Kingswood Wealth Advisors, LLC has filed its quarterly 13F-HR report with the SEC, detailing its investment holdings as of September 30, 2026. This filing is significant as it provides insight into the company's investment strategies and portfolio adjustments, which can influence market perceptions and competitive dynamics.
Background
Kingswood Wealth Advisors, LLC is an institutional investment manager based in San Diego, California. The company is categorized under the SIC as an other entity and has been actively filing with the SEC. Its recent filings include a series of 13F-HR reports, with the latest submission being on October 23, 2026. The firm operates under the CIK number 0001987855.
What the Filing Says
The filing, accession number 0001987855-26-000005, was submitted on October 23, 2026. It includes details on the company's holdings, but specific information about the investments was not disclosed in the filing.
Impact
This filing may affect various stakeholders, including investors, analysts, and competitors in the wealth management industry. By analyzing Kingswood's investment strategies, competitors can better understand market trends and potentially adjust their own strategies accordingly.
What's Next
The filing does not say what happens next.
Filing Details
The 13F-HR report was filed on October 23, 2026, and covers the period ending September 30, 2026. The filing was accepted on the same day at 15:17:53. It consists of two documents, including the primary filing document and an information table detailing the company's holdings.
Company Information
Kingswood Wealth Advisors, LLC is incorporated in Nevada and has an Employer Identification Number (EIN) of 811422516. The firm operates from its business address at 11440 W. Bernardo Ct., Suite 300, San Diego, CA 92127. The company has a fiscal year that ends on December 31.
Document Access
The filing includes several document formats, such as HTML and XML files, which can be accessed for detailed information on the company's investment holdings. The complete submission text file is also available for review.
Omitted Information
The filing does not provide specific details about the individual securities held by Kingswood Wealth Advisors, LLC, nor does it include any commentary on market conditions or strategic outlooks related to their investment decisions.