Direxion Shares ETF Trust Sets New Effective Date for Filing
Direxion Shares ETF Trust announces a new effective date for a post-effective amendment, reflecting its ongoing commitment to compliance and market adaptation.
Roundhill ETF Trust Updates Effective Date for Amendment
Roundhill ETF Trust has updated the effective date for a post-effective amendment, reflecting its adaptability in the investment sector.
Financial Management Professionals files quarterly 13F-HR report
Financial Management Professionals, Inc. submits its quarterly 13F-HR report, revealing key investment holdings and strategies as of September 30, 2026.
Alset Inc. Files Additional Proxy Materials for Shareholder Vote
Alset Inc. has filed additional proxy materials, indicating potential governance changes and signaling a commitment to shareholder engagement.
Roundhill ETF Trust Updates Effective Date for Investment Products
Roundhill ETF Trust files a post-effective amendment, updating the effective date for its investment products, signaling adaptability in the ETF market.
Listed Funds Trust Files Summary Prospectus for New ETF
Listed Funds Trust has filed a summary prospectus for its Overlay Shares Nasdaq 100 Income ETF, signaling a strategic move in the ETF market.
Perpetual Americas Funds Trust Files Definitive Materials Update
Perpetual Americas Funds Trust's recent filing may impact its strategies and the investment industry as firms adapt to market changes.
Trademark Financial Management files quarterly 13F-HR report
Trademark Financial Management, LLC has submitted its 13F-HR report, detailing its investment holdings as of September 30, 2026.
Dedeker Financial files quarterly report on holdings
Dedeker Financial LLC files its quarterly report detailing institutional holdings, reflecting ongoing investment strategies and market positioning.
U S Global Investors files quarterly report on investments
U S Global Investors Inc. files its quarterly 13F-HR report, detailing investment holdings as of September 30, 2026, impacting the investment advice sector.
Old Second National Bank of Aurora Files Quarterly 13F-HR
Old Second National Bank of Aurora reports its institutional investment holdings in the latest 13F-HR filing, reflecting its strategies as of September 30, 2026.
Nuveen Municipal High Income Opportunity Fund updates filing
Nuveen Municipal High Income Opportunity Fund files an update that may impact its position in the investment sector, particularly in municipal bonds.
Guinness Atkinson Funds Updates Effective Date for Amendment
Guinness Atkinson Funds files for a new effective date for a post-effective amendment, impacting investment offerings and the industry landscape.
United Natural Foods files preliminary proxy statement for vote
United Natural Foods Inc. files a preliminary proxy statement, outlining key proposals for its upcoming shareholder meeting. Changes may impact the industry.
Westbourne Investment Advisors files quarterly 13F-HR report
Westbourne Investment Advisors has submitted its quarterly 13F-HR report, revealing its investment holdings as of September 30, 2026.
Orange Investment Advisors files quarterly 13F-HR report
Orange Investment Advisors, Inc. files its 13F-HR report, detailing investment holdings as of September 30, 2026, reflecting its strategy in the investment management sector.
Yorkville America Investment Trust Updates Effective Date
Yorkville America Investment Trust files a new effective date for its post-effective amendment, impacting its investment strategy and the industry.
Marpai, Inc. files definitive proxy statement for shareholders
Marpai, Inc. has filed its definitive proxy statement, detailing key proposals and updates for shareholders, impacting the healthcare services sector.
FIS Trust Files Post-Effective Amendment for Investment Changes
FIS Trust has filed a post-effective amendment to update its investment strategies, signaling a strategic shift in the investment management sector.
Processa Pharmaceuticals files definitive proxy statement
Processa Pharmaceuticals has filed a definitive proxy statement, signaling important shareholder votes and corporate governance updates.