Simplicity Wealth, LLC has filed its quarterly report detailing its holdings as of September 30, 2026. This filing is significant as it provides insights into the company's investment strategies and current positions within the financial services sector.
Background
Simplicity Wealth, LLC is an institutional investment manager based in Summit, New Jersey. The firm operates under the Central Index Key (CIK) number 0001913243. It recently filed a Form 13F-HR on October 23, 2026, which is a quarterly report required for institutional managers to disclose their holdings. This filing is part of a series of regular disclosures, with previous filings dating back to January 2026.
What the Filing Says
The filing submitted on October 23, 2026, reflects the company's holdings as of September 30, 2026. However, specific details regarding the holdings were not available in the SEC filing.
Impact
This filing may affect various stakeholders, including investors, analysts, and competitors in the financial services industry, as it provides a snapshot of Simplicity Wealth's investment strategies and market positioning.
What's Next
The filing does not say what happens next.
Filing Details
The filing was accepted by the SEC on the same day it was submitted, October 23, 2026, at 11:12:21 AM. This prompt acceptance indicates that the document met the necessary requirements for timely reporting by institutional investment managers.
Company Information
Simplicity Wealth, LLC is incorporated in Delaware and has a fiscal year ending on December 31. The firm's Employer Identification Number (EIN) is 833356969, which is used for tax purposes and identifies the company to the IRS.
Contact Information
The company’s mailing and business address is listed as 475 Springfield Avenue, Summit, NJ, 07901. They can be reached at the phone number 844-220-8326, providing a direct line for inquiries related to their investment activities or filings.
Document Availability
The filing includes two primary documents: the main 13F-HR report and the 13F Information Table. These documents are available in both HTML and XML formats, allowing for easier access and analysis by interested parties.
What the Filing Does Not Include
While the filing provides essential details about the company's reporting and contact information, it does not disclose specific investment holdings or strategies, which are typically detailed in the 13F Information Table.