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Tuesday, November 3, 2026

Markets

Rates, jobs, and market-wide news

Victory Portfolios Files Updated Prospectus for Fund

Victory Portfolios updates its Victory Investment Grade Convertible Fund prospectus, detailing fees and investment objectives for investors.

AIM ETF Products Trust Updates Funds with New Caps

AIM ETF Products Trust announces new outcome periods and caps for its ETFs, impacting investor returns and signaling market dynamics in the ETF sector.

Roundhill ETF Trust Files Amendment for Cybersecurity ETF

Roundhill ETF Trust has filed a post-effective amendment for its Roundhill Cybersecurity ETF, enhancing its compliance and offerings in the ETF market.

Delta Air Lines CEO Bastian sells 50,000 shares of stock

Delta Air Lines CEO Edward H. Bastian sold 50,000 shares of common stock, reducing his stake in the airline as of October 29, 2026.

Victory Portfolios Files New Prospectus for Fund Update

Victory Portfolios has filed a new prospectus for the Victory Integrity Small/Mid-Cap Value Fund, detailing investment objectives and fees.

Victory Portfolios Files New Prospectus for Fund

Victory Portfolios has filed a new prospectus for its Victory Integrity Small/Mid-Cap Value Fund, detailing investment objectives and fees.

CFO Cimino Thomas James Acquires 76,100 Shares in Spruce Power

Cimino Thomas James, CFO of Spruce Power Holding Corp, acquires 76,100 shares, reflecting executive commitment to shareholder value.

Victory Portfolios Files New Prospectus for Mid-Cap Fund

Victory Portfolios has filed a new prospectus for its Victory Integrity Mid-Cap Value Fund, outlining investment objectives and fees.

RBB Fund, Inc. Files Post-Effective Amendment for Fund

RBB Fund, Inc. has filed a post-effective amendment for its Emerald Large Cap Focused Fund, detailing important updates for investors.

Calamos ETF Trust Updates Prospectus for S&P 500 ETF

Calamos ETF Trust updates its prospectus, setting an 8.18% cap for its S&P 500 Structured Alt Protection ETF for the upcoming Outcome Period.

First Trust Unveils New ETF Strategy in Latest Filing

First Trust Exchange-Traded Fund announces a new investment strategy for its FT Vest Laddered Autocallable Barrier & Catapult ETF in a recent SEC filing.

Sperling reports sale of 3,490 shares in Thermo Fisher

Scott M. Sperling of Thermo Fisher Scientific reports a sale of 3,490 shares, now holding 65,989 shares. The transaction reflects ongoing engagement in the industry.

Britt Lisa P. Sells 2,831 Shares of Thermo Fisher Stock

Britt Lisa P., Chief HR Officer at Thermo Fisher, sold 2,831 shares of stock, reflecting trends in executive stock management and corporate governance.

American Tower's Ruth T. Dowling Sells 1,578 Shares of Stock

Ruth T. Dowling of American Tower Corp sells 1,578 shares of stock, reflecting ongoing stock management strategies within the real estate investment trust sector.

Akari Therapeutics Increases Shares for 2023 Plan Approval

Akari Therapeutics has received shareholder approval to increase shares for its 2023 Plan, enhancing its ability to attract talent in the competitive pharmaceutical sector.

RBB Fund updates prospectus for Ultrashort Tax-Free ETF

RBB Fund, Inc. updates its prospectus for the F/m Ultrashort Tax-Free Municipal ETF, refining investment objectives and strategies.

UBS Investment Trust Files Latest Certified Shareholder Report

UBS Investment Trust has submitted its certified shareholder report, detailing financial performance for the fiscal year ending August 31, 2026.

NXG Cushing Midstream Energy Fund Reports Latest Financials

NXG Cushing Midstream Energy Fund reveals financials with total assets of $441.7 million and net assets of $293.9 million in recent filing.

ETF Opportunities Trust files prospectus for new ETF

ETF Opportunities Trust has filed a new prospectus for its Porter & Company Property & Casualty Index ETF, detailing investment strategies and fees.

NXG NextGen Infrastructure Income Fund Reports Financial Update

NXG NextGen Infrastructure Income Fund's latest NPORT-P filing shows total assets of $633.5 million and net assets of $443.5 million as of August 31, 2026.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →