Ashton Thomas Securities, LLC has recently submitted its quarterly report detailing its institutional holdings as of September 30, 2026. This filing is crucial as it provides insights into the company's investment strategies and positions in the financial sector.
The filing, made on October 26, 2026, is part of the company's routine disclosures to the Securities and Exchange Commission. It highlights the firm’s ongoing commitment to transparency and regulatory compliance.
Background
Ashton Thomas Securities, LLC is an investment management firm based in Rochester, NY. The company operates under the SEC's regulations for institutional managers, specifically filing Form 13F-HR, which reports holdings of institutional investment managers. The firm was incorporated in Delaware and has a fiscal year ending on December 31.
What the Filing Says
The filing indicates that Ashton Thomas Securities reported its holdings as of September 30, 2026. Specific details on the portfolio or individual investments were not disclosed in the filing.
Impact
This filing may affect various stakeholders, including investors, analysts, and competitors in the investment management industry. By reviewing these holdings, market participants can gain insights into Ashton Thomas Securities' investment strategies and market positioning.
What's Next
The filing does not say what happens next.
Filing Details
The Form 13F-HR was filed on October 26, 2026, and accepted on the same day at 15:46:16. This report pertains to the period ending September 30, 2026, and includes two documents related to the filing.
Company Information
Ashton Thomas Securities, LLC is registered under the Central Index Key (CIK) number 0000771572 and has an Employer Identification Number (EIN) of 933834317. The firm is incorporated in Delaware and operates under SEC File Number 028-24293.
Contact Information
The company's mailing and business address is 100 Meridian Centre Blvd, Suite 250, Rochester, NY 14618. For inquiries, they can be reached at 716-424-1234.
Additional Insights
While the filing provides a snapshot of Ashton Thomas Securities' institutional holdings, it does not disclose specific details regarding individual investments or the overall portfolio composition. This lack of detail limits the ability to assess the firm's investment strategies fully.