Founders Capital Management, LLC has submitted its latest 13F-HR report, detailing its investment holdings as of September 30, 2026. This filing is significant as it provides transparency into the company's investment strategies and portfolio adjustments, which can impact the broader investment management industry.
Background
Founded in Connecticut, Founders Capital Management, LLC is categorized as an institutional investment manager. The company primarily operates in the financial services sector, focusing on investment management. The latest filing, dated October 23, 2026, is part of a series of 13F reports that the firm has submitted over the years, with the most recent prior filing occurring on July 20, 2026.
What the Filing Says
The filing dated October 23, 2026, indicates that it is a quarterly report required from institutional managers, detailing their holdings. However, specific details regarding the holdings or investment strategies were not available in the SEC filing.
Impact
This filing may affect various stakeholders, including investors, analysts, and other institutional managers. By disclosing its holdings, Founders Capital Management provides valuable insights that can influence investment decisions within the industry.
What's Next
The filing does not say what happens next.
Filing Details
The 13F-HR report was filed on October 23, 2026, and covers the period ending September 30, 2026. This filing is part of the regulatory requirements for institutional investment managers, which mandates the disclosure of their equity holdings on a quarterly basis.
Company Information
Founders Capital Management, LLC is based in Hartford, Connecticut, with its business address listed as 1 State Street, Suite 1700, Hartford, CT 06103. The firm has a Central Index Key (CIK) of 0001585828 and an Employer Identification Number (EIN) of 061635229. The company operates under the fiscal year ending December 31.
Document Availability
The filing includes several documents, notably the primary document and an information table, which provide detailed insights into the company's holdings. The primary document is available in both HTML and XML formats, and the information table is also provided in similar formats, indicating the comprehensive nature of the filing.
Regulatory Context
This filing is submitted under the Securities Exchange Act of 1934, specifically as a 13F-HR form, which is essential for maintaining transparency in the financial markets. The film number associated with this filing is 261480799.
What the Filing Does Not Include
The filing does not provide specific details about the individual securities held by Founders Capital Management, LLC or any strategic insights into their investment decisions. Additionally, there are no forward-looking statements or projections regarding future performance or market conditions in this filing.