Ogawa Shoji Reports Stock Transaction Involving Common Shares

Ogawa Shoji has reported a stock transaction involving common shares in a recent filing with the SEC. This transaction, dated October 23, 2026, signifies the company's continued activity in the securities market and its relationship with Nomura Holdings Inc.

Ogawa Shoji, based in Tokyo, Japan, is categorized as an 'other' entity and does not have a specific Standard Industrial Classification (SIC) code listed. The company has made several recent filings, including multiple Form 4 submissions, which indicate ongoing trading activity.

The filing reveals that Ogawa Shoji acquired 208.111 shares of common stock at a price of $9.20 per share. Following this transaction, the total shares owned by Ogawa Shoji increased to 412.449. The shares were reported to be held in an officers' stock ownership plan.

This transaction may affect stakeholders within Ogawa Shoji and Nomura Holdings, as it reflects the nature of their business dealings in the financial sector. Nomura Holdings, categorized under the SIC code for security brokers, dealers, and flotation companies, is a significant player in the finance industry.

The filing does not indicate what actions may follow this transaction, leaving observers to speculate on future developments.

Transaction Details

The transaction was executed under the SEC Form 4, which is used to report the acquisition or disposition of securities by insiders. In this case, the transaction code 'A' indicates an acquisition of shares. The shares were acquired at a price of $9.20 each, which was converted from Japanese yen at an exchange rate of JPY156.51 to USD, as reported by MUFG Bank, Ltd on the transaction date.

Following this acquisition, Ogawa Shoji's total holdings of common stock increased to 412.449 shares. It is noteworthy that the filing also reflects a prior transfer of 600 shares from the officer's stock ownership plan account to a brokerage account in the reporting person's name on September 25, 2026. This transfer did not affect the overall beneficial ownership of the securities.

Ownership Structure

Ogawa Shoji is identified as a director in the filing, though it is not classified as an officer or a ten-percent owner. This distinction is significant as it outlines the level of influence Ogawa Shoji may have within the company. The shares are held directly in the officer's stock ownership plan, indicating a structured approach to equity compensation.

"The reported price has been converted into U.S. dollars from Japanese yen using the JPY156.51 = US$1 as spot exchange rate on the Transaction Date."

While the filing provides insights into the recent stock transaction and ownership structure, it does not disclose any future intentions or strategic plans related to these shares or the broader implications for Ogawa Shoji's relationship with Nomura Holdings Inc.