FT 13040 has filed a Rule 24f-2 notice, which signifies the effectiveness of its registration statement for securities. This filing is important as it allows the company to continue its operations without interruption, ensuring compliance with regulatory requirements.
FT 13040 is categorized under the "other" entity type and operates in the investment sector. The company is based in Wheaton, Illinois, and is associated with First Trust Portfolios L.P. The recent filing, dated October 23, 2026, is part of its ongoing efforts to maintain transparency and adhere to regulations.
The filing states that the period of report is from September 16, 2026, and the effectiveness date is also October 23, 2026. This indicates that the company is actively managing its compliance obligations, which is crucial for maintaining investor confidence.
This update may affect investors and stakeholders who are closely monitoring regulatory compliance in the investment sector. By filing this notice, FT 13040 demonstrates its commitment to following the rules set forth by the Securities and Exchange Commission.
The filing does not specify what happens next, leaving it unclear if there will be additional filings or actions required in the near future.
Company Information
FT 13040 is registered with the Central Index Key (CIK) number 0002129768, which can be used to access all company filings. The company operates under the Internal Revenue Service Number (EIN) 000000000 and is incorporated in the state of Illinois. Its fiscal year ends on December 31.
Filing Details
This filing falls under the category of 24F-2NT, which is associated with the Securities Act of 1933 (Act: 33). The filing number is 333-295430, and it has a film number of 261480486.
Contact Information
FT 13040's mailing and business address is listed as 120 East Liberty Drive, Suite 400, Wheaton, IL 60187, and it is managed by First Trust Portfolios L.P. The contact number provided is 630-765-8000.
Note: The filing does not include any specific information regarding the number of securities registered or any changes in the company's financial position or operations following this notice.