yousif Capital Management files latest 13F-HR report /news/images/sec/test-markets-08.png https://financialist.com/news/regulation/village-super-market-inc-files-annual-report-for-2026-000114036126040713 2026-10-27T01:29:50.808Z Financialist en 2026-10-27T01:29:50.808Z Village Super Market Inc. Files Annual Report for 2026 /news/images/sec/test-regulation-14.png https://financialist.com/news/regulation/sab-biotherapeutics-files-to-delist-securities-from-nasdaq-000135445726001016 2026-10-27T01:29:50.516Z Financialist en 2026-10-27T01:29:50.516Z SAB Biotherapeutics files to delist securities from Nasdaq /news/images/sec/test-regulation-17.png https://financialist.com/news/capital/bofa-finance-llc-files-new-prospectus-for-financial-strategy-000191870426032384 2026-10-27T01:29:50.496Z Financialist en 2026-10-27T01:29:50.496Z BofA Finance LLC Files New Prospectus for Financial Strategy /news/images/sec/test-capital-05.png https://financialist.com/news/capital/gs-finance-corp-files-prospectus-for-new-securities-offering-000119312526426029 2026-10-27T01:29:50.468Z Financialist en 2026-10-27T01:29:50.468Z GS Finance Corp. files prospectus for new securities offering /news/images/sec/test-capital-10.png https://financialist.com/news/capital/ubs-ag-files-prospectus-for-new-securities-offering-000183988226052240 2026-10-27T01:29:50.335Z Financialist en 2026-10-27T01:29:50.335Z UBS AG files prospectus for new securities offering /news/images/sec/test-capital.png https://financialist.com/news/capital/jpmorgan-chase-financial-co-files-prospectus-for-securities-000191870426031975 2026-10-27T01:29:50.289Z Financialist en 2026-10-27T01:29:50.289Z JPMorgan Chase Financial Co. files prospectus for securities /news/images/sec/test-capital-16.png https://financialist.com/news/capital/morgan-stanley-finance-files-preliminary-pricing-supplement-000183988226051667 2026-10-27T01:29:50.231Z Financialist en 2026-10-27T01:29:50.231Z Morgan Stanley Finance files preliminary pricing supplement /news/images/sec/test-capital-08.png https://financialist.com/news/tech/factset-research-systems-files-definitive-proxy-statement-000162828026067145 2026-10-27T01:29:50.214Z Financialist en 2026-10-27T01:29:50.214Z FactSet Research Systems files definitive proxy statement /news/images/sec/test-tech-06.png https://financialist.com/news/regulation/euroseas-ltd-files-amended-registration-statement-000091957426007131 2026-10-27T01:29:50.159Z Financialist en 2026-10-27T01:29:50.159Z EUROSEAS LTD. files amended registration statement /news/images/sec/test-regulation-12.png https://financialist.com/news/markets/madison-square-garden-entertainment-files-additional-proxy-materials-000162828026066900 2026-10-27T01:29:50.126Z Financialist en 2026-10-27T01:29:50.126Z Madison Square Garden Entertainment files additional proxy materials /news/images/sec/test-markets.png https://financialist.com/news/capital/gs-finance-corp-files-prospectus-for-new-securities-offering-000119312526428969 2026-10-27T01:29:50.073Z Financialist en 2026-10-27T01:29:50.073Z GS Finance Corp. files prospectus for new securities offering /news/images/sec/test-capital-10.png https://financialist.com/news/capital/gs-finance-corp-files-new-prospectus-for-offerings-000119312526430580 2026-10-27T01:29:49.747Z Financialist en 2026-10-27T01:29:49.747Z GS Finance Corp. Files New Prospectus for Offerings /news/images/sec/test-capital.png https://financialist.com/news/capital/beyond-capital-ventures-kasha-spv-iii-announces-exempt-offering-000194104026000773 2026-10-27T01:29:49.727Z Financialist en 2026-10-27T01:29:49.727Z Beyond Capital Ventures Kasha SPV III Announces Exempt Offering /news/images/sec/test-capital-14.png https://financialist.com/news/markets/xxi-wealth-files-quarterly-13f-hr-report-revealing-holdings-000204746326000005 2026-10-27T01:29:48.775Z Financialist en 2026-10-27T01:29:48.775Z XXI Wealth files quarterly 13F-HR report revealing holdings /news/images/sec/test-markets-06.png https://financialist.com/news/capital/jpmorgan-chase-financial-co-files-prospectus-update-000191870426031954 2026-10-27T01:29:48.723Z Financialist en 2026-10-27T01:29:48.723Z JPMorgan Chase Financial Co. files prospectus update /news/images/sec/test-capital-15.png https://financialist.com/news/capital/digital-realty-flagship-fund-americas-b-lp-announces-capital-raise-000216070626000001 2026-10-27T01:29:48.705Z Financialist en 2026-10-27T01:29:48.705Z Digital Realty Flagship Fund-Americas B, LP Announces Capital Raise /news/images/sec/test-capital-02.png https://financialist.com/news/regulation/spacex-files-s-8-registration-for-employee-benefit-plans-000162828026066903 2026-10-27T01:29:48.699Z Financialist en 2026-10-27T01:29:48.699Z SpaceX Files S-8 Registration for Employee Benefit Plans /news/images/sec/test-regulation-04.png https://financialist.com/news/capital/matthew-paul-larson-proposes-sale-of-securities-via-form-144-000195004726010367 2026-10-27T01:29:39.671Z Financialist en 2026-10-27T01:29:39.671Z Matthew Paul Larson Proposes Sale of Securities via Form 144 /news/images/sec/test-capital-08.png https://financialist.com/news/regulation/duke-robotics-corp-files-annual-report-detailing-performance-000121390026111711 2026-10-27T01:29:39.009Z Financialist en 2026-10-27T01:29:39.009Z DUKE Robotics Corp. files annual report detailing performance /news/images/sec/test-regulation-12.png https://financialist.com/news/capital/kepler-nova-capital-spc-announces-exempt-offering-of-securities-000121390026111712 2026-10-27T01:29:38.417Z Financialist en 2026-10-27T01:29:38.417Z Kepler Nova Capital SPC announces exempt offering of securities /news/images/sec/test-capital-13.png https://financialist.com/news/capital/jpmorgan-chase-financial-co-files-prospectus-for-offering-000191870426031959 2026-10-27T01:29:38.246Z Financialist en 2026-10-27T01:29:38.246Z JPMorgan Chase Financial Co. files prospectus for offering /news/images/sec/test-capital-20.png https://financialist.com/news/regulation/forge-nano-inc-files-to-suspend-reporting-obligations-000095014226002825 2026-10-27T01:29:38.170Z Financialist en 2026-10-27T01:29:38.170Z Forge Nano, Inc. Files to Suspend Reporting Obligations /news/images/sec/test-regulation-06.png https://financialist.com/news/markets/split-creek-capital-files-quarterly-13f-hr-report-000210375626000005 2026-10-27T01:29:37.505Z Financialist en 2026-10-27T01:29:37.505Z Split Creek Capital files quarterly 13F-HR report /news/images/sec/test-markets-06.png https://financialist.com/news/markets/first-trust-exchange-traded-fund-iii-files-definitive-materials-000144554626007826 2026-10-27T01:29:37.271Z Financialist en 2026-10-27T01:29:37.271Z First Trust Exchange-Traded Fund III Files Definitive Materials /news/images/sec/test-markets-07.png https://financialist.com/news/markets/axil-brands-files-additional-definitive-proxy-materials-000152013826000434 2026-10-27T01:29:36.933Z Financialist en 2026-10-27T01:29:36.933Z Axil Brands files additional definitive proxy materials /news/images/sec/test-markets-15.png https://financialist.com/news/capital/malpani-raghavendra-proposes-sale-of-securities-via-form-144-000195004726010368 2026-10-27T01:29:36.670Z Financialist en 2026-10-27T01:29:36.670Z Malpani Raghavendra proposes sale of securities via Form 144 /news/images/sec/test-capital-09.png https://financialist.com/news/regulation/innovage-holding-corp-files-annual-report-outlines-strategy-000114036126040513 2026-10-27T01:29:36.630Z Financialist en 2026-10-27T01:29:36.630Z InnovAge Holding Corp. files annual report, outlines strategy /news/images/sec/test-regulation-14.png https://financialist.com/news/capital/mao-cecilia-files-form-144-for-proposed-sale-of-securities-000195917326007481 2026-10-27T01:29:36.451Z Financialist en 2026-10-27T01:29:36.451Z Mao Cecilia Files Form 144 for Proposed Sale of Securities /news/images/sec/test-capital-02.png https://financialist.com/news/capital/jefferies-financial-group-files-new-prospectus-for-offering-000114036126040218 2026-10-27T01:29:36.276Z Financialist en 2026-10-27T01:29:36.276Z Jefferies Financial Group files new prospectus for offering /news/images/sec/test-capital-19.png https://financialist.com/news/markets/evolution-petroleum-files-definitive-proxy-statement-000110465926118162 2026-10-27T01:29:35.889Z Financialist en 2026-10-27T01:29:35.889Z Evolution Petroleum files definitive proxy statement for vote /news/images/sec/test-markets-03.png https://financialist.com/news/markets/axil-brands-files-definitive-proxy-statement-for-governance-changes-000152013826000433 2026-10-27T01:29:35.014Z Financialist en 2026-10-27T01:29:35.014Z Axil Brands files definitive proxy statement for governance changes /news/images/sec/test-markets-14.png https://financialist.com/news/regulation/dss-inc-files-preliminary-information-statement-000149315226048105 2026-10-27T01:29:34.622Z Financialist en 2026-10-27T01:29:34.622Z DSS, Inc. Files Preliminary Information Statement /news/images/sec/test-regulation-06.png https://financialist.com/news/markets/tenaya-therapeutics-files-definitive-proxy-statement-for-meeting-000119312526430591 2026-10-27T01:29:34.296Z Financialist en 2026-10-27T01:29:34.296Z Tenaya Therapeutics files definitive proxy statement for meeting /news/images/sec/test-markets-12.png https://financialist.com/news/markets/parthenon-llc-reports-quarterly-holdings-for-q3-2026-000108885926000005 2026-10-27T01:29:34.287Z Financialist en 2026-10-27T01:29:34.287Z Parthenon LLC reports quarterly holdings for Q3 2026 /news/images/sec/test-markets-06.png https://financialist.com/news/markets/river-street-advisors-files-quarterly-13f-hr-report-000196489726000005 2026-10-27T01:29:34.282Z Financialist en 2026-10-27T01:29:34.282Z River Street Advisors files quarterly 13F-HR report /news/images/sec/test-markets-06.png https://financialist.com/news/markets/madison-square-garden-entertainment-files-definitive-proxy-statement-000162828026066898 2026-10-27T01:29:33.771Z Financialist en 2026-10-27T01:29:33.771Z Madison Square Garden Entertainment files definitive proxy statement /news/images/sec/test-markets-19.png https://financialist.com/news/markets/legacy-wealth-management-files-quarterly-report-on-holdings-000148892126000005 2026-10-27T01:29:33.624Z Financialist en 2026-10-27T01:29:33.624Z Legacy Wealth Management files quarterly report on holdings /news/images/sec/test-markets-06.png https://financialist.com/news/capital/loan-aggregator-trust-3-reports-due-diligence-findings-000092963826003988 2026-10-27T01:29:33.483Z Financialist en 2026-10-27T01:29:33.483Z Loan Aggregator Trust 3 Reports Due Diligence Findings /news/images/sec/test-capital-09.png https://financialist.com/news/capital/eisen-anthony-mathew-files-form-144-for-securities-sale-000195004726010319 2026-10-27T01:29:33.401Z Financialist en 2026-10-27T01:29:33.401Z Eisen Anthony Mathew Files Form 144 for Securities Sale /news/images/sec/test-capital-20.png https://financialist.com/news/regulation/evolution-petroleum-corp-files-annual-report-to-security-holders-000110465926118163 2026-10-27T01:29:33.299Z Financialist en 2026-10-27T01:29:33.299Z Evolution Petroleum Corp files Annual Report to Security Holders /news/images/sec/test-regulation-04.png https://financialist.com/news/capital/ferrante-karen-jean-files-form-144-for-proposed-securities-sale-000162828026066897 2026-10-27T01:29:32.528Z Financialist en 2026-10-27T01:29:32.528Z Ferrante Karen Jean Files Form 144 for Proposed Securities Sale /news/images/sec/test-capital-18.png https://financialist.com/news/regulation/axil-brands-files-annual-report-detailing-company-performance-000152013826000435 2026-10-27T01:29:31.486Z Financialist en 2026-10-27T01:29:31.486Z Axil Brands files annual report detailing company performance /news/images/sec/test-regulation-16.png https://financialist.com/news/markets/flyexclusive-inc-files-preliminary-proxy-statement-000119312526428942 2026-10-27T01:29:31.187Z Financialist en 2026-10-27T01:29:31.187Z FLYEXCLUSIVE INC. Files Preliminary Proxy Statement /news/images/sec/test-markets-03.png https://financialist.com/news/markets/mlp3-llc-files-quarterly-report-on-institutional-holdings-000210906126000005 2026-10-27T01:29:31.170Z Financialist en 2026-10-27T01:29:31.170Z MLP3, LLC files quarterly report on institutional holdings /news/images/sec/test-markets-06.png https://financialist.com/news/capital/barclays-bank-plc-files-free-writing-prospectus-000095010326016021 2026-10-27T01:29:31.084Z Financialist en 2026-10-27T01:29:31.084Z Barclays Bank PLC Files Free Writing Prospectus /news/images/sec/test-capital-02.png https://financialist.com/news/markets/bip-wealth-files-quarterly-13f-hr-report-for-q3-2026-000159021426000021 2026-10-27T01:29:30.840Z Financialist en 2026-10-27T01:29:30.840Z BIP Wealth files quarterly 13F-HR report for Q3 2026 /news/images/sec/test-markets-02.png https://financialist.com/news/markets/andrew-hill-investment-advisors-files-quarterly-report-on-holdings-000189707126000008 2026-10-27T01:29:30.538Z Financialist en 2026-10-27T01:29:30.538Z Andrew Hill Investment Advisors files quarterly report on holdings /news/images/sec/test-markets-09.png https://financialist.com/news/capital/bank-of-nova-scotia-files-free-writing-prospectus-000183988226052134 2026-10-27T01:29:30.320Z Financialist en 2026-10-27T01:29:30.320Z Bank of Nova Scotia Files Free Writing Prospectus /news/images/sec/test-capital-15.png https://financialist.com/news/markets/private-wealth-partners-files-quarterly-report-on-holdings-000133585126000006 2026-10-27T01:29:30.017Z Financialist en 2026-10-27T01:29:30.017Z Private Wealth Partners files quarterly report on holdings /news/images/sec/test-markets-07.png https://financialist.com/news/regulation/patrick-industries-files-prospectus-for-business-combination-000007660526000099 2026-10-27T01:29:29.946Z Financialist en 2026-10-27T01:29:29.946Z Patrick Industries files prospectus for business combination /news/images/sec/test-regulation-20.png https://financialist.com/news/capital/jpmorgan-chase-financial-co-llc-files-preliminary-pricing-supplement-000191870426032381 2026-10-27T01:29:29.703Z Financialist en 2026-10-27T01:29:29.703Z JPMorgan Chase Financial Co. LLC files preliminary pricing supplement /news/images/sec/test-capital-02.png https://financialist.com/news/markets/client-first-capital-files-latest-13f-hr-report-000182206526000006 2026-10-27T01:29:29.379Z Financialist en 2026-10-27T01:29:29.379Z Client First Capital files latest 13F-HR report /news/images/sec/test-markets-07.png https://financialist.com/news/deals/kkr-real-estate-select-trust-inc-amends-tender-offer-statement-000119312526426067 2026-10-27T01:29:28.812Z Financialist en 2026-10-27T01:29:28.812Z KKR Real Estate Select Trust Inc. Amends Tender Offer Statement /news/images/sec/test-deals-08.png https://financialist.com/news/capital/pcp-east-stokes-lp-investors-files-for-exempt-securities-offering-000216058926000001 2026-10-27T01:29:28.777Z Financialist en 2026-10-27T01:29:28.777Z PCP East Stokes LP Investors files for exempt securities offering /news/images/sec/test-capital-02.png https://financialist.com/news/regulation/carlyle-credit-solutions-amends-tender-offer-statement-000170251026000102 2026-10-27T01:29:28.186Z Financialist en 2026-10-27T01:29:28.186Z Carlyle Credit Solutions amends tender offer statement /news/images/sec/test-regulation-03.png https://financialist.com/news/markets/olio-financial-planning-reports-quarterly-holdings-in-13f-hr-000190676626000004 2026-10-27T01:29:28.119Z Financialist en 2026-10-27T01:29:28.119Z OLIO Financial Planning reports quarterly holdings in 13F-HR /news/images/sec/test-markets-05.png https://financialist.com/news/capital/jpmorgan-chase-financial-co-files-prospectus-for-new-offering-000191870426031947 2026-10-27T01:29:28.003Z Financialist en 2026-10-27T01:29:28.003Z JPMorgan Chase Financial Co. files prospectus for new offering /news/images/sec/test-capital-08.png https://financialist.com/news/markets/khazanah-nasional-berhad-files-quarterly-holdings-report-000090514826004511 2026-10-27T01:29:27.975Z Financialist en 2026-10-27T01:29:27.975Z Khazanah Nasional Berhad Files Quarterly Holdings Report /news/images/sec/test-markets-12.png https://financialist.com/news/capital/bofa-finance-llc-files-prospectus-for-new-offering-000191870426032379 2026-10-27T01:29:27.915Z Financialist en 2026-10-27T01:29:27.915Z BofA Finance LLC files prospectus for new offering /news/images/sec/test-capital-20.png https://financialist.com/news/markets/novapoint-capital-files-quarterly-13f-hr-report-000181502526000005 2026-10-27T01:29:27.768Z Financialist en 2026-10-27T01:29:27.768Z NovaPoint Capital files quarterly 13F-HR report /news/images/sec/test-markets-06.png https://financialist.com/news/tech/patrick-m-sweeney-associates-inc-files-quarterly-report-000201045326000005 2026-10-27T01:29:27.621Z Financialist en 2026-10-27T01:29:27.621Z Patrick M Sweeney & Associates, Inc. Files Quarterly Report /news/images/sec/test-tech-06.png https://financialist.com/news/markets/burrus-financial-services-files-quarterly-13f-hr-report-000157394726000005 2026-10-27T01:29:27.534Z Financialist en 2026-10-27T01:29:27.534Z Burrus Financial Services files quarterly 13F-HR report /news/images/sec/test-markets-06.png https://financialist.com/news/markets/trailmark-series-trust-files-post-effective-amendment-000199937126023330 2026-10-27T01:29:27.109Z Financialist en 2026-10-27T01:29:27.109Z Trailmark Series Trust files post-effective amendment /news/images/sec/test-markets-11.png https://financialist.com/news/markets/credit-capital-investments-llc-files-latest-13f-hr-report-000163120826000005 2026-10-27T01:29:27.068Z Financialist en 2026-10-27T01:29:27.068Z Credit Capital Investments LLC Files Latest 13F-HR Report /news/images/sec/test-markets-06.png https://financialist.com/news/capital/eisen-anthony-mathew-files-form-144-for-proposed-securities-sale-000195004726010363 2026-10-27T01:29:27.062Z Financialist en 2026-10-27T01:29:27.062Z Eisen Anthony Mathew files Form 144 for proposed securities sale /news/images/sec/test-capital-04.png https://financialist.com/news/markets/nearside-advisors-files-quarterly-13f-hr-report-for-q3-2026-000206336426000352 2026-10-27T01:29:26.952Z Financialist en 2026-10-27T01:29:26.952Z Nearside Advisors files quarterly 13F-HR report for Q3 2026 /news/images/sec/test-markets-13.png https://financialist.com/news/capital/swanson-luke-roy-files-form-144-for-proposed-securities-sale-000195917326007461 2026-10-27T01:29:26.809Z Financialist en 2026-10-27T01:29:26.809Z Swanson Luke Roy Files Form 144 for Proposed Securities Sale /news/images/sec/test-capital-02.png https://financialist.com/news/markets/duke-robotics-files-definitive-additional-proxy-materials-000121390026111703 2026-10-27T01:29:26.130Z Financialist en 2026-10-27T01:29:26.130Z DUKE Robotics files definitive additional proxy materials /news/images/sec/test-markets-04.png https://financialist.com/news/markets/sanfilippo-john-b-son-inc-files-additional-proxy-materials-000119312526426705 2026-10-27T01:29:26.062Z Financialist en 2026-10-27T01:29:26.062Z Sanfilippo John B & Son Inc. Files Additional Proxy Materials /news/images/sec/test-markets-06.png https://financialist.com/news/capital/swanson-luke-roy-proposes-sale-of-securities-via-form-144-000195917326007462 2026-10-27T01:29:25.451Z Financialist en 2026-10-27T01:29:25.451Z Swanson Luke Roy Proposes Sale of Securities via Form 144 /news/images/sec/test-capital-03.png https://financialist.com/news/capital/korsana-biosciences-files-form-144-for-proposed-securities-sale-000195004726010364 2026-10-27T01:29:25.212Z Financialist en 2026-10-27T01:29:25.212Z Korsana Biosciences files Form 144 for proposed securities sale /news/images/sec/test-capital-05.png https://financialist.com/news/capital/avsf-nanopath-2026-llc-files-for-exempt-securities-offering-000215669926000001 2026-10-27T01:29:25.048Z Financialist en 2026-10-27T01:29:25.048Z AVSF - Nanopath 2026, LLC files for exempt securities offering /news/images/sec/test-capital-02.png https://financialist.com/news/capital/dhanji-alim-proposes-sale-of-securities-in-sec-filing-000195004726010362 2026-10-27T01:29:24.988Z Financialist en 2026-10-27T01:29:24.988Z Dhanji Alim proposes sale of securities in SEC filing /news/images/sec/test-capital-03.png https://financialist.com/news/capital/arcus-biosciences-files-prospectus-for-potential-fundraising-000119312526428916 2026-10-27T01:29:24.923Z Financialist en 2026-10-27T01:29:24.923Z Arcus Biosciences files prospectus for potential fundraising /news/images/sec/test-capital-17.png https://financialist.com/news/capital/bank-of-montreal-files-new-prospectus-to-raise-capital-000121465926013141 2026-10-27T01:29:24.904Z Financialist en 2026-10-27T01:29:24.904Z Bank of Montreal files new prospectus to raise capital /news/images/sec/test-capital-02.png https://financialist.com/news/capital/goldman-sachs-files-prospectus-for-securities-offerings-000119312526426014 2026-10-27T01:29:21.109Z Financialist en 2026-10-27T01:29:21.109Z Goldman Sachs files prospectus for securities offerings /news/images/sec/test-capital-15.png https://financialist.com/news/markets/srh-advisors-files-quarterly-13f-hr-report-for-q3-2026-000151277926000010 2026-10-27T01:29:20.758Z Financialist en 2026-10-27T01:29:20.758Z SRH Advisors files quarterly 13F-HR report for Q3 2026 /news/images/sec/test-markets-11.png https://financialist.com/news/capital/marrello-capital-partners-amends-exempt-offering-of-securities-000205900526000001 2026-10-27T01:29:15.136Z Financialist en 2026-10-27T01:29:15.136Z Marrello Capital Partners amends exempt offering of securities /news/images/sec/test-capital-02.png https://financialist.com/news/markets/etf-series-solutions-files-new-post-effective-amendment-000089418926029630 2026-10-27T01:29:14.732Z Financialist en 2026-10-27T01:29:14.732Z ETF Series Solutions Files New Post-Effective Amendment /news/images/sec/test-markets-11.png https://financialist.com/news/markets/duke-robotics-corp-files-definitive-proxy-statement-000121390026111701 2026-10-27T01:29:13.960Z Financialist en 2026-10-27T01:29:13.960Z DUKE Robotics Corp. Files Definitive Proxy Statement /news/images/sec/test-markets-02.png https://financialist.com/news/regulation/maraldo-david-r-files-amended-ownership-report-000031015826000239 2026-10-27T01:29:13.846Z Financialist en 2026-10-27T01:29:13.846Z Maraldo David R. Files Amended Ownership Report /news/images/sec/test-regulation-20.png https://financialist.com/news/markets/new-harbor-financial-group-files-quarterly-13f-hr-report-000154857726000007 2026-10-27T01:29:13.211Z Financialist en 2026-10-27T01:29:13.211Z New Harbor Financial Group files quarterly 13F-HR report /news/images/sec/test-markets-08.png https://financialist.com/news/capital/jpmorgan-chase-financial-co-files-preliminary-pricing-supplement-000121390026110880 2026-10-27T01:29:12.557Z Financialist en 2026-10-27T01:29:12.557Z JPMorgan Chase Financial Co. files preliminary pricing supplement /news/images/sec/test-capital.png https://financialist.com/news/capital/ces-investors-offshore-lp-files-for-exempt-offering-of-securities-000216080426000001 2026-10-27T01:29:11.623Z Financialist en 2026-10-27T01:29:11.623Z CES Investors Offshore LP Files for Exempt Offering of Securities /news/images/sec/test-capital-02.png https://financialist.com/news/regulation/ab-active-etfs-inc-registers-new-securities-for-expansion-000091957426007130 2026-10-27T01:29:11.518Z Financialist en 2026-10-27T01:29:11.518Z AB Active ETFs, Inc. registers new securities for expansion /news/images/sec/test-regulation-11.png https://financialist.com/news/consumer/copart-inc-files-definitive-proxy-statement-for-shareholders-000119312526428904 2026-10-27T01:29:10.904Z Financialist en 2026-10-27T01:29:10.904Z Copart Inc. Files Definitive Proxy Statement for Shareholders /news/images/sec/test-consumer-05.png https://financialist.com/news/tech/etf-series-solutions-updates-effective-date-for-ai-etf-000089418926029628 2026-10-27T01:29:10.830Z Financialist en 2026-10-27T01:29:10.830Z ETF Series Solutions Updates Effective Date for AI ETF /news/images/sec/test-tech-09.png https://financialist.com/news/markets/ishares-inc-files-definitive-materials-for-new-offerings-000119312526430564 2026-10-27T01:29:10.791Z Financialist en 2026-10-27T01:29:10.791Z iShares, Inc. Files Definitive Materials for New Offerings /news/images/sec/test-markets-05.png https://financialist.com/news/markets/approach-retirement-advisors-files-quarterly-13f-hr-report-000210694826000004 2026-10-27T01:29:10.284Z Financialist en 2026-10-27T01:29:10.284Z Approach Retirement Advisors files quarterly 13F-HR report /news/images/sec/test-markets-05.png https://financialist.com/news/capital/hsbc-usa-inc-files-prospectus-for-new-securities-offering-000110465926118151 2026-10-27T01:29:10.193Z Financialist en 2026-10-27T01:29:10.193Z HSBC USA Inc. files prospectus for new securities offering /news/images/sec/test-capital-12.png https://financialist.com/news/capital/jpmorgan-chase-financial-co-updates-investors-with-prospectus-000191870426032380 2026-10-27T01:29:10.074Z Financialist en 2026-10-27T01:29:10.074Z JPMorgan Chase Financial Co. updates investors with prospectus /news/images/sec/test-capital.png https://financialist.com/news/markets/innovage-holding-corp-files-definitive-proxy-statement-000114036126040511 2026-10-27T01:29:09.821Z Financialist en 2026-10-27T01:29:09.821Z InnovAge Holding Corp. files definitive proxy statement /news/images/sec/test-markets-12.png https://financialist.com/news/capital/accenture-files-form-144-for-proposed-securities-sale-000196922326001085 2026-10-27T01:29:09.651Z Financialist en 2026-10-27T01:29:09.651Z Accenture files Form 144 for proposed securities sale /news/images/sec/test-capital-06.png https://financialist.com/news/markets/innovage-holding-corp-files-additional-proxy-materials-000114036126040512 2026-10-27T01:29:09.434Z Financialist en 2026-10-27T01:29:09.434Z InnovAge Holding Corp. files additional proxy materials /news/images/sec/test-markets-13.png https://financialist.com/news/capital/bofa-finance-llc-files-prospectus-for-capital-raise-000191870426032377 2026-10-27T01:29:09.254Z Financialist en 2026-10-27T01:29:09.254Z BofA Finance LLC files prospectus for capital raise /news/images/sec/test-capital-18.png https://financialist.com/news/regulation/venerable-variable-insurance-trust-files-definitive-information-statem-000110465926118503 2026-10-27T01:29:09.002Z Financialist en 2026-10-27T01:29:09.002Z Venerable Variable Insurance Trust Files Definitive Information Statement /news/images/sec/test-regulation-04.png https://financialist.com/news/regulation/robinhood-ventures-fund-i-files-registration-withdrawal-request-000095010326016108 2026-10-27T01:29:08.877Z Financialist en 2026-10-27T01:29:08.877Z Robinhood Ventures Fund I files registration withdrawal request /news/images/sec/test-regulation-09.png https://financialist.com/news/capital/bank-of-montreal-files-new-prospectus-for-investment-strategy-000183988226052130 2026-10-27T01:29:08.461Z Financialist en 2026-10-27T01:29:08.461Z Bank of Montreal Files New Prospectus for Investment Strategy /news/images/sec/test-capital-11.png https://financialist.com/news/capital/ericka-t-leslie-proposes-sale-of-securities-via-form-144-000089183626000066 2026-10-27T01:29:08.372Z Financialist en 2026-10-27T01:29:08.372Z Ericka T. Leslie Proposes Sale of Securities via Form 144 /news/images/sec/test-capital-07.png https://financialist.com/news/markets/mbl-wealth-files-quarterly-report-on-investment-holdings-000143774926033266 2026-10-27T01:29:07.832Z Financialist en 2026-10-27T01:29:07.832Z MBL Wealth files quarterly report on investment holdings /news/images/sec/test-markets-07.png https://financialist.com/news/capital/bank-of-nova-scotia-files-new-prospectus-for-capital-raise-000183988226052132 2026-10-27T01:29:07.565Z Financialist en 2026-10-27T01:29:07.565Z Bank of Nova Scotia files new prospectus for capital raise /news/images/sec/test-capital-13.png https://financialist.com/news/capital/daspit-marisa-files-form-144-for-proposed-securities-sale-000195917326007460 2026-10-27T01:29:07.483Z Financialist en 2026-10-27T01:29:07.483Z Daspit Marisa files Form 144 for proposed securities sale /news/images/sec/test-capital.png https://financialist.com/news/capital/bank-of-montreal-files-fwp-amid-strategic-initiatives-000183988226052131 2026-10-27T01:29:07.346Z Financialist en 2026-10-27T01:29:07.346Z Bank of Montreal files FWP amid strategic initiatives /news/images/sec/test-capital-12.png https://financialist.com/news/capital/marsh-mclennan-files-prospectus-to-offer-securities-000119312526428903 2026-10-27T01:29:07.241Z Financialist en 2026-10-27T01:29:07.241Z Marsh & McLennan files prospectus to offer securities /news/images/sec/test-capital-04.png https://financialist.com/news/consumer/copart-inc-files-additional-definitive-proxy-materials-000119312526428908 2026-10-27T01:29:07.069Z Financialist en 2026-10-27T01:29:07.069Z Copart Inc. Files Additional Definitive Proxy Materials /news/images/sec/test-consumer-09.png https://financialist.com/news/capital/clark-kyle-files-form-144-for-proposed-sale-of-securities-000195917326007459 2026-10-27T01:29:06.536Z Financialist en 2026-10-27T01:29:06.536Z Clark Kyle Files Form 144 for Proposed Sale of Securities /news/images/sec/test-capital-20.png https://financialist.com/news/capital/gutowski-robert-j-files-form-144-for-proposed-sale-of-securities-000195004726010360 2026-10-27T01:29:06.392Z Financialist en 2026-10-27T01:29:06.392Z Gutowski Robert J. files Form 144 for proposed sale of securities /news/images/sec/test-capital.png https://financialist.com/news/capital/kaye-mark-files-form-144-for-proposed-sale-of-securities-000195004726010359 2026-10-27T01:29:06.331Z Financialist en 2026-10-27T01:29:06.331Z Kaye Mark Files Form 144 for Proposed Sale of Securities /news/images/sec/test-capital-20.png https://financialist.com/news/markets/beacon-capital-management-files-quarterly-investment-report-000208585326001281 2026-10-27T01:29:06.201Z Financialist en 2026-10-27T01:29:06.201Z Beacon Capital Management files quarterly investment report /news/images/sec/test-markets-02.png https://financialist.com/news/capital/csha-1-amends-exempt-offering-of-securities-in-filing-000213286026000002 2026-10-27T01:29:06.113Z Financialist en 2026-10-27T01:29:06.113Z CSHA-1 amends exempt offering of securities in filing /news/images/sec/test-capital-03.png https://financialist.com/news/capital/tech-plus-bio-fund-i-lp-files-amended-notice-of-offering-000121390026112156 2026-10-27T01:29:06.003Z Financialist en 2026-10-27T01:29:06.003Z Tech (plus) Bio Fund I, LP files amended notice of offering /news/images/sec/test-capital-17.png https://financialist.com/news/markets/mfs-variable-insurance-trust-files-additional-proxy-materials-000091293826001038 2026-10-27T01:29:05.745Z Financialist en 2026-10-27T01:29:05.745Z MFS Variable Insurance Trust Files Additional Proxy Materials /news/images/sec/test-markets-19.png https://financialist.com/news/regulation/copart-inc-files-annual-report-detailing-fiscal-performance-000119312526428911 2026-10-27T01:29:05.658Z Financialist en 2026-10-27T01:29:05.658Z Copart Inc. files annual report detailing fiscal performance /news/images/sec/test-regulation-12.png https://financialist.com/news/regulation/fureelz-inc-files-amended-offering-statement-for-fundraising-000212617726000003 2026-10-27T01:29:05.022Z Financialist en 2026-10-27T01:29:05.022Z Fureelz Inc. files amended offering statement for fundraising /news/images/sec/test-regulation-04.png https://financialist.com/news/deals/air-industries-group-files-amended-registration-statement-000121390026111690 2026-10-27T01:29:04.999Z Financialist en 2026-10-27T01:29:04.999Z Air Industries Group Files Amended Registration Statement /news/images/sec/test-deals-11.png https://financialist.com/news/crypto/etf-series-solutions-updates-effective-date-for-amendment-000089418926029625 2026-10-27T01:29:04.866Z Financialist en 2026-10-27T01:29:04.866Z ETF Series Solutions Updates Effective Date for Amendment /news/images/sec/test-crypto-06.png https://financialist.com/news/markets/aig-files-quarterly-report-detailing-institutional-holdings-000000527226000094 2026-10-27T01:29:04.729Z Financialist en 2026-10-27T01:29:04.729Z AIG files quarterly report detailing institutional holdings /news/images/sec/test-markets-15.png https://financialist.com/news/capital/black-arch-ii-lp-files-form-d-for-exempt-securities-offering-000214849526000001 2026-10-27T01:29:04.397Z Financialist en 2026-10-27T01:29:04.397Z Black Arch II LP Files Form D for Exempt Securities Offering /news/images/sec/test-capital-02.png https://financialist.com/news/markets/zacks-trust-files-post-effective-amendment-to-registration-000158064226007072 2026-10-27T01:29:04.294Z Financialist en 2026-10-27T01:29:04.294Z Zacks Trust Files Post-Effective Amendment to Registration /news/images/sec/test-markets-13.png https://financialist.com/news/capital/citis-commercial-mortgage-trust-files-abs-ee-update-000162829726000914 2026-10-27T01:29:04.013Z Financialist en 2026-10-27T01:29:04.013Z Citi's Commercial Mortgage Trust Files ABS-EE Update /news/images/sec/test-capital-15.png https://financialist.com/news/regulation/warehouses-de-pauw-files-amended-tender-offer-notification-000120864626000059 2026-10-27T01:29:04.006Z Financialist en 2026-10-27T01:29:04.006Z Warehouses De Pauw files amended tender offer notification /news/images/sec/test-regulation-20.png https://financialist.com/news/capital/citigroup-files-preliminary-pricing-supplement-for-new-offering-000191870426032378 2026-10-27T01:29:03.613Z Financialist en 2026-10-27T01:29:03.613Z Citigroup files preliminary pricing supplement for new offering /news/images/sec/test-capital-19.png https://financialist.com/news/capital/bank-of-montreal-files-latest-free-writing-prospectus-000121465926013171 2026-10-27T01:29:03.337Z Financialist en 2026-10-27T01:29:03.337Z Bank of Montreal files latest free writing prospectus /news/images/sec/test-capital-12.png https://financialist.com/news/capital/bank-of-montreal-files-prospectus-for-new-securities-offering-000121465926013140 2026-10-27T01:29:03.284Z Financialist en 2026-10-27T01:29:03.284Z Bank of Montreal files prospectus for new securities offering /news/images/sec/test-capital.png https://financialist.com/news/capital/gs-finance-corp-files-prospectus-for-securities-offering-000119312526428907 2026-10-27T01:29:03.145Z Financialist en 2026-10-27T01:29:03.145Z GS Finance Corp. files prospectus for securities offering /news/images/sec/test-capital-08.png https://financialist.com/news/markets/igc-pharma-files-additional-definitive-proxy-materials-000118518526004921 2026-10-27T01:29:02.670Z Financialist en 2026-10-27T01:29:02.670Z IGC Pharma files additional definitive proxy materials /news/images/sec/test-markets-02.png https://financialist.com/news/capital/gs-finance-corp-files-prospectus-for-new-securities-issuance-000119312526428905 2026-10-27T01:29:02.418Z Financialist en 2026-10-27T01:29:02.418Z GS Finance Corp. files prospectus for new securities issuance /news/images/sec/test-capital-06.png https://financialist.com/news/capital/jpmorgan-chase-financial-co-files-preliminary-pricing-supplement-000191870426032376 2026-10-27T01:29:02.194Z Financialist en 2026-10-27T01:29:02.194Z JPMorgan Chase Financial Co. files preliminary pricing supplement /news/images/sec/test-capital-17.png https://financialist.com/news/markets/fsc-wealth-advisors-reports-quarterly-holdings-for-q3-2026-000192568526000006 2026-10-27T01:29:01.813Z Financialist en 2026-10-27T01:29:01.813Z FSC Wealth Advisors reports quarterly holdings for Q3 2026 /news/images/sec/test-markets-07.png https://financialist.com/news/regulation/blockfusion-digital-infrastructure-files-amended-registration-000118518526004875 2026-10-27T01:29:01.704Z Financialist en 2026-10-27T01:29:01.704Z Blockfusion Digital Infrastructure files amended registration /news/images/sec/test-regulation-16.png https://financialist.com/news/capital/meta-platforms-files-prospectus-for-new-capital-offering-000119312526431040 2026-10-27T01:29:01.558Z Financialist en 2026-10-27T01:29:01.558Z Meta Platforms files prospectus for new capital offering /news/images/sec/test-capital.png https://financialist.com/news/capital/jpmorgan-chase-financial-co-files-preliminary-pricing-supplement-000121390026112318 2026-10-27T01:29:01.240Z Financialist en 2026-10-27T01:29:01.240Z JPMorgan Chase Financial Co. files preliminary pricing supplement /news/images/sec/test-capital-19.png https://financialist.com/news/capital/jpmorgan-chase-financial-co-files-preliminary-pricing-supplement-000191870426032554 2026-10-27T01:29:01.126Z Financialist en 2026-10-27T01:29:01.126Z JPMorgan Chase Financial Co. files preliminary pricing supplement /news/images/sec/test-capital-15.png https://financialist.com/news/capital/crestwood-capital-partners-amends-securities-offering-000101359426001083 2026-10-27T01:29:01.118Z Financialist en 2026-10-27T01:29:01.118Z Crestwood Capital Partners amends securities offering /news/images/sec/test-capital-04.png https://financialist.com/news/capital/jpmorgan-chase-financial-co-updates-prospectus-offerings-000191870426031940 2026-10-27T01:29:00.555Z Financialist en 2026-10-27T01:29:00.555Z JPMorgan Chase Financial Co. updates prospectus for offerings /news/images/sec/test-capital.png https://financialist.com/news/markets/mfs-variable-insurance-trust-files-additional-proxy-materials-000091293826001036 2026-10-27T01:29:00.024Z Financialist en 2026-10-27T01:29:00.024Z MFS Variable Insurance Trust Files Additional Proxy Materials /news/images/sec/test-markets-17.png https://financialist.com/news/capital/jpmorgan-chase-financial-co-llc-files-preliminary-pricing-supplement-000191870426032504 2026-10-27T01:28:59.759Z Financialist en 2026-10-27T01:28:59.759Z JPMorgan Chase Financial Co. LLC files preliminary pricing supplement /news/images/sec/test-capital-05.png https://financialist.com/news/capital/barclays-bank-files-prospectus-to-offer-new-securities-000191870426032503 2026-10-27T01:28:57.429Z Financialist en 2026-10-27T01:28:57.429Z Barclays Bank files prospectus to offer new securities /news/images/sec/test-capital-04.png https://financialist.com/news/markets/series-portfolios-trust-files-monthly-portfolio-report-000119312526430575 2026-10-27T01:28:56.790Z Financialist en 2026-10-27T01:28:56.790Z Series Portfolios Trust Files Monthly Portfolio Report /news/images/sec/test-markets-16.png https://financialist.com/news/capital/citigroup-global-markets-files-free-writing-prospectus-000095010326016107 2026-10-27T01:28:54.683Z Financialist en 2026-10-27T01:28:54.683Z Citigroup Global Markets Files Free Writing Prospectus /news/images/sec/test-capital-08.png https://financialist.com/news/capital/bank-of-montreal-files-prospectus-for-new-offering-000121465926013164 2026-10-27T01:28:53.681Z Financialist en 2026-10-27T01:28:53.681Z Bank of Montreal files prospectus for new offering /news/images/sec/test-capital-05.png https://financialist.com/news/capital/idox-ai-corp-announces-exempt-offering-of-securities-000204966426000003 2026-10-27T01:28:51.890Z Financialist en 2026-10-27T01:28:51.890Z iDox.ai Corp. announces exempt offering of securities /news/images/sec/test-capital-04.png https://financialist.com/news/regulation/zacks-trust-files-registration-withdrawal-request-000158064226007043 2026-10-27T01:28:50.451Z Financialist en 2026-10-27T01:28:50.451Z Zacks Trust files registration withdrawal request /news/images/sec/test-regulation-04.png https://financialist.com/news/capital/franklin-ethereum-trust-files-prospectus-update-for-investors-000207184426001457 2026-10-27T01:28:50.045Z Financialist en 2026-10-27T01:28:50.045Z Franklin Ethereum Trust Files Prospectus Update for Investors /news/images/sec/test-capital-18.png https://financialist.com/news/regulation/calamos-etf-trust-secures-nyse-arca-certification-000114336226000408 2026-10-27T01:28:49.444Z Financialist en 2026-10-27T01:28:49.444Z Calamos ETF Trust secures NYSE Arca certification for securities /news/images/sec/test-regulation-09.png https://financialist.com/news/markets/badgley-phelps-files-quarterly-13f-hr-report-for-q3-2026-000189536226000010 2026-10-27T01:28:48.840Z Financialist en 2026-10-27T01:28:48.840Z Badgley Phelps files quarterly 13F-HR report for Q3 2026 /news/images/sec/test-markets-11.png https://financialist.com/news/capital/soar-com-inc-files-notice-of-exempt-securities-offering-000180045626000023 2026-10-27T01:28:48.637Z Financialist en 2026-10-27T01:28:48.637Z SOAR.COM, INC. files notice of exempt securities offering /news/images/sec/test-capital-04.png https://financialist.com/news/markets/mfs-series-trust-vi-files-definitive-proxy-statement-000091293826001032 2026-10-27T01:28:48.487Z Financialist en 2026-10-27T01:28:48.487Z MFS Series Trust VI Files Definitive Proxy Statement /news/images/sec/test-markets-13.png https://financialist.com/news/capital/montevallo-road-development-group-announces-exempt-offering-000216167926000001 2026-10-27T01:28:48.205Z Financialist en 2026-10-27T01:28:48.205Z Montevallo Road Development Group announces exempt offering /news/images/sec/test-capital-02.png https://financialist.com/news/capital/avsf-personaai-2026-llc-files-for-exempt-securities-offering-000215620526000001 2026-10-27T01:28:48.169Z Financialist en 2026-10-27T01:28:48.169Z AVSF - PersonaAI 2026, LLC files for exempt securities offering /news/images/sec/test-capital-02.png https://financialist.com/news/capital/lxre-inc-amends-securities-offering-in-recent-filing-000215943326000002 2026-10-27T01:28:48.142Z Financialist en 2026-10-27T01:28:48.142Z LXRE Inc. amends securities offering in recent filing /news/images/sec/test-capital-03.png https://financialist.com/news/capital/avsf-atomarine-2026-llc-announces-exempt-securities-offering-000215641226000001 2026-10-27T01:28:47.858Z Financialist en 2026-10-27T01:28:47.858Z AVSF - Atomarine 2026, LLC announces exempt securities offering /news/images/sec/test-capital-02.png https://financialist.com/news/capital/ces-investors-llc-files-form-d-for-new-exempt-offering-000216085226000001 2026-10-27T01:28:47.820Z Financialist en 2026-10-27T01:28:47.820Z CES Investors LLC files Form D for new exempt offering /news/images/sec/test-capital-02.png https://financialist.com/news/markets/mfs-variable-insurance-trust-files-additional-proxy-materials-000091293826001033 2026-10-27T01:28:47.645Z Financialist en 2026-10-27T01:28:47.645Z MFS Variable Insurance Trust Files Additional Proxy Materials /news/images/sec/test-markets-14.png https://financialist.com/news/capital/bank-of-nova-scotia-files-prospectus-to-offer-securities-000183988226052129 2026-10-27T01:28:47.476Z Financialist en 2026-10-27T01:28:47.476Z Bank of Nova Scotia Files Prospectus to Offer Securities /news/images/sec/test-capital-10.png https://financialist.com/news/markets/mfs-series-trust-vi-files-definitive-proxy-statement-000091293826001035 2026-10-27T01:28:46.916Z Financialist en 2026-10-27T01:28:46.916Z MFS Series Trust VI Files Definitive Proxy Statement /news/images/sec/test-markets-16.png https://financialist.com/news/regulation/lost-boy-hospitality-ventures-i-inc-files-progress-update-000187285626000346 2026-10-27T01:28:46.788Z Financialist en 2026-10-27T01:28:46.788Z Lost Boy Hospitality Ventures I, Inc. Files Progress Update /news/images/sec/test-regulation-07.png https://financialist.com/news/markets/mfs-variable-insurance-trust-files-additional-proxy-materials-000091293826001034 2026-10-27T01:28:46.599Z Financialist en 2026-10-27T01:28:46.599Z MFS Variable Insurance Trust Files Additional Proxy Materials /news/images/sec/test-markets-15.png https://financialist.com/news/capital/barclays-bank-files-prospectus-for-new-securities-offering-000095010326016019 2026-10-27T01:28:46.453Z Financialist en 2026-10-27T01:28:46.453Z Barclays Bank files prospectus for new securities offering /news/images/sec/test-capital-20.png https://financialist.com/news/markets/undiscovered-managers-funds-files-new-summary-prospectus-000119312526426693 2026-10-27T01:28:45.882Z Financialist en 2026-10-27T01:28:45.882Z Undiscovered Managers Funds Files New Summary Prospectus /news/images/sec/test-markets-14.png https://financialist.com/news/capital/bank-of-nova-scotia-files-prospectus-for-new-securities-offering-000183988226052127 2026-10-27T01:28:45.135Z Financialist en 2026-10-27T01:28:45.135Z Bank of Nova Scotia Files Prospectus for New Securities Offering /news/images/sec/test-capital-08.png https://financialist.com/news/tech/listed-funds-trust-updates-effective-date-for-etf-amendment-000089418926029615 2026-10-27T01:28:45.127Z Financialist en 2026-10-27T01:28:45.127Z Listed Funds Trust Updates Effective Date for ETF Amendment /news/images/sec/test-tech-16.png https://financialist.com/news/capital/melange-space-technologies-announces-exempt-securities-offering-000216118926000001 2026-10-27T01:28:44.626Z Financialist en 2026-10-27T01:28:44.626Z Melange Space Technologies announces exempt securities offering /news/images/sec/test-capital-02.png https://financialist.com/news/deals/blue-acquisition-corp-cayman-files-definitive-proxy-statement-000118518526004976 2026-10-27T01:28:44.533Z Financialist en 2026-10-27T01:28:44.533Z Blue Acquisition Corp/Cayman Files Definitive Proxy Statement /news/images/sec/test-deals-17.png https://financialist.com/news/capital/bank-of-montreal-files-new-prospectus-for-capital-offering-000121465926013167 2026-10-27T01:28:44.423Z Financialist en 2026-10-27T01:28:44.423Z Bank of Montreal files new prospectus for capital offering /news/images/sec/test-capital-08.png https://financialist.com/news/markets/listed-funds-trust-announces-new-effective-date-for-etf-amendment-000089418926029614 2026-10-27T01:28:44.145Z Financialist en 2026-10-27T01:28:44.145Z Listed Funds Trust Announces New Effective Date for ETF Amendment /news/images/sec/test-markets-15.png https://financialist.com/news/capital/barclays-bank-files-prospectus-for-new-securities-offering-000095010326016018 2026-10-27T01:28:44.093Z Financialist en 2026-10-27T01:28:44.093Z Barclays Bank files prospectus for new securities offering /news/images/sec/test-capital-19.png https://financialist.com/news/capital/gs-finance-corp-files-prospectus-for-new-capital-offering-000119312526428880 2026-10-27T01:28:43.411Z Financialist en 2026-10-27T01:28:43.411Z GS Finance Corp. files prospectus for new capital offering /news/images/sec/test-capital.png https://financialist.com/news/regulation/eagle-point-trinity-files-amended-tender-offer-statement-000110465926118141 2026-10-27T01:28:43.264Z Financialist en 2026-10-27T01:28:43.264Z Eagle Point Trinity files amended tender offer statement /news/images/sec/test-regulation-02.png https://financialist.com/news/markets/listed-funds-trust-updates-effective-date-for-uranium-etf-000089418926029616 2026-10-27T01:28:42.860Z Financialist en 2026-10-27T01:28:42.860Z Listed Funds Trust Updates Effective Date for Uranium ETF /news/images/sec/test-markets-17.png https://financialist.com/news/markets/permian-basin-royalty-trust-files-additional-proxy-materials-000119312526430497 2026-10-27T01:28:42.239Z Financialist en 2026-10-27T01:28:42.239Z Permian Basin Royalty Trust Files Additional Proxy Materials /news/images/sec/test-markets-18.png https://financialist.com/news/capital/gs-finance-corp-files-prospectus-for-securities-offering-000119312526428869 2026-10-27T01:28:41.200Z Financialist en 2026-10-27T01:28:41.200Z GS Finance Corp. Files Prospectus for Securities Offering /news/images/sec/test-capital-10.png https://financialist.com/news/regulation/arrowmark-financial-files-fidelity-bond-under-rule-17g-1-g-000110465926118136 2026-10-27T01:28:40.978Z Financialist en 2026-10-27T01:28:40.978Z ArrowMark Financial files Fidelity Bond under Rule 17G-1(g) /news/images/sec/test-regulation-17.png https://financialist.com/news/markets/inspire-investing-files-quarterly-report-on-institutional-holdings-000167013926000009 2026-10-27T01:28:40.847Z Financialist en 2026-10-27T01:28:40.847Z Inspire Investing files quarterly report on institutional holdings /news/images/sec/test-markets-10.png https://financialist.com/news/markets/tidal-trust-ii-files-rule-24f-2-notice-for-securities-000199937126023322 2026-10-27T01:28:40.462Z Financialist en 2026-10-27T01:28:40.462Z Tidal Trust II files Rule 24f-2 notice for securities /news/images/sec/test-markets-03.png https://financialist.com/news/capital/bank-of-montreal-files-prospectus-for-new-securities-offering-000121465926013165 2026-10-27T01:28:40.335Z Financialist en 2026-10-27T01:28:40.335Z Bank of Montreal files prospectus for new securities offering /news/images/sec/test-capital-06.png https://financialist.com/news/capital/barclays-bank-files-prospectus-signaling-capital-strategy-shift-000191870426032502 2026-10-27T01:28:40.105Z Financialist en 2026-10-27T01:28:40.105Z Barclays Bank files prospectus, signaling capital strategy shift /news/images/sec/test-capital-03.png https://financialist.com/news/regulation/morgan-stanley-pathway-funds-updates-investment-policies-000119312526428875 2026-10-27T01:28:39.955Z Financialist en 2026-10-27T01:28:39.955Z Morgan Stanley Pathway Funds Updates Investment Policies /news/images/sec/test-regulation-16.png https://financialist.com/news/regulation/franklin-templeton-etf-trust-registers-new-securities-000207184426001456 2026-10-27T01:28:39.838Z Financialist en 2026-10-27T01:28:39.838Z Franklin Templeton ETF Trust Registers New Securities /news/images/sec/test-regulation-17.png https://financialist.com/news/regulation/princeton-everest-fund-amends-tender-offer-statement-000158064226007042 2026-10-27T01:28:39.510Z Financialist en 2026-10-27T01:28:39.510Z Princeton Everest Fund Amends Tender Offer Statement /news/images/sec/test-regulation-03.png https://financialist.com/news/deals/boundless-bio-files-prospectus-for-business-combinations-000119312526431041 2026-10-27T01:28:39.196Z Financialist en 2026-10-27T01:28:39.196Z Boundless Bio files prospectus for business combinations /news/images/sec/test-deals-02.png https://financialist.com/news/capital/nn-inc-files-prospectus-for-new-offering-to-boost-capital-000110465926118613 2026-10-27T01:28:39.179Z Financialist en 2026-10-27T01:28:39.179Z NN Inc. Files Prospectus for New Offering to Boost Capital /news/images/sec/test-capital-14.png https://financialist.com/news/markets/core-wealth-management-files-quarterly-13f-hr-report-000196515026000010 2026-10-27T01:28:39.158Z Financialist en 2026-10-27T01:28:39.158Z Core Wealth Management files quarterly 13F-HR report /news/images/sec/test-markets-11.png https://financialist.com/news/markets/fis-trust-files-post-effective-amendment-for-registration-update-000199937126023458 2026-10-27T01:28:39.028Z Financialist en 2026-10-27T01:28:39.028Z FIS Trust files post-effective amendment for registration update /news/images/sec/test-markets-19.png https://financialist.com/news/markets/tidal-trust-ii-files-rule-24f-2-notice-for-securities-registration-000199937126023325 2026-10-27T01:28:38.966Z Financialist en 2026-10-27T01:28:38.966Z Tidal Trust II Files Rule 24f-2 Notice for Securities Registration /news/images/sec/test-markets-06.png https://financialist.com/news/capital/royal-bank-of-canada-files-new-prospectus-for-capital-markets-000095010326016016 2026-10-27T01:28:38.703Z Financialist en 2026-10-27T01:28:38.703Z Royal Bank of Canada Files New Prospectus for Capital Markets /news/images/sec/test-capital-17.png https://financialist.com/news/regulation/crestline-lending-solutions-files-amended-tender-offer-statement-000162828026066877 2026-10-27T01:28:38.473Z Financialist en 2026-10-27T01:28:38.473Z Crestline Lending Solutions files amended tender offer statement /news/images/sec/test-regulation-18.png https://financialist.com/news/capital/avsf-lambda-2026-llc-files-form-d-for-exempt-offering-000215662526000001 2026-10-27T01:28:38.387Z Financialist en 2026-10-27T01:28:38.387Z AVSF - Lambda 2026, LLC Files Form D for Exempt Offering /news/images/sec/test-capital-02.png https://financialist.com/news/capital/five-iron-uk-corp-amends-exempt-offering-of-securities-000210731226000005 2026-10-27T01:28:38.342Z Financialist en 2026-10-27T01:28:38.342Z Five Iron UK Corp. Amends Exempt Offering of Securities /news/images/sec/test-capital-06.png https://financialist.com/news/regulation/lycia-therapeutics-secures-approval-for-securities-listing-000135445726001015 2026-10-27T01:28:38.227Z Financialist en 2026-10-27T01:28:38.227Z Lycia Therapeutics secures approval for securities listing /news/images/sec/test-regulation-16.png https://financialist.com/news/capital/bank-of-montreal-files-prospectus-for-new-securities-offering-000121465926013166 2026-10-27T01:28:38.128Z Financialist en 2026-10-27T01:28:38.128Z Bank of Montreal Files Prospectus for New Securities Offering /news/images/sec/test-capital-07.png https://financialist.com/news/capital/opus-databento-cs-llc-announces-exempt-offering-of-securities-000216196026000001 2026-10-27T01:28:38.121Z Financialist en 2026-10-27T01:28:38.121Z Opus Databento CS LLC announces exempt offering of securities /news/images/sec/test-capital-02.png https://financialist.com/news/capital/toronto-dominion-bank-files-preliminary-pricing-supplement-000114036126040203 2026-10-27T01:28:37.860Z Financialist en 2026-10-27T01:28:37.860Z Toronto Dominion Bank Files Preliminary Pricing Supplement /news/images/sec/test-capital-04.png https://financialist.com/news/regulation/california-first-leasing-corp-files-latest-periodic-report-000139834426018709 2026-10-27T01:28:37.729Z Financialist en 2026-10-27T01:28:37.729Z California First Leasing Corp files latest periodic report /news/images/sec/test-regulation-10.png https://financialist.com/news/capital/hsbc-usa-inc-files-free-writing-prospectus-for-new-strategies-000110465926118138 2026-10-27T01:28:37.521Z Financialist en 2026-10-27T01:28:37.521Z HSBC USA Inc. Files Free Writing Prospectus for New Strategies /news/images/sec/test-capital-19.png https://financialist.com/news/capital/barclays-bank-files-free-writing-prospectus-for-strategy-shift-000095010326016017 2026-10-27T01:28:37.422Z Financialist en 2026-10-27T01:28:37.422Z Barclays Bank files free writing prospectus for strategy shift /news/images/sec/test-capital-18.png https://financialist.com/news/regulation/financial-investors-trust-files-fidelity-bond-for-compliance-000139834426018622 2026-10-27T01:28:36.940Z Financialist en 2026-10-27T01:28:36.940Z Financial Investors Trust Files Fidelity Bond for Compliance /news/images/sec/test-regulation-03.png https://financialist.com/news/capital/bloom-stack-corp-files-for-exempt-offering-of-securities-000184556126000006 2026-10-27T01:28:36.720Z Financialist en 2026-10-27T01:28:36.720Z Bloom Stack Corp. files for exempt offering of securities /news/images/sec/test-capital-07.png https://financialist.com/news/capital/bank-of-montreal-files-new-prospectus-for-securities-offerings-000121465926013163 2026-10-27T01:28:36.425Z Financialist en 2026-10-27T01:28:36.425Z Bank of Montreal files new prospectus for securities offerings /news/images/sec/test-capital-04.png https://financialist.com/news/markets/tidal-trust-ii-files-notice-of-effectiveness-under-rule-24f-2-000199937126023319 2026-10-27T01:28:33.596Z Financialist en 2026-10-27T01:28:33.596Z Tidal Trust II files notice of effectiveness under Rule 24f-2 /news/images/sec/test-markets-20.png https://financialist.com/news/markets/angeles-investment-advisors-files-latest-13f-hr-report-000139834426018620 2026-10-27T01:28:32.716Z Financialist en 2026-10-27T01:28:32.716Z Angeles Investment Advisors Files Latest 13F-HR Report /news/images/sec/test-markets.png https://financialist.com/news/capital/jpmorgan-chase-financial-co-files-new-securities-prospectus-000191870426031923 2026-10-27T01:28:26.883Z Financialist en 2026-10-27T01:28:26.883Z JPMorgan Chase Financial Co. files new securities prospectus /news/images/sec/test-capital-04.png https://financialist.com/news/capital/jpmorgan-chase-financial-co-files-preliminary-pricing-supplement-000191870426032374 2026-10-27T01:28:26.246Z Financialist en 2026-10-27T01:28:26.246Z JPMorgan Chase Financial Co. files preliminary pricing supplement /news/images/sec/test-capital-15.png https://financialist.com/news/capital/morgan-stanley-finance-llc-files-prospectus-to-offer-securities-000183988226052125 2026-10-27T01:28:26.209Z Financialist en 2026-10-27T01:28:26.209Z Morgan Stanley Finance LLC files prospectus to offer securities /news/images/sec/test-capital-06.png https://financialist.com/news/capital/royal-bank-of-canada-files-prospectus-for-securities-offering-000095010326016015 2026-10-27T01:28:26.104Z Financialist en 2026-10-27T01:28:26.104Z Royal Bank of Canada files prospectus for securities offering /news/images/sec/test-capital-16.png https://financialist.com/news/markets/transamerica-series-trust-files-new-summary-prospectus-000119312526428849 2026-10-27T01:28:25.428Z Financialist en 2026-10-27T01:28:25.428Z Transamerica Series Trust Files New Summary Prospectus /news/images/sec/test-markets-10.png https://financialist.com/news/capital/federal-home-loan-mortgage-corp-files-abs-15g-report-000119312526428861 2026-10-27T01:28:25.326Z Financialist en 2026-10-27T01:28:25.326Z Federal Home Loan Mortgage Corp Files ABS-15G Report /news/images/sec/test-capital-02.png https://financialist.com/news/regulation/robert-w-baird-files-amended-application-for-advisor-registration-000000921126000054 2026-10-27T01:28:25.233Z Financialist en 2026-10-27T01:28:25.233Z Robert W. Baird Files Amended Application for Advisor Registration /news/images/sec/test-regulation-15.png https://financialist.com/news/regulation/eagle-point-institutional-income-fund-amends-tender-offer-000110465926118127 2026-10-27T01:28:24.738Z Financialist en 2026-10-27T01:28:24.738Z Eagle Point Institutional Income Fund Amends Tender Offer /news/images/sec/test-regulation-08.png https://financialist.com/news/capital/icapital-access-fund-ls-lp-amends-sec-filing-for-compliance-000199611226000001 2026-10-27T01:28:24.521Z Financialist en 2026-10-27T01:28:24.521Z iCapital Access Fund LS, L.P. Amends SEC Filing for Compliance /news/images/sec/test-capital-02.png https://financialist.com/news/capital/jpmorgan-chase-financial-co-files-preliminary-pricing-supplement-000191870426032375 2026-10-27T01:28:24.353Z Financialist en 2026-10-27T01:28:24.353Z JPMorgan Chase Financial Co. files preliminary pricing supplement /news/images/sec/test-capital-16.png https://financialist.com/news/regulation/hackett-group-files-annual-update-on-municipal-advisor-registration-000163173026000020 2026-10-27T01:28:23.996Z Financialist en 2026-10-27T01:28:23.996Z Hackett Group Files Annual Update on Municipal Advisor Registration /news/images/sec/test-regulation.png https://financialist.com/news/markets/denver-pwm-llc-reports-quarterly-holdings-in-13f-hr-filing-000194104026000771 2026-10-27T01:28:23.736Z Financialist en 2026-10-27T01:28:23.736Z Denver PWM, LLC Reports Quarterly Holdings in 13F-HR Filing /news/images/sec/test-markets-12.png https://financialist.com/news/capital/unity-growth-series-fund-llc-amends-exempt-offering-details-000214427526000002 2026-10-27T01:28:23.653Z Financialist en 2026-10-27T01:28:23.653Z Unity Growth Series Fund LLC Amends Exempt Offering Details /news/images/sec/test-capital-03.png https://financialist.com/news/regulation/agf-investments-trust-files-amended-annual-report-for-2026-000207169126024286 2026-10-27T01:28:23.613Z Financialist en 2026-10-27T01:28:23.613Z AGF Investments Trust Files Amended Annual Report for 2026 /news/images/sec/test-regulation-07.png https://financialist.com/news/capital/ashlar-capital-oai-access-iii-llc-files-form-d-for-offering-000216169626000001 2026-10-27T01:28:23.587Z Financialist en 2026-10-27T01:28:23.587Z Ashlar Capital OAI Access III LLC Files Form D for Offering /news/images/sec/test-capital-02.png https://financialist.com/news/capital/bank-of-montreal-files-prospectus-for-new-offering-000183988226052124 2026-10-27T01:28:23.066Z Financialist en 2026-10-27T01:28:23.066Z Bank of Montreal files prospectus for new offering /news/images/sec/test-capital-05.png https://financialist.com/news/capital/bank-of-montreal-files-prospectus-for-capital-raising-000183988226052122 2026-10-27T01:28:22.998Z Financialist en 2026-10-27T01:28:22.998Z Bank of Montreal files prospectus for capital raising /news/images/sec/test-capital-03.png https://financialist.com/news/capital/equitybee-22-27269-amends-previous-investment-offering-000208856526000001 2026-10-27T01:28:22.464Z Financialist en 2026-10-27T01:28:22.464Z Equitybee 22-27269 amends previous investment offering /news/images/sec/test-capital-02.png https://financialist.com/news/markets/kennebec-savings-bank-files-quarterly-investment-report-000114036126040499 2026-10-27T01:28:21.824Z Financialist en 2026-10-27T01:28:21.824Z Kennebec Savings Bank files quarterly investment report /news/images/sec/test-markets-20.png https://financialist.com/news/markets/winter-associates-files-quarterly-13f-hr-report-000210906326000004 2026-10-27T01:28:21.662Z Financialist en 2026-10-27T01:28:21.662Z Winter & Associates files quarterly 13F-HR report /news/images/sec/test-markets-05.png https://financialist.com/news/capital/bank-of-montreal-files-prospectus-for-new-securities-offering-000183988226052123 2026-10-27T01:28:21.470Z Financialist en 2026-10-27T01:28:21.470Z Bank of Montreal files prospectus for new securities offering /news/images/sec/test-capital-04.png https://financialist.com/news/markets/sterling-capital-management-files-latest-13f-hr-report-000139834426018618 2026-10-27T01:28:21.424Z Financialist en 2026-10-27T01:28:21.424Z Sterling Capital Management files latest 13F-HR report /news/images/sec/test-markets-19.png https://financialist.com/news/markets/corgi-etf-trust-i-files-definitive-materials-for-updates-000207826526000457 2026-10-27T01:28:21.286Z Financialist en 2026-10-27T01:28:21.286Z Corgi ETF Trust I files definitive materials for updates /news/images/sec/test-markets-18.png https://financialist.com/news/markets/physician-wealth-advisors-files-quarterly-report-on-holdings-000179517326000005 2026-10-27T01:28:19.929Z Financialist en 2026-10-27T01:28:19.929Z Physician Wealth Advisors files quarterly report on holdings /news/images/sec/test-markets-06.png https://financialist.com/news/capital/taln1524477-a-series-of-cgf2021-llc-files-notice-of-exempt-offering-000215570526000001 2026-10-27T01:28:19.688Z Financialist en 2026-10-27T01:28:19.688Z TALN1524477 a Series of CGF2021 LLC Files Notice of Exempt Offering /news/images/sec/test-capital-02.png https://financialist.com/news/capital/barclays-bank-files-prospectus-to-offer-new-securities-000095010326016014 2026-10-27T01:28:19.478Z Financialist en 2026-10-27T01:28:19.478Z Barclays Bank files prospectus to offer new securities /news/images/sec/test-capital-15.png https://financialist.com/news/markets/ishares-inc-files-definitive-materials-with-sec-000119312526430546 2026-10-27T01:28:17.954Z Financialist en 2026-10-27T01:28:17.954Z iShares, Inc. Files Definitive Materials with SEC /news/images/sec/test-markets-07.png https://financialist.com/news/markets/rede-wealth-files-quarterly-13f-hr-report-for-q3-2026-000184205426000006 2026-10-27T01:28:17.328Z Financialist en 2026-10-27T01:28:17.328Z Rede Wealth files quarterly 13F-HR report for Q3 2026 /news/images/sec/test-markets-07.png https://financialist.com/news/markets/summit-place-financial-advisors-files-quarterly-13f-hr-report-000180141326000006 2026-10-27T01:28:17.245Z Financialist en 2026-10-27T01:28:17.245Z Summit Place Financial Advisors files quarterly 13F-HR report /news/images/sec/test-markets-07.png https://financialist.com/news/capital/md-annapolis-amends-securities-offering-in-latest-filing-000216014926000002 2026-10-27T01:28:17.178Z Financialist en 2026-10-27T01:28:17.178Z MD Annapolis Amends Securities Offering in Latest Filing /news/images/sec/test-capital-03.png https://financialist.com/news/markets/lattice-strategies-trust-files-additional-proxy-materials-000119312526428845 2026-10-27T01:28:16.965Z Financialist en 2026-10-27T01:28:16.965Z Lattice Strategies Trust Files Additional Proxy Materials /news/images/sec/test-markets-06.png https://financialist.com/news/capital/connor-group-fixed-income-fund-21-amends-securities-offering-000215801926000002 2026-10-27T01:28:16.889Z Financialist en 2026-10-27T01:28:16.889Z Connor Group Fixed Income Fund 21 Amends Securities Offering /news/images/sec/test-capital-03.png https://financialist.com/news/regulation/sierra-management-group-files-for-municipal-advisor-registration-000163118126000005 2026-10-27T01:28:16.357Z Financialist en 2026-10-27T01:28:16.357Z Sierra Management Group files for municipal advisor registration /news/images/sec/test-regulation-06.png https://financialist.com/news/capital/prosper-credit-card-2026-1-issuer-llc-files-abs-15g-report-000110465926118126 2026-10-27T01:28:16.234Z Financialist en 2026-10-27T01:28:16.234Z Prosper Credit Card 2026-1 Issuer LLC files ABS-15G report /news/images/sec/test-capital-07.png https://financialist.com/news/capital/soar-com-inc-announces-exempt-offering-of-securities-000180045626000022 2026-10-27T01:28:15.762Z Financialist en 2026-10-27T01:28:15.762Z SOAR.COM, INC. announces exempt offering of securities /news/images/sec/test-capital-03.png https://financialist.com/news/markets/bria-capital-group-files-quarterly-report-on-holdings-000215908626000004 2026-10-27T01:28:15.209Z Financialist en 2026-10-27T01:28:15.209Z BRIA Capital Group files quarterly report on holdings /news/images/sec/test-markets-05.png https://financialist.com/news/capital/jpmorgan-chase-financial-co-files-preliminary-pricing-supplement-000121390026111678 2026-10-27T01:28:15.158Z Financialist en 2026-10-27T01:28:15.158Z JPMorgan Chase Financial Co. files preliminary pricing supplement /news/images/sec/test-capital-19.png https://financialist.com/news/markets/allspring-funds-trust-files-summary-prospectus-for-fund-000108140026000554 2026-10-27T01:28:14.985Z Financialist en 2026-10-27T01:28:14.985Z Allspring Funds Trust Files Summary Prospectus for Fund /news/images/sec/test-markets-15.png https://financialist.com/news/markets/allspring-funds-trust-files-post-effective-amendment-000108140026000553 2026-10-27T01:28:14.977Z Financialist en 2026-10-27T01:28:14.977Z Allspring Funds Trust Files Post-Effective Amendment /news/images/sec/test-markets-14.png https://financialist.com/news/capital/jpmorgan-chase-financial-co-files-preliminary-pricing-supplement-000191870426032373 2026-10-27T01:28:14.901Z Financialist en 2026-10-27T01:28:14.901Z JPMorgan Chase Financial Co. files preliminary pricing supplement /news/images/sec/test-capital-14.png https://financialist.com/news/markets/transamerica-series-trust-files-definitive-materials-update-000119312526428838 2026-10-27T01:28:14.774Z Financialist en 2026-10-27T01:28:14.774Z Transamerica Series Trust Files Definitive Materials Update /news/images/sec/test-markets-19.png https://financialist.com/news/markets/randolph-co-inc-files-quarterly-13f-hr-report-for-q3-2026-000208585326001278 2026-10-27T01:28:14.756Z Financialist en 2026-10-27T01:28:14.756Z Randolph Co Inc files quarterly 13F-HR report for Q3 2026 /news/images/sec/test-markets-19.png https://financialist.com/news/regulation/hometown-financial-group-files-amended-registration-statement-000119312526430545 2026-10-27T01:28:14.429Z Financialist en 2026-10-27T01:28:14.429Z Hometown Financial Group files amended registration statement /news/images/sec/test-regulation-06.png https://financialist.com/news/markets/lattice-strategies-trust-files-additional-proxy-materials-000119312526428842 2026-10-27T01:28:14.338Z Financialist en 2026-10-27T01:28:14.338Z Lattice Strategies Trust Files Additional Proxy Materials /news/images/sec/test-markets-03.png https://financialist.com/news/capital/bank-of-montreal-files-prospectus-for-new-capital-offering-000183988226052121 2026-10-27T01:28:14.297Z Financialist en 2026-10-27T01:28:14.297Z Bank of Montreal files prospectus for new capital offering /news/images/sec/test-capital-02.png https://financialist.com/news/capital/mogul-technologies-inc-files-notice-for-exempt-securities-offering-000215146026000002 2026-10-27T01:28:14.291Z Financialist en 2026-10-27T01:28:14.291Z Mogul Technologies Inc. files notice for exempt securities offering /news/images/sec/test-capital-03.png https://financialist.com/news/markets/christensen-king-associates-files-quarterly-investment-report-000203254426000005 2026-10-27T01:28:14.253Z Financialist en 2026-10-27T01:28:14.253Z Christensen, King & Associates Files Quarterly Investment Report /news/images/sec/test-markets-06.png https://financialist.com/news/markets/american-century-etf-trust-files-definitive-materials-update-000171060726000327 2026-10-27T01:28:14.245Z Financialist en 2026-10-27T01:28:14.245Z American Century ETF Trust Files Definitive Materials Update /news/images/sec/test-markets-08.png https://financialist.com/news/capital/nis-short-duration-high-yield-fund-amends-securities-offering-000157317826000001 2026-10-27T01:28:14.094Z Financialist en 2026-10-27T01:28:14.094Z NIS Short Duration High Yield Fund Amends Securities Offering /news/images/sec/test-capital-02.png https://financialist.com/news/capital/bofa-finance-llc-files-prospectus-for-new-securities-offering-000191870426032372 2026-10-27T01:28:14.091Z Financialist en 2026-10-27T01:28:14.091Z BofA Finance LLC Files Prospectus for New Securities Offering /news/images/sec/test-capital-13.png https://financialist.com/news/markets/transamerica-series-trust-files-new-summary-prospectus-000119312526428844 2026-10-27T01:28:13.943Z Financialist en 2026-10-27T01:28:13.943Z Transamerica Series Trust Files New Summary Prospectus /news/images/sec/test-markets-05.png https://financialist.com/news/markets/destiny-tech100-files-definitive-proxy-statement-for-vote-000199937126023456 2026-10-27T01:28:13.930Z Financialist en 2026-10-27T01:28:13.930Z Destiny Tech100 files definitive proxy statement for vote /news/images/sec/test-markets-17.png https://financialist.com/news/capital/hsbc-usa-inc-files-prospectus-to-offer-securities-000110465926118124 2026-10-27T01:28:13.825Z Financialist en 2026-10-27T01:28:13.825Z HSBC USA Inc. files prospectus to offer securities /news/images/sec/test-capital-05.png https://financialist.com/news/markets/american-century-etf-trust-files-new-summary-prospectus-000171060726000328 2026-10-27T01:28:13.170Z Financialist en 2026-10-27T01:28:13.170Z American Century ETF Trust Files New Summary Prospectus /news/images/sec/test-markets-09.png https://financialist.com/news/markets/ramsey-quantitative-systems-files-latest-13f-hr-report-000113289726000006 2026-10-27T01:28:12.832Z Financialist en 2026-10-27T01:28:12.832Z Ramsey Quantitative Systems Files Latest 13F-HR Report /news/images/sec/test-markets-07.png https://financialist.com/news/capital/barclays-bank-files-prospectus-for-new-capital-offering-000191870426032368 2026-10-27T01:28:12.487Z Financialist en 2026-10-27T01:28:12.487Z Barclays Bank files prospectus for new capital offering /news/images/sec/test-capital-09.png https://financialist.com/news/capital/white-oak-fixed-income-fund-c-amends-securities-offering-000162361726000001 2026-10-27T01:28:12.277Z Financialist en 2026-10-27T01:28:12.277Z White Oak Fixed Income Fund C amends securities offering /news/images/sec/test-capital-02.png https://financialist.com/news/markets/argyle-capital-partners-files-quarterly-13f-hr-report-000207999526000005 2026-10-27T01:28:12.271Z Financialist en 2026-10-27T01:28:12.271Z Argyle Capital Partners files quarterly 13F-HR report /news/images/sec/test-markets-06.png https://financialist.com/news/markets/ishares-inc-files-definitive-materials-for-investment-offerings-000119312526430529 2026-10-27T01:28:11.254Z Financialist en 2026-10-27T01:28:11.254Z iShares, Inc. files definitive materials for investment offerings /news/images/sec/test-markets-10.png https://financialist.com/news/tech/etf-series-solutions-launches-defiance-phoenix-semi-etf-000089418926029657 2026-10-27T01:28:09.346Z Financialist en 2026-10-27T01:28:09.346Z ETF Series Solutions launches Defiance Phoenix Semi ETF /news/images/sec/test-tech-18.png https://financialist.com/news/markets/aurelius-family-office-files-quarterly-13f-hr-report-000205373826000005 2026-10-27T01:28:02.493Z Financialist en 2026-10-27T01:28:02.493Z Aurelius Family Office files quarterly 13F-HR report /news/images/sec/test-markets-06.png https://financialist.com/news/markets/brandywine-oak-private-wealth-files-quarterly-13f-hr-report-000208585326001279 2026-10-27T01:28:01.214Z Financialist en 2026-10-27T01:28:01.214Z Brandywine Oak Private Wealth files quarterly 13F-HR report /news/images/sec/test-markets-20.png https://financialist.com/news/markets/lederer-associates-submits-latest-quarterly-investment-report-000108970726000004 2026-10-27T01:28:00.707Z Financialist en 2026-10-27T01:28:00.707Z LEDERER & ASSOCIATES submits latest quarterly investment report /news/images/sec/test-markets-05.png https://financialist.com/news/capital/techu-opportunities-llc-series-o-announces-exempt-offering-000215182726000001 2026-10-27T01:28:00.705Z Financialist en 2026-10-27T01:28:00.705Z TechU Opportunities LLC - Series O Announces Exempt Offering /news/images/sec/test-capital-02.png https://financialist.com/news/capital/blackbear-fund-lp-announces-exempt-offering-of-securities-000216136926000001 2026-10-27T01:27:59.683Z Financialist en 2026-10-27T01:27:59.683Z Blackbear Fund, LP announces exempt offering of securities /news/images/sec/test-capital-02.png https://financialist.com/news/capital/bofa-finance-llc-files-prospectus-for-new-offering-000191870426032370 2026-10-27T01:27:58.491Z Financialist en 2026-10-27T01:27:58.491Z BofA Finance LLC Files Prospectus for New Offering /news/images/sec/test-capital-11.png https://financialist.com/news/markets/lk-benson-company-files-latest-13f-hr-report-000205523526000005 2026-10-27T01:27:58.308Z Financialist en 2026-10-27T01:27:58.308Z L.K. Benson & Company Files Latest 13F-HR Report /news/images/sec/test-markets-06.png https://financialist.com/news/capital/citigroup-files-free-writing-prospectus-for-new-offering-000095010326016106 2026-10-27T01:27:58.156Z Financialist en 2026-10-27T01:27:58.156Z Citigroup files free writing prospectus for new offering /news/images/sec/test-capital-07.png https://financialist.com/news/capital/crestline-opportunistic-credit-ia-fund-amends-securities-offering-000131586326000752 2026-10-27T01:27:57.944Z Financialist en 2026-10-27T01:27:57.944Z Crestline Opportunistic Credit IA Fund Amends Securities Offering /news/images/sec/test-capital-13.png https://financialist.com/news/markets/american-beacon-select-funds-files-post-effective-amendment-000113322826013509 2026-10-27T01:27:56.802Z Financialist en 2026-10-27T01:27:56.802Z American Beacon Select Funds Files Post-Effective Amendment /news/images/sec/test-markets-10.png https://financialist.com/news/capital/morgan-stanley-finance-llc-files-new-prospectus-for-securities-000183988226052120 2026-10-27T01:27:56.067Z Financialist en 2026-10-27T01:27:56.067Z Morgan Stanley Finance LLC Files New Prospectus for Securities /news/images/sec/test-capital.png https://financialist.com/news/capital/barclays-bank-announces-new-debt-offering-in-sec-filing-000191870426032369 2026-10-27T01:27:56.062Z Financialist en 2026-10-27T01:27:56.062Z Barclays Bank announces new debt offering in SEC filing /news/images/sec/test-capital-10.png https://financialist.com/news/capital/bofa-finance-llc-files-prospectus-update-for-new-offerings-000191870426032371 2026-10-27T01:27:55.729Z Financialist en 2026-10-27T01:27:55.729Z BofA Finance LLC Files Prospectus Update for New Offerings /news/images/sec/test-capital-12.png https://financialist.com/news/capital/gs-finance-corp-files-prospectus-update-for-new-offerings-000119312526428819 2026-10-27T01:27:55.642Z Financialist en 2026-10-27T01:27:55.642Z GS Finance Corp. files prospectus update for new offerings /news/images/sec/test-capital-20.png https://financialist.com/news/markets/afa-asset-based-lending-fund-files-preliminary-proxy-statement-000199937126023315 2026-10-27T01:27:55.607Z Financialist en 2026-10-27T01:27:55.607Z AFA Asset Based Lending Fund Files Preliminary Proxy Statement /news/images/sec/test-markets-16.png https://financialist.com/news/capital/tc-ii-is-llc-series-c251-files-form-d-for-securities-offering-000216082826000001 2026-10-27T01:27:55.466Z Financialist en 2026-10-27T01:27:55.466Z TC II IS LLC - Series C251 files Form D for securities offering /news/images/sec/test-capital-02.png https://financialist.com/news/regulation/ensysce-biosciences-files-registration-statement-for-capital-000149315226048246 2026-10-27T01:27:54.759Z Financialist en 2026-10-27T01:27:54.759Z Ensysce Biosciences files registration statement for capital /news/images/sec/test-regulation-07.png https://financialist.com/news/regulation/talawar-tx-inc-files-amended-registration-statement-000119312526431034 2026-10-27T01:27:54.742Z Financialist en 2026-10-27T01:27:54.742Z Talawar Tx Inc. files amended registration statement /news/images/sec/test-regulation-15.png https://financialist.com/news/markets/niatross-investments-files-quarterly-report-on-holdings-000209307126000005 2026-10-27T01:27:54.676Z Financialist en 2026-10-27T01:27:54.676Z Niatross Investments files quarterly report on holdings /news/images/sec/test-markets-06.png https://financialist.com/news/capital/ubs-ag-files-prospectus-for-new-securities-offering-000111444626007475 2026-10-27T01:27:54.351Z Financialist en 2026-10-27T01:27:54.351Z UBS AG files prospectus for new securities offering /news/images/sec/test-capital-16.png https://financialist.com/news/capital/ubs-ag-files-prospectus-for-new-securities-offering-000111444626007479 2026-10-27T01:27:54.295Z Financialist en 2026-10-27T01:27:54.295Z UBS AG files prospectus for new securities offering /news/images/sec/test-capital-20.png https://financialist.com/news/capital/jpmorgan-chase-financial-co-files-prospectus-for-new-offering-000191870426031963 2026-10-27T01:27:54.016Z Financialist en 2026-10-27T01:27:54.016Z JPMorgan Chase Financial Co. files prospectus for new offering /news/images/sec/test-capital-04.png https://financialist.com/news/capital/strive-inc-files-prospectus-to-raise-capital-000095010326016137 2026-10-27T01:27:53.978Z Financialist en 2026-10-27T01:27:53.978Z Strive, Inc. files prospectus to raise capital /news/images/sec/test-capital-18.png https://financialist.com/news/capital/meta-platforms-files-free-writing-prospectus-for-fundraising-000119312526431036 2026-10-27T01:27:53.941Z Financialist en 2026-10-27T01:27:53.941Z Meta Platforms files free writing prospectus for fundraising /news/images/sec/test-capital-17.png https://financialist.com/news/capital/ubs-ag-files-prospectus-for-new-securities-offering-000111444626007473 2026-10-27T01:27:53.555Z Financialist en 2026-10-27T01:27:53.555Z UBS AG files prospectus for new securities offering /news/images/sec/test-capital-14.png https://financialist.com/news/markets/tsa-wealth-management-files-quarterly-report-on-holdings-000196366926000005 2026-10-27T01:27:53.302Z Financialist en 2026-10-27T01:27:53.302Z TSA Wealth Management files quarterly report on holdings /news/images/sec/test-markets-06.png https://financialist.com/news/markets/olb-group-files-definitive-proxy-statement-for-shareholders-000118518526004974 2026-10-27T01:27:53.205Z Financialist en 2026-10-27T01:27:53.205Z OLB Group files definitive proxy statement for shareholders /news/images/sec/test-markets-15.png https://financialist.com/news/markets/wedbush-securities-files-quarterly-13f-hr-report-000114249526000012 2026-10-27T01:27:53.035Z Financialist en 2026-10-27T01:27:53.035Z Wedbush Securities Files Quarterly 13F-HR Report /news/images/sec/test-markets-13.png https://financialist.com/news/markets/peloton-files-definitive-proxy-statement-for-shareholder-meeting-000119312526430514 2026-10-27T01:27:52.873Z Financialist en 2026-10-27T01:27:52.873Z Peloton files definitive proxy statement for shareholder meeting /news/images/sec/test-markets-15.png https://financialist.com/news/capital/plan-capital-group-ltd-files-form-d-for-securities-offering-000216072826000001 2026-10-27T01:27:52.830Z Financialist en 2026-10-27T01:27:52.830Z Plan Capital Group Ltd files Form D for securities offering /news/images/sec/test-capital-02.png https://financialist.com/news/capital/ubs-ag-files-prospectus-for-new-capital-offering-000111444626007498 2026-10-27T01:27:52.675Z Financialist en 2026-10-27T01:27:52.675Z UBS AG files prospectus for new capital offering /news/images/sec/test-capital-19.png https://financialist.com/news/capital/ubs-ag-files-prospectus-for-new-debt-offering-000111444626007482 2026-10-27T01:27:52.562Z Financialist en 2026-10-27T01:27:52.562Z UBS AG files prospectus for new debt offering /news/images/sec/test-capital-03.png https://financialist.com/news/capital/ubs-ag-files-new-prospectus-for-securities-offering-000111444626007480 2026-10-27T01:27:52.436Z Financialist en 2026-10-27T01:27:52.436Z UBS AG files new prospectus for securities offering /news/images/sec/test-capital.png https://financialist.com/news/capital/ubs-ag-files-new-prospectus-signaling-strategic-move-000111444626007501 2026-10-27T01:27:52.302Z Financialist en 2026-10-27T01:27:52.302Z UBS AG Files New Prospectus, Signaling Strategic Move /news/images/sec/test-capital-02.png https://financialist.com/news/tech/idt-corp-files-definitive-proxy-statement-for-shareholders-000143774926033419 2026-10-27T01:27:52.222Z Financialist en 2026-10-27T01:27:52.222Z IDT Corp files definitive proxy statement for shareholders /news/images/sec/test-tech-20.png https://financialist.com/news/capital/gs-finance-corp-files-prospectus-update-for-potential-capital-changes-000119312526426706 2026-10-27T01:27:51.948Z Financialist en 2026-10-27T01:27:51.948Z GS Finance Corp. files prospectus update for potential capital changes /news/images/sec/test-capital-07.png https://financialist.com/news/capital/jpmorgan-chase-financial-co-files-free-writing-prospectus-000121390026112317 2026-10-27T01:27:51.942Z Financialist en 2026-10-27T01:27:51.942Z JPMorgan Chase Financial Co. files free writing prospectus /news/images/sec/test-capital-18.png https://financialist.com/news/capital/bank-of-montreal-files-prospectus-for-new-securities-offering-000183988226052298 2026-10-27T01:27:51.523Z Financialist en 2026-10-27T01:27:51.523Z Bank of Montreal files prospectus for new securities offering /news/images/sec/test-capital-19.png https://financialist.com/news/capital/sg-qc-investment-llc-announces-exempt-offering-of-securities-000143774926033232 2026-10-27T01:27:50.519Z Financialist en 2026-10-27T01:27:50.519Z SG QC Investment, LLC Announces Exempt Offering of Securities /news/images/sec/test-capital-13.png https://financialist.com/news/capital/ubs-ag-files-prospectus-for-securities-offerings-000111444626007484 2026-10-27T01:27:50.120Z Financialist en 2026-10-27T01:27:50.120Z UBS AG files prospectus for securities offerings /news/images/sec/test-capital-05.png https://financialist.com/news/capital/institutional-drilling-fund-iii-lp-amends-securities-offering-000210789426000025 2026-10-27T01:27:50.016Z Financialist en 2026-10-27T01:27:50.016Z Institutional Drilling Fund III LP Amends Securities Offering /news/images/sec/test-capital-06.png https://financialist.com/news/markets/members-capital-advisors-files-quarterly-report-on-holdings-000175392626001995 2026-10-27T01:27:49.866Z Financialist en 2026-10-27T01:27:49.866Z MEMBERS Capital Advisors files quarterly report on holdings /news/images/sec/test-markets-16.png https://financialist.com/news/capital/hsbc-usa-inc-files-new-free-writing-prospectus-000110465926118495 2026-10-27T01:27:49.742Z Financialist en 2026-10-27T01:27:49.742Z HSBC USA Inc. Files New Free Writing Prospectus /news/images/sec/test-capital-16.png https://financialist.com/news/capital/flowering-peach-co-investment-fund-files-for-exempt-offering-000216135626000001 2026-10-27T01:27:49.664Z Financialist en 2026-10-27T01:27:49.664Z Flowering Peach Co-Investment Fund files for exempt offering /news/images/sec/test-capital-02.png https://financialist.com/news/capital/bofa-finance-llc-files-prospectus-for-new-offerings-000191870426032137 2026-10-27T01:27:49.619Z Financialist en 2026-10-27T01:27:49.619Z BofA Finance LLC Files Prospectus for New Offerings /news/images/sec/test-capital-18.png https://financialist.com/news/capital/gs-finance-corp-files-prospectus-to-raise-capital-000119312526428813 2026-10-27T01:27:49.208Z Financialist en 2026-10-27T01:27:49.208Z GS Finance Corp. files prospectus to raise capital /news/images/sec/test-capital-14.png https://financialist.com/news/capital/ubs-ag-files-prospectus-for-new-securities-offering-000111444626007483 2026-10-27T01:27:48.770Z Financialist en 2026-10-27T01:27:48.770Z UBS AG files prospectus for new securities offering /news/images/sec/test-capital-04.png https://financialist.com/news/capital/citigroup-files-prospectus-for-new-securities-offering-000095010326016012 2026-10-27T01:27:48.643Z Financialist en 2026-10-27T01:27:48.643Z Citigroup Files Prospectus for New Securities Offering /news/images/sec/test-capital-13.png https://financialist.com/news/capital/ubs-ag-files-prospectus-for-new-securities-offering-000111444626007477 2026-10-27T01:27:48.340Z Financialist en 2026-10-27T01:27:48.340Z UBS AG files prospectus for new securities offering /news/images/sec/test-capital-18.png https://financialist.com/news/capital/barclays-bank-plc-files-prospectus-for-new-capital-offering-000095010326016013 2026-10-27T01:27:48.334Z Financialist en 2026-10-27T01:27:48.334Z Barclays Bank PLC files prospectus for new capital offering /news/images/sec/test-capital-14.png https://financialist.com/news/capital/ubs-ag-files-new-prospectus-to-raise-capital-through-securities-000111444626007481 2026-10-27T01:27:48.157Z Financialist en 2026-10-27T01:27:48.157Z UBS AG files new prospectus to raise capital through securities /news/images/sec/test-capital-02.png https://financialist.com/news/regulation/high-trend-international-group-files-registration-for-employee-benefit-000121390026112136 2026-10-27T01:27:47.844Z Financialist en 2026-10-27T01:27:47.844Z High-Trend International Group files registration for employee benefits /news/images/sec/test-regulation-17.png https://financialist.com/news/regulation/naqi-logix-announces-new-contractor-agreements-000121390026111610 2026-10-27T01:27:47.656Z Financialist en 2026-10-27T01:27:47.656Z Naqi Logix announces new contractor agreements /news/images/sec/test-regulation-11.png https://financialist.com/news/capital/nis-core-fixed-income-fund-amends-exempt-offering-notice-000124092726000001 2026-10-27T01:27:47.647Z Financialist en 2026-10-27T01:27:47.647Z NIS Core Fixed Income Fund Amends Exempt Offering Notice /news/images/sec/test-capital-02.png https://financialist.com/news/capital/bofa-finance-llc-files-prospectus-for-new-securities-offering-000191870426032336 2026-10-27T01:27:47.303Z Financialist en 2026-10-27T01:27:47.303Z BofA Finance LLC files prospectus for new securities offering /news/images/sec/test-capital-17.png https://financialist.com/news/capital/provisio-medical-technologies-announces-exempt-securities-offering-000143774926033251 2026-10-27T01:27:47.191Z Financialist en 2026-10-27T01:27:47.191Z Provisio Medical Technologies announces exempt securities offering /news/images/sec/test-capital-12.png https://financialist.com/news/capital/sg-qc-holdings-announces-exempt-offering-of-securities-000143774926033231 2026-10-27T01:27:46.867Z Financialist en 2026-10-27T01:27:46.867Z SG QC Holdings announces exempt offering of securities /news/images/sec/test-capital-12.png https://financialist.com/news/capital/ubs-ag-files-free-writing-prospectus-for-new-offerings-000183988226052055 2026-10-27T01:27:46.560Z Financialist en 2026-10-27T01:27:46.560Z UBS AG files free writing prospectus for new offerings /news/images/sec/test-capital-16.png https://financialist.com/news/regulation/top-wealth-group-holding-ltd-amends-previous-filing-000121390026111580 2026-10-27T01:27:46.263Z Financialist en 2026-10-27T01:27:46.263Z Top Wealth Group Holding Ltd Amends Previous Filing /news/images/sec/test-regulation.png https://financialist.com/news/markets/visionary-horizons-files-quarterly-13f-hr-report-000200361526000006 2026-10-27T01:27:44.686Z Financialist en 2026-10-27T01:27:44.686Z Visionary Horizons files quarterly 13F-HR report /news/images/sec/test-markets-07.png https://financialist.com/news/regulation/churchill-capital-corp-xi-files-new-prospectus-for-business-moves-000121390026111470 2026-10-27T01:27:37.885Z Financialist en 2026-10-27T01:27:37.885Z Churchill Capital Corp XI files new prospectus for business moves /news/images/sec/test-regulation-11.png https://financialist.com/news/markets/barings-llc-files-quarterly-report-on-institutional-holdings-000000901526000036 2026-10-27T01:27:37.800Z Financialist en 2026-10-27T01:27:37.800Z Barings LLC files quarterly report on institutional holdings /news/images/sec/test-markets-17.png https://financialist.com/news/markets/varex-imaging-corp-files-additional-definitive-proxy-materials-000110465926117963 2026-10-27T01:27:37.053Z Financialist en 2026-10-27T01:27:37.053Z Varex Imaging Corp files additional definitive proxy materials /news/images/sec/test-markets-04.png https://financialist.com/news/markets/sepio-capital-lp-files-quarterly-13f-report-for-q3-2026-000117266126004647 2026-10-27T01:27:36.793Z Financialist en 2026-10-27T01:27:36.793Z Sepio Capital, LP files quarterly 13F report for Q3 2026 /news/images/sec/test-markets-08.png https://financialist.com/news/markets/rbb-fund-inc-files-new-post-effective-amendment-000139834426018581 2026-10-27T01:27:36.655Z Financialist en 2026-10-27T01:27:36.655Z RBB Fund, Inc. Files New Post-Effective Amendment /news/images/sec/test-markets-02.png https://financialist.com/news/capital/morgan-stanley-finance-llc-files-new-prospectus-for-offering-000183988226051674 2026-10-27T01:27:36.376Z Financialist en 2026-10-27T01:27:36.376Z Morgan Stanley Finance LLC Files New Prospectus for Offering /news/images/sec/test-capital-15.png https://financialist.com/news/markets/invesco-unit-trusts-files-post-effective-amendment-for-series-1270-000152862126001104 2026-10-27T01:27:35.428Z Financialist en 2026-10-27T01:27:35.428Z Invesco Unit Trusts files post-effective amendment for Series 1270 /news/images/sec/test-markets-05.png https://financialist.com/news/capital/barclays-bank-files-new-prospectus-for-financial-offerings-000095010326015984 2026-10-27T01:27:35.410Z Financialist en 2026-10-27T01:27:35.410Z Barclays Bank files new prospectus for financial offerings /news/images/sec/test-capital-05.png https://financialist.com/news/capital/mercedes-benz-auto-receivables-trust-2022-1-releases-report-000185362026000240 2026-10-27T01:27:34.956Z Financialist en 2026-10-27T01:27:34.956Z Mercedes-Benz Auto Receivables Trust 2022-1 Releases Report /news/images/sec/test-capital.png https://financialist.com/news/markets/invesco-unit-trusts-files-post-effective-amendment-for-series-1298-000152862126001106 2026-10-27T01:27:34.535Z Financialist en 2026-10-27T01:27:34.535Z Invesco Unit Trusts files post-effective amendment for Series 1298 /news/images/sec/test-markets-07.png https://financialist.com/news/capital/blackstone-real-estate-income-trust-files-new-prospectus-000166297226000154 2026-10-27T01:27:34.154Z Financialist en 2026-10-27T01:27:34.154Z Blackstone Real Estate Income Trust files new prospectus /news/images/sec/test-capital-15.png https://financialist.com/news/regulation/sg-americas-securities-amends-municipal-advisor-registration-000126146726000031 2026-10-27T01:27:34.140Z Financialist en 2026-10-27T01:27:34.140Z SG Americas Securities Amends Municipal Advisor Registration /news/images/sec/test-regulation-12.png https://financialist.com/news/markets/peapod-lane-capital-files-quarterly-13f-hr-report-000194104026000768 2026-10-27T01:27:33.996Z Financialist en 2026-10-27T01:27:33.996Z Peapod Lane Capital files quarterly 13F-HR report /news/images/sec/test-markets-09.png https://financialist.com/news/markets/sentinel-advisory-group-reports-quarterly-holdings-in-filing-000211818126000005 2026-10-27T01:27:33.926Z Financialist en 2026-10-27T01:27:33.926Z Sentinel Advisory Group reports quarterly holdings in filing /news/images/sec/test-markets-06.png https://financialist.com/news/capital/pelican-capital-advisors-fund-lp-files-for-exempt-offering-000204428826000003 2026-10-27T01:27:33.788Z Financialist en 2026-10-27T01:27:33.788Z Pelican Capital Advisors Fund LP files for exempt offering /news/images/sec/test-capital-04.png https://financialist.com/news/markets/columbia-funds-series-trust-i-files-registration-statement-notice-000077375726000020 2026-10-27T01:27:33.486Z Financialist en 2026-10-27T01:27:33.486Z Columbia Funds Series Trust I files registration statement notice /news/images/sec/test-markets.png https://financialist.com/news/capital/bbd-capital-partners-files-amended-notice-of-exempt-offering-000204236826000001 2026-10-27T01:27:33.051Z Financialist en 2026-10-27T01:27:33.051Z BBD Capital Partners files amended notice of exempt offering /news/images/sec/test-capital-02.png https://financialist.com/news/markets/waypoint-wealth-counsel-submits-quarterly-13f-hr-filing-000180790926000005 2026-10-27T01:27:32.393Z Financialist en 2026-10-27T01:27:32.393Z Waypoint Wealth Counsel submits quarterly 13F-HR filing /news/images/sec/test-markets-06.png https://financialist.com/news/markets/hillcrest-wealth-advisors-files-quarterly-13f-hr-report-000121465926013119 2026-10-27T01:27:32.324Z Financialist en 2026-10-27T01:27:32.324Z Hillcrest Wealth Advisors files quarterly 13F-HR report /news/images/sec/test-markets-20.png https://financialist.com/news/markets/graniteshares-etf-trust-updates-effective-date-for-amendment-000149315226047992 2026-10-27T01:27:31.833Z Financialist en 2026-10-27T01:27:31.833Z GraniteShares ETF Trust Updates Effective Date for Amendment /news/images/sec/test-markets-13.png https://financialist.com/news/capital/goldman-sachs-files-free-writing-prospectus-for-investors-000119312526428594 2026-10-27T01:27:31.770Z Financialist en 2026-10-27T01:27:31.770Z Goldman Sachs files free writing prospectus for investors /news/images/sec/test-capital-15.png https://financialist.com/news/markets/graniteshares-etf-trust-updates-effective-date-for-etfs-000149315226047993 2026-10-27T01:27:31.227Z Financialist en 2026-10-27T01:27:31.227Z GraniteShares ETF Trust Updates Effective Date for ETFs /news/images/sec/test-markets-14.png https://financialist.com/news/capital/gs-finance-corp-files-free-writing-prospectus-for-capital-000119312526428595 2026-10-27T01:27:31.106Z Financialist en 2026-10-27T01:27:31.106Z GS Finance Corp. Files Free Writing Prospectus for Capital /news/images/sec/test-capital-16.png https://financialist.com/news/markets/amf-tjanstepension-ab-files-quarterly-investment-report-000106299326005476 2026-10-27T01:27:31.057Z Financialist en 2026-10-27T01:27:31.057Z AMF Tjanstepension AB files quarterly investment report /news/images/sec/test-markets-17.png https://financialist.com/news/tech/graniteshares-etf-trust-updates-effective-date-for-amendment-000149315226047998 2026-10-27T01:27:31.009Z Financialist en 2026-10-27T01:27:31.009Z GraniteShares ETF Trust Updates Effective Date for Amendment /news/images/sec/test-tech-19.png https://financialist.com/news/capital/toronto-dominion-bank-files-preliminary-pricing-supplement-000114036126040450 2026-10-27T01:27:30.525Z Financialist en 2026-10-27T01:27:30.525Z Toronto Dominion Bank Files Preliminary Pricing Supplement /news/images/sec/test-capital-11.png https://financialist.com/news/tech/graniteshares-etf-trust-updates-effective-date-for-amendment-000149315226047996 2026-10-27T01:27:28.720Z Financialist en 2026-10-27T01:27:28.720Z GraniteShares ETF Trust Updates Effective Date for Amendment /news/images/sec/test-tech-17.png https://financialist.com/news/tech/graniteshares-etf-trust-files-new-post-effective-amendment-000149315226048001 2026-10-27T01:27:28.703Z Financialist en 2026-10-27T01:27:28.703Z GraniteShares ETF Trust Files New Post-Effective Amendment /news/images/sec/test-tech-02.png https://financialist.com/news/markets/altura-wealth-advisors-files-quarterly-13f-report-for-q3-2026-000142050626002352 2026-10-27T01:27:28.066Z Financialist en 2026-10-27T01:27:28.066Z Altura Wealth Advisors files quarterly 13F report for Q3 2026 /news/images/sec/test-markets-13.png https://financialist.com/news/markets/graniteshares-etf-trust-files-new-effective-date-for-amendment-000149315226047995 2026-10-27T01:27:27.562Z Financialist en 2026-10-27T01:27:27.562Z GraniteShares ETF Trust Files New Effective Date for Amendment /news/images/sec/test-markets-16.png https://financialist.com/news/capital/ubs-ag-files-prospectus-for-new-securities-offering-000183988226052054 2026-10-27T01:27:27.384Z Financialist en 2026-10-27T01:27:27.384Z UBS AG files prospectus for new securities offering /news/images/sec/test-capital-15.png https://financialist.com/news/regulation/m-fund-inc-files-for-deregistration-signaling-strategy-shift-000110465926118053 2026-10-27T01:27:27.260Z Financialist en 2026-10-27T01:27:27.260Z M Fund Inc files for deregistration, signaling strategy shift /news/images/sec/test-regulation-14.png https://financialist.com/news/capital/citigroup-files-preliminary-pricing-supplement-for-securities-000095010326015994 2026-10-27T01:27:27.046Z Financialist en 2026-10-27T01:27:27.046Z Citigroup files preliminary pricing supplement for securities /news/images/sec/test-capital-15.png https://financialist.com/news/capital/aiim-offshore-fund-amends-securities-offering-filing-000209254526000001 2026-10-27T01:27:27.016Z Financialist en 2026-10-27T01:27:27.016Z AIIM Offshore Fund Amends Securities Offering Filing /news/images/sec/test-capital-02.png https://financialist.com/news/tech/graniteshares-etf-trust-updates-effective-date-for-amendment-000149315226048005 2026-10-27T01:27:26.725Z Financialist en 2026-10-27T01:27:26.725Z GraniteShares ETF Trust Updates Effective Date for Amendment /news/images/sec/test-tech-06.png https://financialist.com/news/tech/graniteshares-etf-trust-files-new-effective-date-amendment-000149315226047994 2026-10-27T01:27:26.450Z Financialist en 2026-10-27T01:27:26.450Z GraniteShares ETF Trust Files for New Effective Date in Amendment /news/images/sec/test-tech-15.png https://financialist.com/news/tech/graniteshares-etf-trust-files-485bxt-for-new-effective-date-000149315226047997 2026-10-27T01:27:26.341Z Financialist en 2026-10-27T01:27:26.341Z GraniteShares ETF Trust Files 485BXT for New Effective Date /news/images/sec/test-tech-18.png https://financialist.com/news/capital/downstream-perennial-offshore-fund-amends-securities-offering-000176933426000001 2026-10-27T01:27:26.283Z Financialist en 2026-10-27T01:27:26.283Z Downstream Perennial Offshore Fund amends securities offering /news/images/sec/test-capital-02.png https://financialist.com/news/capital/equityzen-growth-technology-fund-announces-exempt-offering-000214501226000001 2026-10-27T01:27:26.270Z Financialist en 2026-10-27T01:27:26.270Z EquityZen Growth Technology Fund announces exempt offering /news/images/sec/test-capital-02.png https://financialist.com/news/capital/pathstone-early-stage-venture-fund-amends-securities-offering-000147083126000958 2026-10-27T01:27:26.236Z Financialist en 2026-10-27T01:27:26.236Z Pathstone Early Stage Venture Fund Amends Securities Offering /news/images/sec/test-capital-19.png https://financialist.com/news/capital/hsbc-usa-inc-files-free-writing-prospectus-for-offerings-000110465926118091 2026-10-27T01:27:26.002Z Financialist en 2026-10-27T01:27:26.002Z HSBC USA Inc. files free writing prospectus for offerings /news/images/sec/test-capital-12.png https://financialist.com/news/markets/graniteshares-etf-trust-files-post-effective-amendment-for-etfs-000149315226048000 2026-10-27T01:27:25.881Z Financialist en 2026-10-27T01:27:25.881Z GraniteShares ETF Trust files post-effective amendment for ETFs /news/images/sec/test-markets.png https://financialist.com/news/markets/virtus-etf-trust-ii-files-rule-24f-2-notice-for-etfs-000094040026041163 2026-10-27T01:27:25.540Z Financialist en 2026-10-27T01:27:25.540Z Virtus ETF Trust II Files Rule 24f-2 Notice for ETFs /news/images/sec/test-markets-04.png https://financialist.com/news/capital/gs-mortgage-securities-trust-2019-gc38-files-abs-ee-report-000188852426018784 2026-10-27T01:27:25.522Z Financialist en 2026-10-27T01:27:25.522Z GS Mortgage Securities Trust 2019-GC38 Files ABS-EE Report /news/images/sec/test-capital-05.png https://financialist.com/news/capital/hsbc-usa-inc-files-free-writing-prospectus-for-offerings-000110465926118013 2026-10-27T01:27:25.464Z Financialist en 2026-10-27T01:27:25.464Z HSBC USA Inc. files free writing prospectus for offerings /news/images/sec/test-capital-14.png https://financialist.com/news/markets/graniteshares-etf-trust-files-new-effective-date-for-amendment-000149315226047999 2026-10-27T01:27:25.458Z Financialist en 2026-10-27T01:27:25.458Z GraniteShares ETF Trust Files New Effective Date for Amendment /news/images/sec/test-markets-20.png https://financialist.com/news/markets/plan-group-financial-reports-quarterly-holdings-in-13f-hr-000194003326000007 2026-10-27T01:27:25.439Z Financialist en 2026-10-27T01:27:25.439Z Plan Group Financial reports quarterly holdings in 13F-HR /news/images/sec/test-markets-08.png https://financialist.com/news/regulation/tian-an-technology-files-post-effective-amendment-for-growth-000149315226047967 2026-10-27T01:27:24.776Z Financialist en 2026-10-27T01:27:24.776Z Tian'an Technology files post-effective amendment for growth /news/images/sec/test-regulation-08.png https://financialist.com/news/capital/mercedes-benz-auto-receivables-trust-2023-1-files-10-d-report-000185362026000241 2026-10-27T01:27:24.581Z Financialist en 2026-10-27T01:27:24.581Z Mercedes-Benz Auto Receivables Trust 2023-1 Files 10-D Report /news/images/sec/test-capital-02.png https://financialist.com/news/capital/bank-of-america-files-free-writing-prospectus-for-funding-000191870426032337 2026-10-27T01:27:24.143Z Financialist en 2026-10-27T01:27:24.143Z Bank of America files free writing prospectus for funding /news/images/sec/test-capital-18.png https://financialist.com/news/markets/graniteshares-etf-trust-files-post-effective-amendment-000149315226048003 2026-10-27T01:27:24.040Z Financialist en 2026-10-27T01:27:24.040Z GraniteShares ETF Trust Files Post-Effective Amendment /news/images/sec/test-markets-04.png https://financialist.com/news/capital/entirely-well-inc-files-notice-of-exempt-securities-offering-000214780026000001 2026-10-27T01:27:24.013Z Financialist en 2026-10-27T01:27:24.013Z Entirely Well Inc. files notice of exempt securities offering /news/images/sec/test-capital-02.png https://financialist.com/news/regulation/pulmatrix-files-form-425-for-potential-business-combination-000149315226047966 2026-10-27T01:27:23.811Z Financialist en 2026-10-27T01:27:23.811Z Pulmatrix files Form 425 for potential business combination /news/images/sec/test-regulation-07.png https://financialist.com/news/regulation/drilling-tools-international-corp-files-amended-registration-statement-000121390026111464 2026-10-27T01:27:23.567Z Financialist en 2026-10-27T01:27:23.567Z Drilling Tools International Corp files amended registration statement /news/images/sec/test-regulation-05.png https://financialist.com/news/markets/graniteshares-etf-trust-files-post-effective-amendment-000149315226048002 2026-10-27T01:27:23.382Z Financialist en 2026-10-27T01:27:23.382Z GraniteShares ETF Trust Files Post-Effective Amendment /news/images/sec/test-markets-03.png https://financialist.com/news/regulation/winners-inc-files-new-offering-statement-for-fundraising-000149315226048008 2026-10-27T01:27:23.307Z Financialist en 2026-10-27T01:27:23.307Z Winners, Inc. files new offering statement for fundraising /news/images/sec/test-regulation-09.png https://financialist.com/news/tech/graniteshares-etf-trust-files-new-effective-date-for-amendment-000149315226048006 2026-10-27T01:27:23.245Z Financialist en 2026-10-27T01:27:23.245Z GraniteShares ETF Trust Files New Effective Date for Amendment /news/images/sec/test-tech-07.png https://financialist.com/news/markets/graniteshares-etf-trust-files-new-post-effective-amendment-000149315226048004 2026-10-27T01:27:23.119Z Financialist en 2026-10-27T01:27:23.119Z GraniteShares ETF Trust Files New Post-Effective Amendment /news/images/sec/test-markets-05.png https://financialist.com/news/capital/rui-holdings-announces-exempt-offering-of-securities-000118518526004901 2026-10-27T01:27:20.132Z Financialist en 2026-10-27T01:27:20.132Z RUI Holdings announces exempt offering of securities /news/images/sec/test-capital-02.png https://financialist.com/news/capital/barclays-bank-files-prospectus-for-new-securities-offering-000095010326015983 2026-10-27T01:27:18.612Z Financialist en 2026-10-27T01:27:18.612Z Barclays Bank files prospectus for new securities offering /news/images/sec/test-capital-04.png https://financialist.com/news/markets/stordahl-capital-management-files-quarterly-report-on-holdings-000117266126004651 2026-10-27T01:27:13.578Z Financialist en 2026-10-27T01:27:13.578Z Stordahl Capital Management files quarterly report on holdings /news/images/sec/test-markets-12.png https://financialist.com/news/markets/cogent-strategic-wealth-llc-files-quarterly-13f-hr-report-000210685226000004 2026-10-27T01:27:13.100Z Financialist en 2026-10-27T01:27:13.100Z Cogent Strategic Wealth LLC Files Quarterly 13F-HR Report /news/images/sec/test-markets-05.png https://financialist.com/news/capital/maple-spv-c2-llc-updates-securities-offering-details-000123191926001486 2026-10-27T01:27:11.111Z Financialist en 2026-10-27T01:27:11.111Z Maple SPV-C2, LLC updates securities offering details /news/images/sec/test-capital-07.png https://financialist.com/news/capital/bad-chicken-2-llc-files-notice-for-exempt-securities-offering-000215613226000001 2026-10-27T01:27:11.005Z Financialist en 2026-10-27T01:27:11.005Z Bad Chicken 2 LLC Files Notice for Exempt Securities Offering /news/images/sec/test-capital-02.png https://financialist.com/news/capital/morgan-stanley-finance-llc-files-preliminary-pricing-supplement-000183988226052090 2026-10-27T01:27:09.955Z Financialist en 2026-10-27T01:27:09.955Z Morgan Stanley Finance LLC Files Preliminary Pricing Supplement /news/images/sec/test-capital-11.png https://financialist.com/news/capital/morgan-stanley-files-free-writing-prospectus-for-pricing-000183988226052091 2026-10-27T01:27:09.924Z Financialist en 2026-10-27T01:27:09.924Z Morgan Stanley Files Free Writing Prospectus for Pricing /news/images/sec/test-capital-12.png https://financialist.com/news/capital/dsi-1026-a-series-of-cgf2026-llc-announces-exempt-offering-000215996726000001 2026-10-27T01:27:09.892Z Financialist en 2026-10-27T01:27:09.892Z DSI 1026 a Series of CGF2026 LLC announces exempt offering /news/images/sec/test-capital-02.png https://financialist.com/news/capital/ally-auto-receivables-trust-2024-1-files-latest-distribution-report-000201041326000053 2026-10-27T01:27:09.692Z Financialist en 2026-10-27T01:27:09.692Z Ally Auto Receivables Trust 2024-1 Files Latest Distribution Report /news/images/sec/test-capital-14.png https://financialist.com/news/markets/garrett-wealth-advisory-group-files-quarterly-13f-hr-report-000172944326000009 2026-10-27T01:27:09.506Z Financialist en 2026-10-27T01:27:09.506Z Garrett Wealth Advisory Group files quarterly 13F-HR report /news/images/sec/test-markets-10.png https://financialist.com/news/capital/strands-capital-fund-announces-new-securities-offering-000216063126000001 2026-10-27T01:27:09.473Z Financialist en 2026-10-27T01:27:09.473Z Strands Capital Fund announces new securities offering /news/images/sec/test-capital-02.png https://financialist.com/news/markets/kbc-fund-management-files-quarterly-report-for-q3-2026-000119312526428461 2026-10-27T01:27:09.409Z Financialist en 2026-10-27T01:27:09.409Z KBC Fund Management files quarterly report for Q3 2026 /news/images/sec/test-markets-02.png https://financialist.com/news/markets/west-financial-advisors-files-quarterly-13f-hr-report-000184368426000005 2026-10-27T01:27:09.273Z Financialist en 2026-10-27T01:27:09.273Z West Financial Advisors files quarterly 13F-HR report /news/images/sec/test-markets-06.png https://financialist.com/news/capital/jpmorgan-chase-financial-co-files-preliminary-pricing-supplement-000121390026111639 2026-10-27T01:27:09.260Z Financialist en 2026-10-27T01:27:09.260Z JPMorgan Chase Financial Co. files preliminary pricing supplement /news/images/sec/test-capital-20.png https://financialist.com/news/capital/ally-auto-receivables-trust-2025-1-files-latest-distribution-report-000208707026000056 2026-10-27T01:27:09.066Z Financialist en 2026-10-27T01:27:09.066Z Ally Auto Receivables Trust 2025-1 Files Latest Distribution Report /news/images/sec/test-capital-17.png https://financialist.com/news/capital/360-one-growth-strategy-fund-files-for-exempt-securities-offering-000216144426000001 2026-10-27T01:27:08.053Z Financialist en 2026-10-27T01:27:08.053Z 360 ONE Growth Strategy Fund Files for Exempt Securities Offering /news/images/sec/test-capital-02.png https://financialist.com/news/markets/optimum-fund-trust-files-post-effective-amendment-for-funds-000207184426001448 2026-10-27T01:27:08.044Z Financialist en 2026-10-27T01:27:08.044Z Optimum Fund Trust Files Post-Effective Amendment for Funds /news/images/sec/test-markets-09.png https://financialist.com/news/markets/ft-13302-files-certification-of-no-change-in-definitive-materials-000144554626007820 2026-10-27T01:27:07.103Z Financialist en 2026-10-27T01:27:07.103Z FT 13302 Files Certification of No Change in Definitive Materials /news/images/sec/test-markets.png https://financialist.com/news/regulation/william-marsh-rice-university-files-annual-proxy-voting-record-000106299326005486 2026-10-27T01:27:06.874Z Financialist en 2026-10-27T01:27:06.874Z William Marsh Rice University Files Annual Proxy Voting Record /news/images/sec/test-regulation-07.png https://financialist.com/news/regulation/pytheas-energy-inc-files-progress-update-with-sec-000201486126000019 2026-10-27T01:27:06.869Z Financialist en 2026-10-27T01:27:06.869Z Pytheas Energy Inc files progress update with SEC /news/images/sec/test-regulation-20.png https://financialist.com/news/capital/barclays-bank-files-prospectus-for-new-securities-offering-000095010326015985 2026-10-27T01:27:06.832Z Financialist en 2026-10-27T01:27:06.832Z Barclays Bank files prospectus for new securities offering /news/images/sec/test-capital-06.png https://financialist.com/news/capital/leanbio-therapeutics-announces-exempt-offering-of-securities-000216080226000001 2026-10-27T01:27:06.414Z Financialist en 2026-10-27T01:27:06.414Z LeanBio Therapeutics announces exempt offering of securities /news/images/sec/test-capital-02.png https://financialist.com/news/capital/gs-mortgage-securities-trust-files-latest-asset-backed-report-000188852426018780 2026-10-27T01:27:06.351Z Financialist en 2026-10-27T01:27:06.351Z GS Mortgage Securities Trust files latest asset-backed report /news/images/sec/test-capital.png https://financialist.com/news/markets/igc-pharma-files-definitive-proxy-statement-for-shareholders-000118518526004896 2026-10-27T01:27:06.106Z Financialist en 2026-10-27T01:27:06.106Z IGC Pharma files definitive proxy statement for shareholders /news/images/sec/test-markets-17.png https://financialist.com/news/capital/gs-finance-corp-files-prospectus-for-new-offering-000119312526428139 2026-10-27T01:27:06.078Z Financialist en 2026-10-27T01:27:06.078Z GS Finance Corp. files prospectus for new offering /news/images/sec/test-capital-20.png https://financialist.com/news/markets/marion-wealth-management-files-latest-13f-hr-report-000191109726000005 2026-10-27T01:27:06.066Z Financialist en 2026-10-27T01:27:06.066Z Marion Wealth Management Files Latest 13F-HR Report /news/images/sec/test-markets-06.png https://financialist.com/news/capital/oben-health-by-hello-moai-files-form-d-for-capital-raise-000216094026000001 2026-10-27T01:27:06.061Z Financialist en 2026-10-27T01:27:06.061Z Oben Health by Hello Moai files Form D for capital raise /news/images/sec/test-capital-02.png https://financialist.com/news/capital/ellington-credit-co-announces-effectiveness-of-registration-999999999526003313 2026-10-27T01:27:05.807Z Financialist en 2026-10-27T01:27:05.807Z Ellington Credit Co Announces Effectiveness of Registration /news/images/sec/test-capital-14.png https://financialist.com/news/regulation/evoq-biomed-files-progress-update-on-ongoing-projects-000213464326000007 2026-10-27T01:27:05.654Z Financialist en 2026-10-27T01:27:05.654Z EVOQ Biomed files progress update on ongoing projects /news/images/sec/test-regulation-08.png https://financialist.com/news/capital/pfdselect-medical-receivables-2002-llc-amends-securities-offering-000205033626000003 2026-10-27T01:27:05.588Z Financialist en 2026-10-27T01:27:05.588Z PFDSELECT MEDICAL RECEIVABLES 2002 LLC Amends Securities Offering /news/images/sec/test-capital-04.png https://financialist.com/news/capital/oxford-lane-capital-corp-files-free-writing-prospectus-000121390026111457 2026-10-27T01:27:05.521Z Financialist en 2026-10-27T01:27:05.521Z Oxford Lane Capital Corp. files free writing prospectus /news/images/sec/test-capital-18.png https://financialist.com/news/capital/jpmorgan-chase-financial-co-files-free-writing-prospectus-000121390026111448 2026-10-27T01:27:05.398Z Financialist en 2026-10-27T01:27:05.398Z JPMorgan Chase Financial Co. files free writing prospectus /news/images/sec/test-capital-09.png https://financialist.com/news/markets/provident-investment-management-files-quarterly-13f-hr-report-000107696426000010 2026-10-27T01:27:05.307Z Financialist en 2026-10-27T01:27:05.307Z Provident Investment Management files quarterly 13F-HR report /news/images/sec/test-markets-11.png https://financialist.com/news/deals/wafd-inc-files-preliminary-proxy-statement-for-merger-000114036126040429 2026-10-27T01:27:04.862Z Financialist en 2026-10-27T01:27:04.862Z WAFD Inc. Files Preliminary Proxy Statement for Merger /news/images/sec/test-deals-10.png https://financialist.com/news/markets/reyes-financial-architecture-files-quarterly-13f-hr-report-000204720126000005 2026-10-27T01:27:04.643Z Financialist en 2026-10-27T01:27:04.643Z Reyes Financial Architecture files quarterly 13F-HR report /news/images/sec/test-markets-06.png https://financialist.com/news/capital/isaac-health-iii-vuvp-fund-amends-exempt-securities-offering-000215786726000002 2026-10-27T01:27:04.634Z Financialist en 2026-10-27T01:27:04.634Z ISAAC HEALTH III VUVP FUND amends exempt securities offering /news/images/sec/test-capital-03.png https://financialist.com/news/capital/jpmorgan-chase-financial-co-files-free-writing-prospectus-000121390026111452 2026-10-27T01:27:04.429Z Financialist en 2026-10-27T01:27:04.429Z JPMorgan Chase Financial Co. files free writing prospectus /news/images/sec/test-capital-13.png https://financialist.com/news/capital/gwaihir-robotics-announces-exempt-offering-of-securities-000216129226000001 2026-10-27T01:27:04.290Z Financialist en 2026-10-27T01:27:04.290Z Gwaihir Robotics announces exempt offering of securities /news/images/sec/test-capital-02.png https://financialist.com/news/capital/royal-bank-of-canada-files-new-prospectus-for-securities-offering-000095010326015986 2026-10-27T01:27:03.969Z Financialist en 2026-10-27T01:27:03.969Z Royal Bank of Canada Files New Prospectus for Securities Offering /news/images/sec/test-capital-07.png https://financialist.com/news/markets/smith-chas-p-associates-pa-cpas-files-latest-13f-hr-report-000108250926000006 2026-10-27T01:27:03.968Z Financialist en 2026-10-27T01:27:03.968Z SMITH CHAS P & ASSOCIATES PA CPAS Files Latest 13F-HR Report /news/images/sec/test-markets-07.png