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Tuesday, November 3, 2026

Markets

Rates, jobs, and market-wide news

NatWest Group issues Fifth Supplementary Prospectus for Debt

NatWest Group plc has published its Fifth Supplementary Prospectus, enhancing its €40 billion Euro Medium Term Note Programme.

Guggenheim Taxable Municipal Bond Trust Reports Financials

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust reports total assets of $573.57 million in recent SEC filing, highlighting its financial health.

Guggenheim Active Allocation Fund Reports Key Financial Metrics

Guggenheim Active Allocation Fund's latest NPORT-P filing reveals total assets of $880 million and net assets of $541 million, showcasing its market position.

Guggenheim Strategic Opportunities Fund reports Q3 results

Guggenheim Strategic Opportunities Fund reveals Q3 financials, showing total assets of $3.75 billion and net assets of $2.35 billion.

Protective Life's Variable Annuity Account Files New Registration

Protective Life's Variable Annuity Account A files a new registration statement to amend variable annuity contracts, impacting policyholders and investors.

Adams Natural Resources Fund reports financial results

Adams Natural Resources Fund, Inc. shares its latest financial results, showcasing significant assets and liabilities in the natural resources sector.

CEO Berho Carranza sells 350,000 shares of Vesta Real Estate

Lorenzo Dominique Berho Carranza, CEO of Vesta Real Estate, reports sale of 350,000 shares in SEC filing, indicating potential shifts in ownership dynamics.

LoCorr Investment Trust Sets New Effective Date for Amendment

LoCorr Investment Trust has filed a new effective date for its registration statement, impacting its operations and the investment management industry.

Protective Variable Annuity Separate Account Updates SecurePay Rider

Protective Variable Annuity Separate Account updates its SecurePay Protector riders with new terms. The changes will affect policyholders and the variable annuity market.

Exchange Place Advisors Trust releases NPORT-P filing

Exchange Place Advisors Trust reports financials with net assets of $79.36 million, reflecting ongoing transparency in the investment sector.

Unified Series Trust Reports Financial Update for ETF

Unified Series Trust's recent filing highlights financial details of its OneAscent Large Cap Core ETF, revealing assets and strategic investments.

Unified Series Trust Reports Financial Position in NPORT-P Filing

Unified Series Trust reveals total assets of $276.5 million in its latest NPORT-P filing, showcasing its financial health and commitment to transparency.

Sound Point Direct Lending BDC Announces Quarterly Distribution

Sound Point Direct Lending BDC declares a $0.60 quarterly distribution, reflecting growth in net asset value as of September 30, 2026.

Director Robert Rooney Acquires Shares in TCW Fund

Robert Gerald Rooney, director at TCW Private Asset Income Fund, acquires over 10,000 shares, signaling confidence in the firm's future.

American Funds Core Plus Bond Fund Reports Financial Results

American Funds Core Plus Bond Fund releases its financial results as of August 31, 2026, offering insights into its performance and market strategies.

WisdomTree Trust Reports Financial Position in Latest Filing

WisdomTree Trust's NPORT-P filing reveals total assets over $10 million, reflecting stable financial health as of August 31, 2026.

WisdomTree Trust reports financials in latest NPORT-P filing

WisdomTree Trust's latest NPORT-P filing reveals total assets of $4.38 million as of August 31, 2026, reflecting the company's financial health.

WisdomTree Trust reports financials for Bianco Total Return Fund

WisdomTree Trust files NPORT-P, revealing $123.56M in assets for its Bianco Total Return Fund, highlighting its market position in the investment sector.

WisdomTree Trust reports financials with $481.8M in assets

WisdomTree Trust reveals total assets of $481.8 million in its latest filing, reflecting its focus on gold and equity strategies.

WisdomTree Trust reports financial results for Q3 2026

WisdomTree Trust reveals its financials for Q3 2026, showing total assets of $22.55 million, reflecting ongoing transparency and compliance.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →