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Tuesday, November 3, 2026

Regulation

Delisting, cyber, auditor, and compliance

Yerks Austin J. III Reports Change in Beneficial Ownership

Yerks Austin J. III disclosed a change in beneficial ownership of securities, reflecting ongoing activity in the services-help supply sector.

Deane Timothy M reports change in beneficial ownership

Deane Timothy M files Form 4, indicating a change in beneficial ownership, reflecting ongoing activity in the semiconductor industry.

Parker Zachary reports change in beneficial ownership

Parker Zachary has filed a Form 4 with the SEC, indicating a change in beneficial ownership, reflecting ongoing developments in the company.

Agafonova Nataliya reports change in beneficial ownership

Agafonova Nataliya files a report indicating a change in beneficial ownership, highlighting activity in the pharmaceutical preparations sector.

Wasserman Frederick Gerald reports change in ownership stakes

Wasserman Frederick Gerald files a Form 4 detailing changes in beneficial ownership, highlighting shifts in the company's securities.

RiverNorth Strategic Holdings Reports Change in Ownership

RiverNorth Strategic Holdings, LLC disclosed a change in beneficial ownership in its latest SEC filing, signaling potential shifts in its operational strategies.

Black Archie C. Reports Change in Beneficial Ownership

Black Archie C. files a Form 4, indicating a change in beneficial ownership of securities, signaling potential shifts in management.

Reynolds Jordan Canfield Reports Change in Beneficial Ownership

Reynolds Jordan Canfield's recent filing indicates a change in beneficial ownership, potentially impacting its strategic direction and the industry landscape.

Seid Paul Reports Change in Beneficial Ownership

Seid Paul has filed a report indicating changes in beneficial ownership, reflecting shifts in leadership dynamics within the company.

American Well Corp Reports Changes in Beneficial Ownership

American Well Corp disclosed changes in beneficial ownership in a recent SEC filing, reflecting ongoing adjustments in the business services sector.

Lin Shih-Yao David Acquires Over 700,000 Shares of IRIDEX

Lin Shih-Yao David has acquired over 700,000 shares of IRIDEX Corp, signaling confidence in the company's future amid industry competition.

Shattuck Katherine W Reports Change in Beneficial Ownership

Shattuck Katherine W disclosed a change in beneficial ownership in a recent SEC filing, reflecting ongoing activities in the financial sector.

Earley Reports Changes in Beneficial Ownership of Southern Co.

Anthony F. Earley Jr. reports changes in his ownership of Southern Company securities, highlighting executive investment dynamics in the energy sector.

O'Neill Stephen Andrew Reports Change in Beneficial Ownership

O'Neill Stephen Andrew disclosed a change in beneficial ownership in a recent SEC filing, indicating active engagement in the investment sector.

Patrick D. Smith Reports Changes in Beneficial Ownership

Patrick D. Smith has reported changes in his beneficial ownership of securities, emphasizing transparency in executive transactions at Valley National Bancorp.

Turner John M JR reports change in beneficial ownership

Turner John M JR files a report detailing changes in beneficial ownership, signaling potential shifts in the electric services sector.

Thomas Lizanne reports change in beneficial ownership

Thomas Lizanne's recent Form 4 filing reveals a change in beneficial ownership, highlighting transparency in the electric services sector.

BayFirst Financial Corp. Reports Insider Transactions

BayFirst Financial Corp. details insider transactions in recent SEC filing, signaling management changes and trends in the state commercial banking sector.

David E. Meador Reports Changes in Securities Ownership

David E. Meador's recent SEC filing reveals changes in his beneficial ownership of securities, impacting the electric services sector.

David J. Grain Reports Change in Beneficial Ownership

David J. Grain has reported a change in his beneficial ownership of securities, indicating potential shifts in company strategy and leadership.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →