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Wednesday, November 4, 2026

Deals

Mergers, asset sales, and major contracts

Lockheed Martin COO Sells Nearly 2,900 Shares of Stock

Frank A. St. John, COO of Lockheed Martin, sells 2,899 shares of common stock, indicating a potential shift in investment strategy amid market conditions.

Jazic Annemarie Acquires Shares in Dillard's, Inc.

Annemarie Jazic, Vice President of Dillard's, Inc., reports a recent share acquisition, signaling confidence in the retail sector.

Smith Maria Reports Major Stock Transactions at Oracle Corp

Smith Maria, Oracle's Chief Accounting Officer, reported significant stock transactions, acquiring and disposing of shares, reflecting active management in the software sector.

Levey Stuart Reports Major Stock Transactions in Oracle Corp

Levey Stuart disclosed significant stock transactions involving Oracle Corp, indicating a strong commitment to the company and impacting the software industry.

Saba Capital Management Acquires Shares in BNY Mellon Fund

Saba Capital Management, L.P. reports acquisition of shares in BNY Mellon Strategic Municipals, indicating a strategic investment in municipal finance.

Tang Capital Management increases stake in EyePoint, Inc.

Tang Capital Management LLC now owns 9.6% of EyePoint, Inc., signaling a notable shift in stock ownership that may influence corporate governance.

Ascent Partners Fund updates stake in ConnectM Technology Solutions

Ascent Partners Fund LLC updates its ownership in ConnectM Technology Solutions, holding 9.99% of the company, impacting the construction special trade contractors sector.

Ascent Partners Fund LLC increases stake in Profusa, Inc.

Ascent Partners Fund LLC reports beneficial ownership of 9.99% in Profusa, Inc., signaling strategic investment in the medical instruments sector.

Red Oak Long Fund Acquires Significant Shares and Debentures

Red Oak Long Fund, LP reports major stock acquisitions and convertible debentures, signaling a strategic investment move in the financial services sector.

2752128 Ontario Ltd. Transfers All Shares in Rainmaker Worldwide

2752128 Ontario Ltd. has transferred its shares in Rainmaker Worldwide Inc., ceasing to be a major shareholder. This impacts the bottled drinks industry.

2752128 Ontario Ltd. acquires 3 million shares in Rainmaker

2752128 Ontario Ltd. has acquired 3 million shares in Rainmaker Worldwide Inc., increasing its total ownership significantly.

Sky Quarry Inc. files registration for 2026 Incentive Plan

Sky Quarry Inc. has filed a registration statement for its 2026 Omnibus Incentive Plan, signaling growth and employee investment in the hazardous waste management sector.

Brancous LP1 Seeks Board Changes at Braemar Hotels & Resorts

Brancous LP1 files preliminary proxy statement to elect five new directors at Braemar Hotels & Resorts' upcoming annual meeting, signaling governance changes.

BlackRock Discloses 7.2% Stake in First Tracks Biotherapeutics

BlackRock, Inc. has reported a 7.2% ownership stake in First Tracks Biotherapeutics, highlighting significant interest in the pharmaceutical sector.

BlackRock reports 6.2% stake in iShares EM Local Currency ETF

BlackRock, Inc. disclosed a 6.2% ownership in iShares J.P. Morgan EM Local Currency Bond ETF, reflecting its investment strategy in the securities industry.

BlackRock Reports 5.4% Stake in KVH Industries

BlackRock, Inc. discloses a 5.4% ownership stake in KVH Industries, reflecting its strategy in the communication services sector.

BlackRock Updates Stake in Johnson Outdoors to 4.9%

BlackRock, Inc. has reported an updated ownership stake in Johnson Outdoors Inc., now at 4.9%. This reflects ongoing investment strategies in the finance sector.

BlackRock discloses 4.9% stake in Korro Bio, Inc.

BlackRock, Inc. reports a 4.9% stake in Korro Bio, Inc., reflecting its investment strategy in the pharmaceutical sector.

BlackRock Discloses 5.8% Stake in Lululemon Athletica

BlackRock, Inc. reveals ownership of 5.8% in Lululemon Athletica, signaling a strategic investment in the apparel sector.

BlackRock Reports 8.9% Stake in Marcus & Millichap

BlackRock, Inc. discloses an 8.9% ownership in Marcus & Millichap, reflecting its investment strategy in the real estate sector.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →