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Thursday, November 5, 2026

Markets

Rates, jobs, and market-wide news

Elevation Series Trust Files Post-Effective Amendment for ETF

Elevation Series Trust files a post-effective amendment for its TrueShares Box Spread ETF, reflecting strategic updates in the investment landscape.

Ivy Variable Insurance Portfolios Names New Sub-Advisor

Ivy Variable Insurance Portfolios appoints Macquarie Investment Management as sub-advisor for Nomura VIP Value Series, set for name change in 2026.

NAPCO Security Technologies files preliminary proxy statement

NAPCO Security Technologies files a preliminary proxy statement, signaling upcoming shareholder meetings and governance changes.

Delaware Group Equity Funds II appoints new sub-advisor, changes name

Delaware Group Equity Funds II announces new sub-advisor and name change for Nomura Value Fund, reflecting strategic shifts in investment approach.

Ivy Variable Insurance Portfolios Appoints New Sub-Advisor

Ivy Variable Insurance Portfolios names Macquarie Investment Management Global Limited as sub-advisor for Nomura VIP Value Series, effective immediately.

Hudson Edge Investment Partners reports $727.7M in holdings

Hudson Edge Investment Partners reveals $727.7 million in holdings as of September 30, 2026, highlighting its investment strategy and market position.

Legg Mason Partners Institutional Trust Files Annual Report

Legg Mason Partners Institutional Trust files its annual report, detailing fund performance and expenses for the Western Asset Institutional U.S. Treasury Reserves.

Fidelity D & D Bancorp CEO Reports Stock Transaction

Daniel J. Santaniello, CEO of Fidelity D & D Bancorp, reports a stock transaction involving 200 shares, maintaining significant ownership in the company.

Christian Matthew Sean Reports Stock Transactions at Apogee

Christian Matthew Sean, President at Apogee Enterprises, reports stock transactions, acquiring and disposing of shares, signaling strategic adjustments.

Zenkyoren Asset Management Files 13F Notice for Q3 2026

Zenkyoren Asset Management of America Inc. submits a 13F Notice, signaling changes in its investment strategy as of September 30, 2026.

Themes ETF Trust Certifies Prospectus Consistency for ETF

Themes ETF Trust confirms no changes in its prospectus for the Leverage Shares 1X Short Anthropic Daily ETF, ensuring regulatory compliance and transparency.

MassMutual Ascend Life Insurance Co. Updates Annuity Offerings

MassMutual Ascend Life Insurance Co. files new registration for Index Summit 6 annuity products, effective November 1, 2026, enhancing its life insurance offerings.

Judy Wu Sells 887 Shares of Dime Commercial Bancshares Stock

Judy Wu, EVP of Dime Commercial Bancshares, sold 887 shares of common stock, indicating management adjustments in the banking sector.

Legg Mason Partners Institutional Trust Files Annual Report

Legg Mason Partners Institutional Trust releases its annual shareholder report for the Western Asset Institutional Government Reserves fund, highlighting key performance metrics.

Asset Management Fund files new registration statement

Asset Management Fund has filed a new registration statement, indicating its intent to expand investment offerings and adapt to market demands.

DRDGOLD releases annual compliance report on empowerment

DRDGOLD LTD announces availability of its annual compliance report, emphasizing its commitment to Broad-Based Black Economic Empowerment in the mining sector.

Alan Silverman reports stock transaction at Fidelity D & D Bancorp

Alan Silverman reports a transaction involving 300 shares of Fidelity D & D Bancorp Inc., reflecting ongoing adjustments in the banking industry.

Banco Santander (Brasil) reports Q3 2026 financial update

Banco Santander (Brasil) S.A. files an update with the SEC for Q3 2026, emphasizing transparency in the commercial banking sector.

EntrepreneurShares Series Trust Files New Registration Statement

EntrepreneurShares Series Trust files a new registration statement, signaling potential expansion and innovation in investment offerings.

Federated Hermes Adviser Series Files Summary Prospectus

Federated Hermes Adviser Series files a summary prospectus for its SDG Engagement High Yield Credit Fund, focusing on sustainable investing.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →