O'Neill Stephen Andrew has reported a change in beneficial ownership of securities, as detailed in a recent SEC filing. This event is significant as it underscores ongoing activity within financial markets, reflecting the dynamic nature of ownership changes in the investment sector.
Background
O'Neill Stephen Andrew is categorized as an entity under the SEC's filings, with no specific SIC or ticker information available. The recent filing, dated October 5, 2026, is a Form 4, which indicates changes in beneficial ownership.
What the Filing Says
The filing states that the report period was from September 24, 2026. However, specific details regarding the nature or extent of the ownership change were not disclosed.
Impact
This filing may affect stakeholders in Rivernorth Opportunities Fund, Inc., which is identified as the issuer related to this ownership change. The implications of such changes can resonate throughout the investment community.
What's Next
The filing does not say what happens next.
Filing Details
The filing was officially accepted on the same day it was submitted, October 5, 2026, at 14:10:52. This timely acceptance indicates a smooth processing of the filing by the SEC.
Contact Information
O'Neill Stephen Andrew's mailing address is listed as 360 S. Rosemary Ave., Suite 1420, West Palm Beach, FL 33401. This address is consistent with the business address provided, reinforcing the location from which he operates.
Issuer Information
The issuer related to this ownership change is Rivernorth Opportunities Fund, Inc., which is incorporated in Maryland and has a fiscal year ending on June 30. The company's Central Index Key (CIK) is 0001501072, allowing for easy access to all its filings.
Missing Information
The filing does not provide specific information regarding the number of shares involved in the ownership change, the price at which any transactions occurred, or the specific nature of the change (e.g., purchase, sale, or transfer of ownership). Additionally, it does not detail any potential implications for O'Neill Stephen Andrew's investment strategy or future actions.