SHF Holdings, Inc. has taken significant steps to address its compliance with Nasdaq's listing requirements. The company announced a waiver agreement that extends the deadlines for filing a registration statement regarding its Series B Convertible Preferred Stock. This move is crucial as it reflects the company's commitment to maintaining its listing status on the Nasdaq stock exchange.

On November 6, 2026, SHF Holdings entered into a Required Holder Waiver with CREO Investments LLC, which allows the company to extend its filing deadlines. The original deadline to file an additional registration statement was November 6, 2026, but this has now been pushed to November 13, 2026. The effectiveness deadline has also been extended to February 11, 2027, or March 13, 2027, if the registration statement undergoes a full SEC review.

This development is particularly important as it comes after the company received a letter from Nasdaq on October 20, 2026, granting it an additional 180 days to comply with the minimum bid price requirement. The company must ensure that its common stock maintains a minimum closing bid price of $1.00 per share to remain listed on Nasdaq. The new compliance deadline is now set for April 19, 2027.

SHF Holdings, which operates in the finance services sector, has been proactive in addressing its obligations. The company previously disclosed its issuance of 31,052 shares of Series B Convertible Preferred Stock, along with related warrants, as part of a Securities Purchase Agreement with investors. The conversion price of this preferred stock was adjusted to $0.1210 per share, further complicating the company's registration obligations.

The waiver agreement signifies that no filing failures or registration delays have occurred concerning the company's obligations under the registration rights agreement. This is a positive sign for investors and stakeholders, as it indicates that the company is actively working to meet its regulatory requirements.

As SHF Holdings continues to navigate these challenges, the finance services industry will be closely monitoring its progress. Compliance with Nasdaq's listing requirements is critical not only for SHF Holdings but also for other companies in the sector. The ability to maintain a listing can significantly impact market confidence and investor sentiment.

Looking ahead, SHF Holdings is expected to file the additional registration statement by November 13, 2026. The company has committed to using its best efforts to ensure that the registration statement is declared effective by the SEC as soon as possible after filing.

The developments surrounding SHF Holdings serve as a reminder of the ongoing challenges faced by companies in the finance services industry, particularly in maintaining compliance with regulatory standards. As the market evolves, companies will need to adapt and ensure they meet all necessary requirements to sustain investor confidence and market presence.