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Wednesday, November 4, 2026

Markets

Rates, jobs, and market-wide news

Boyer Financial Services files quarterly 13F-HR report

Boyer Financial Services, Inc. submits its quarterly 13F-HR report, revealing institutional holdings and investment strategies as of September 30, 2026.

Vaughan & Co Securities files quarterly report on holdings

Vaughan & Co Securities, Inc. files its quarterly report detailing institutional holdings as of September 30, 2026, reflecting investment strategies.

Constitution Capital LLC files quarterly 13F-HR report

Constitution Capital LLC submits its 13F-HR report, revealing investment holdings and strategies as of September 30, 2026, impacting market insights.

Wheeler Real Estate Investment Trust files definitive proxy statement

Wheeler Real Estate Investment Trust has filed a definitive proxy statement, signaling important governance changes and upcoming shareholder meetings.

Mutual of America Life Insurance Co files 13F-NT report

Mutual of America Life Insurance Co has submitted its 13F-NT report, detailing its institutional investment activities as of September 30, 2026.

BCK Partners files quarterly 13F-HR report for Q3 2026

BCK Partners, Inc. submits its 13F-HR report for Q3 2026, showcasing its investment strategy and holdings.

ASTROTECH Corp Files Definitive Proxy Statement for Shareholders

ASTROTECH Corp has filed a definitive proxy statement, indicating upcoming shareholder meetings and potential governance changes.

Wheeler Real Estate Investment Trust files definitive proxy materials

Wheeler Real Estate Investment Trust has filed definitive additional proxy materials, signaling key developments for the company and the real estate sector.

ASTROTECH Corp files proxy materials for shareholder meeting

ASTROTECH Corp's SEC filing indicates upcoming shareholder engagement, impacting its strategic direction in the laboratory analytical instruments industry.

Tidal Trust II Files Definitive Materials for ETF Strategy

Tidal Trust II files definitive materials, signaling a proactive investment strategy in the ETF market, impacting industry competitors.

Leading Edge Financial Planning files quarterly 13F-HR report

Leading Edge Financial Planning LLC files its quarterly 13F-HR report, revealing investment holdings as of September 30, 2026, impacting the financial planning industry.

Center for Wealth Management Advisory Files Latest 13F-HR Report

Center for Wealth Management Advisory has submitted its 13F-HR report, detailing investment holdings as of September 30, 2026, highlighting its financial strategies.

Leeward Investments files quarterly 13F-HR report

Leeward Investments, LLC submits its quarterly 13F-HR report, revealing key investment holdings and strategies as of September 30, 2026.

Rubicon Advisors files quarterly 13F report for Q3 2026

Rubicon Advisors, GP has submitted its 13F-HR filing, revealing its institutional holdings as of September 30, 2026, shedding light on investment trends.

Gritstone Asset Management files quarterly holdings report

Gritstone Asset Management has submitted its quarterly report, detailing investment holdings as of September 30, 2026, reflecting its asset management strategies.

Tidal Trust II Files Definitive Materials for ETF

Tidal Trust II's recent filing signals a strategic move in the investment sector, focusing on the Nicholas Nuclear Income ETF.

FT 13296 Files Certification of No Change in Definitive Materials

FT 13296 has filed a certification indicating no changes in its definitive materials, reflecting stability in its investment strategies.

TFC Financial Management reports quarterly institutional holdings

TFC Financial Management, Inc. files its quarterly report detailing institutional holdings as of September 30, 2026, offering insights into its investment strategies.

Saturna Investment Trust Files Monthly Portfolio Report

Saturna Investment Trust submits its monthly portfolio investment report, emphasizing transparency in investment management for the period ending August 31, 2026.

FT 13295 Files Certification of No Change in Materials

FT 13295 has filed a certification of no change in definitive materials, indicating stability and transparency in its financial offerings.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →