Tradewinds Capital Management, LLC has filed its quarterly report, providing insights into its investment holdings as of September 30, 2026. This update is significant as it highlights the firm's current asset allocation and strategic decisions in a dynamic market environment.
Background
Tradewinds Capital Management, LLC, based in Bellingham, Washington, is an institutional investment manager. The firm specializes in managing investment portfolios for various clients. The latest filing, dated October 23, 2026, is part of a series of quarterly reports, with previous filings on July 24, 2026, and April 15, 2026.
What the Filing Says
The filing, identified by SEC Accession Number 0001616026-26-000008, details the firm’s holdings as of the end of September. However, specific details regarding the investments or changes in holdings were not disclosed in the filing.
Impact
This quarterly report may influence various stakeholders, including clients, competitors, and analysts in the investment management sector. As institutional managers like Tradewinds adjust their portfolios, it can lead to shifts in market dynamics and investment strategies across the industry.
What's Next
The filing does not say what happens next.
Filing Details
The filing was accepted on October 23, 2026, and it covers the period ending September 30, 2026. It consists of two documents, including the primary report and an information table, which are crucial for understanding the firm's investment strategy.
Company Information
Tradewinds Capital Management, LLC is incorporated in Washington State and has a fiscal year that ends on December 31. The firm’s Central Index Key (CIK) is 0001616026, and its Employer Identification Number (EIN) is 352429157. This information is relevant for clients and stakeholders looking to understand the firm's regulatory compliance and corporate structure.
Contact Information
The firm is located at 2211 Rimland Drive, Suite 401, Bellingham, WA 98226, and can be reached at 360-715-9000. This contact information is useful for clients and interested parties who may wish to engage with the firm directly.
Missing Information
While the filing provides essential details about the firm's structure and the filing process, it does not include specific information about the individual securities held or any changes in the portfolio compared to previous quarters. Stakeholders may be looking for insights into the firm's investment decisions and performance metrics, which are not disclosed in this report.