Paragon Private Wealth Management, LLC has submitted its latest 13F-HR report, indicating a total investment value of approximately $325.8 million as of September 30, 2026. This filing is significant as it underscores the firm's commitment to transparency and regulatory compliance within the wealth management sector.
The report details the firm’s investment strategies and portfolio allocations, providing insights into its approach to wealth management. The filing is part of a broader trend in the industry where firms are increasingly focused on data-driven investment decisions to optimize portfolio performance.
About Paragon Private Wealth Management
Paragon Private Wealth Management, LLC is a wealth management firm based in Lexington, Kentucky. The firm operates under the Central Index Key (CIK) 0001922684 and is categorized as an 'other' entity type. Its recent filings include a series of 13F-HR reports, with the latest submitted on October 20, 2026. The firm is known for its strategic investment management services aimed at high-net-worth individuals and institutions.
What the Filing Says
The 13F-HR filing reveals that Paragon Private Wealth Management holds a diverse portfolio, with a total of 192 reported positions. The firm’s investment discretion is noted as 'SOLE' for all reported positions, indicating that it has full control over the voting and investment decisions for these securities.
Impact of the Filing
This filing may affect various stakeholders, including clients, competitors, and regulatory bodies. Clients of Paragon Private Wealth Management will benefit from the transparency provided by the 13F-HR report, which details the firm’s investment strategies and holdings. Competitors such as First Trust Advisors LP and Zacks Investment Management are also relevant in this context, as they operate within the same sector and may be influenced by similar market dynamics.
What's Next
The filing does not specify what actions will follow this report, but it is expected that Paragon Private Wealth Management will continue to monitor and adjust its investment strategies in response to market conditions and client needs.