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Wednesday, November 4, 2026

Markets

Rates, jobs, and market-wide news

AFA Asset Based Lending Fund Files Preliminary Proxy Statement

AFA Asset Based Lending Fund has filed a preliminary proxy statement, signaling potential governance changes and impacting the asset management industry.

Niatross Investments files quarterly report on holdings

Niatross Investments Ltd has filed its quarterly report, revealing its holdings as of September 30, 2026, providing insights into its investment strategy.

TSA Wealth Management files quarterly report on holdings

TSA Wealth Management LLC files its quarterly report, revealing investment holdings as of September 30, 2026, providing insights into market trends.

OLB Group files definitive proxy statement for shareholders

OLB Group, Inc. files a definitive proxy statement, signaling important shareholder meetings and proposals ahead.

Wedbush Securities Files Quarterly 13F-HR Report

Wedbush Securities Inc. files its quarterly 13F-HR report, detailing institutional holdings as of September 30, 2026.

Peloton files definitive proxy statement for shareholder meeting

Peloton Interactive, Inc. has submitted its definitive proxy statement, detailing key proposals for its upcoming shareholder meeting.

MEMBERS Capital Advisors files quarterly report on holdings

MEMBERS Capital Advisors Inc. submits its latest quarterly report detailing institutional holdings, reflecting ongoing investment strategies.

Visionary Horizons files quarterly 13F-HR report

Visionary Horizons, LLC has submitted its 13F-HR report, revealing its investment holdings and strategies as of September 30, 2026.

Barings LLC files quarterly report on institutional holdings

Barings LLC has submitted its quarterly report detailing institutional holdings as of September 30, 2026, reflecting its investment strategies.

Varex Imaging Corp files additional definitive proxy materials

Varex Imaging Corp has filed additional definitive proxy materials, marking a significant step in its corporate governance process.

Sepio Capital, LP files quarterly 13F report for Q3 2026

Sepio Capital, LP has filed its quarterly 13F report, revealing its investment holdings as of September 30, 2026, significant for market analysts.

RBB Fund, Inc. Files New Post-Effective Amendment

RBB Fund, Inc. has filed a new post-effective amendment, signaling its commitment to adapt and enhance investor options in a competitive landscape.

Invesco Unit Trusts files post-effective amendment for Series 1270

Invesco Unit Trusts, Municipal Series 1270, files a post-effective amendment, signaling changes in its investment offerings.

Invesco Unit Trusts files post-effective amendment for Series 1298

Invesco Unit Trusts files a post-effective amendment for Municipal Series 1298, enhancing its registration and potentially impacting the municipal fund industry.

Peapod Lane Capital files quarterly 13F-HR report

Peapod Lane Capital LLC submits its quarterly 13F-HR report, revealing its investment holdings as of September 30, 2026.

Sentinel Advisory Group reports quarterly holdings in filing

Sentinel Advisory Group, LLC reveals quarterly investment holdings, impacting the investment management industry and offering insights into market strategies.

Columbia Funds Series Trust I files registration statement notice

Columbia Funds Series Trust I has filed a notice regarding the effectiveness of its registration statement, allowing for the sale of additional shares.

Waypoint Wealth Counsel submits quarterly 13F-HR filing

Waypoint Wealth Counsel submits its quarterly 13F-HR filing, detailing investment holdings as of September 30, 2026, reflecting ongoing transparency.

Hillcrest Wealth Advisors files quarterly 13F-HR report

Hillcrest Wealth Advisors - NY, LLC has filed its quarterly 13F-HR report, revealing its institutional holdings as of September 30, 2026.

GraniteShares ETF Trust Updates Effective Date for Amendment

GraniteShares ETF Trust has filed a new effective date for a post-effective amendment, signaling updates to its investment offerings.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →