A4 Wealth Advisors LLC has made headlines with its latest SEC filing, revealing its investment holdings as of September 30, 2026. This filing is crucial as it provides insights into the company’s investment strategies and portfolio management practices.

Company Overview

A4 Wealth Advisors LLC, based in Huntersville, North Carolina, is a financial advisory firm that focuses on managing client investments. The firm is categorized under the SEC's 13F-HR filings, which are required for institutional investment managers with over $100 million in assets under management. The firm’s recent filings include a series of 13F-HR submissions, with the latest dated October 20, 2026. This filing indicates a fiscal year ending on December 31.

What the Filing Says

The recent filing reveals that A4 Wealth Advisors has a total reported value of $152,936,573 in its holdings. The report includes a total of 76 entries, showcasing a diverse range of investments. Notably, the firm has significant stakes in various ETFs and major companies, including:

“The filing includes investments in Global X Funds, BlackRock ETF Trust, and iShares, among others.”

Some of the highlighted investments include:

  • Global X Funds - Defense Tech ETF
  • BlackRock ETF Trust - ISHA I in TE ETF
  • iShares - Core MSCI EAFE
  • Alphabet Inc.
  • Amazon.com Inc.
  • Apple Inc.

Impact on the Industry

This filing is significant not just for A4 Wealth Advisors but also for the broader investment advisory industry. As firms like A4 Wealth Advisors disclose their holdings, competitors and market analysts can assess trends in investment strategies. The focus on technology and growth sectors, particularly in companies like Alphabet and Amazon, may indicate a shift in investor sentiment towards these high-growth areas.

What's Next

Details were not available in the SEC filing regarding any upcoming actions or further filings. However, the firm is expected to continue monitoring its investments and may adjust its portfolio in response to market conditions.

This filing, accession number 0002033987-26-000007, provides a snapshot of A4 Wealth Advisors' current investment landscape and highlights its strategic focus in a competitive market.