Alpha Omega Wealth Management LLC has filed its latest 13F-HR report with the SEC, detailing its investment holdings as of September 30, 2026. This filing is significant as it provides insight into the firm's investment strategies and portfolio management.
Background
Alpha Omega Wealth Management LLC, identified by CIK 0001665633, operates in the financial services sector. The firm specializes in wealth management and has consistently submitted 13F-HR filings, with the most recent one dated October 23, 2026. Previous filings include reports from August 20, 2026, and July 20, 2026, among others.
What the Filing Says
The filing, accession number 0001665633-26-000007, confirms the submission of the 13F-HR report, which is a quarterly report filed by institutional investment managers. The report is crucial for providing transparency regarding the holdings of institutional managers, although specific details on the holdings were not available in the SEC filing.
Impact
This update may affect various stakeholders, including clients of Alpha Omega Wealth Management and other firms in the financial services industry. The filing reflects the firm's ongoing commitment to regulatory compliance and transparency in its investment practices, which is essential for maintaining client trust and confidence.
What's Next
The filing does not say what happens next.
Filing Details
The 13F-HR report was filed on October 23, 2026, and covers the period ending September 30, 2026. This report is essential as it provides a snapshot of the firm's investment portfolio at the end of the reporting period.
Company Information
Alpha Omega Wealth Management LLC is registered under Central Index Key (CIK) number 0001665633 and has a Federal Employer Identification Number (EIN) of 264404477. The firm is incorporated in Virginia and has a fiscal year-end on December 31.
Mailing and Business Address
The firm's mailing and business address is 7202 Glen Forest Drive, Suite 300, Richmond, VA 23226, with a contact phone number of 804-955-1600.
Document Availability
The filing includes two documents: the primary 13F-HR report and an information table detailing the firm's holdings. These documents are accessible in various formats, including HTML and XML, providing transparency and detailed insights into the firm's investment strategies.
What the Filing Does Not Include
While the filing provides essential information regarding the submission date and the firm's registration details, it does not disclose specific investment holdings or the value of those holdings, which are typically included in the detailed sections of the 13F-HR report.