Secure Asset Management reports Q3 2026 holdings
Secure Asset Management, LLC has filed its Q3 2026 holdings report, showcasing its investment strategy and portfolio management.
Treasure Global Inc. files prospectus to raise $10 million
Treasure Global Inc. aims to raise $10,085,000 through a new stock offering, signaling growth plans in the competitive business services sector.
Guidewire Software Officer John Mullen Files to Sell Shares
John P. Mullen of Guidewire Software has filed to sell 5,400 shares. This reflects ongoing executive trading in the prepackaged software sector.
BofA Finance LLC files to issue $350,000 callable yield notes
BofA Finance LLC seeks to issue $350,000 in callable yield notes, guaranteed by Bank of America, signaling a strategic move in the banking sector.
Bank of Nova Scotia Files Pricing Supplement for Securities
Bank of Nova Scotia has filed a pricing supplement for $15.78 million in enhanced trigger jump securities linked to Micron Technology's stock performance.
BofA Finance LLC Files Pricing Supplement for New Notes
BofA Finance LLC has filed a pricing supplement for its new contingent income auto-callable yield notes, linked to major indices, guaranteed by Bank of America.
Cordatus Wealth Management reveals Q3 2026 holdings report
Cordatus Wealth Management LLC discloses its Q3 2026 holdings, showcasing significant investments in major companies, reflecting strategic positioning in the industry.
VO-0923 Fund I completes $500,000 private offering
VO-0923 Fund I raises $500,000 in a successful private offering, signaling positive trends in venture capital fundraising.
Investment Research Partners LLC reports $295 million in holdings
Investment Research Partners LLC's recent SEC filing reveals a total portfolio value of over $295 million, highlighting key investments in major companies.
ETF Store, Inc. Reports $121.5M in Latest 13F-HR Filing
ETF Store, Inc. reveals $121.5 million in assets under management in its latest 13F-HR filing, emphasizing its investment strategy in the ETF market.
ProShares Trust Requests Withdrawal of Fund Registration
ProShares Trust has requested the withdrawal of its registration for the ProShares Ultra GigaDevice Fund, signaling a strategic shift in its offerings.
Bank of Nova Scotia Files Pricing Supplement for New Investment
Bank of Nova Scotia announces a new structured investment product, reflecting innovation in the State Commercial Banks sector and enhancing its market offerings.
Morgan Stanley Finance LLC Files Pricing Supplement for New Securities
Morgan Stanley Finance LLC has filed a pricing supplement for structured investments, indicating a strategic move in the securities market.
Harbor ETF Trust files for U.S. Hyperscalers ETF launch
Harbor ETF Trust has filed a registration amendment for its U.S. Hyperscalers ETF, expanding its investment offerings in a competitive market.
ETF Series Solutions Sets New Effective Date for ETFs
ETF Series Solutions has filed a post-effective amendment for its ETFs, setting a new effective date and impacting the investment management industry.
Oxford Park Income Fund reveals results of tender offer
Oxford Park Income Fund, Inc. announces final results of its tender offer, reflecting its commitment to shareholder value through share repurchase.
FPM Station seeks $7.5 million in new equity offering
FPM Station, LLC files with SEC to raise $7.5 million through equity, reflecting a trend in real estate funding strategies.
Cordoba Advisory Partners reports $812.9 million in holdings
Cordoba Advisory Partners LLC disclosed $812.9 million in assets under management in its latest SEC filing, highlighting key investments across various sectors.
Clover Health officer Jamie Reynoso files to sell stock
Jamie Reynoso of Clover Health Investments filed to sell 4,066 shares, reflecting ongoing stock activity in the healthcare sector.
Verisail Partners reveals $270M in investment holdings
Verisail Partners, LLC discloses $270 million in investments, highlighting key positions in major companies like Apple and Amazon in its latest filing.