Listed Funds Trust has taken a significant step by filing a new registration statement with the U.S. Securities and Exchange Commission (SEC) to introduce the Overlay Shares Nasdaq 100 Income ETF. This move is crucial for the investment company as it seeks to expand its product offerings and respond to regulatory feedback.
The filing, dated October 20, 2026, indicates that the new ETF will be effective as of October 21, 2026. This registration is part of the company's strategy to enhance its competitive edge in the investment industry, particularly in the exchange-traded fund (ETF) sector.
Background
Listed Funds Trust, identified by CIK 0001683471, is an investment company based in Milwaukee, Wisconsin. The company operates under the SEC Act of 1940 and has a fiscal year ending on August 31. Previously known as Active Weighting Funds ETF Trust, it has been actively filing various forms, including recent submissions for the Overlay Shares Nasdaq 100 Income ETF.
What the Filing Says
The filing states, "This Post-Effective Amendment No. 628 to the Registration Statement of Listed Funds Trust is being filed for the purpose of responding to Staff comments with respect to adding Overlay Shares Nasdaq 100 Income ETF as a new series of the Trust, and to make other permissible changes under Rule 485(b)." This highlights the company's commitment to regulatory compliance and product innovation.
Impact
This filing may affect investors looking for new opportunities in the ETF market, particularly those interested in the Nasdaq 100 Income ETF. By introducing this new product, Listed Funds Trust aims to cater to a growing demand for diversified investment options.
What's Next
The filing does not specify what happens next, but the effective date of the new ETF is set for October 21, 2026. Investors and market participants will be watching closely to see how this new offering performs in the competitive ETF landscape.