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Saturday, October 31, 2026

Companies

Public company updates

Atlantic American Corp Files Definitive Proxy Statement

Atlantic American Corp's recent filing outlines key shareholder proposals, impacting corporate governance in the life insurance sector.

Loring Wolcott & Coolidge Reports Quarterly Holdings Update

Loring Wolcott & Coolidge Fiduciary Advisors LLP has filed its quarterly report detailing institutional holdings as of September 30, 2026.

360 Funds Reports Monthly Portfolio Investments for August

360 Funds has filed its monthly portfolio report, detailing investments and strategies for August 2026, impacting investor sentiment in the sector.

Eschaton Opportunities Fund Management Files Latest 13F-HR

Eschaton Opportunities Fund Management LP files its latest 13F-HR, revealing key investment holdings and strategies for the institutional investment sector.

Simplify Exchange Traded Funds Updates Filing with SEC

Simplify Exchange Traded Funds has filed an update with the SEC, marking a new effective date for a post-effective amendment, impacting the investment sector.

Townsend & Associates files latest 13F-HR report

Townsend & Associates, Inc. has filed its latest 13F-HR report, detailing its institutional investment holdings as of September 30, 2026.

MFS Series Trust I Files Monthly Portfolio Report

MFS Series Trust I has submitted its monthly portfolio report, revealing investment strategies and holdings as of August 31, 2026.

Maple Syrup Ventures Announces Exempt Offering of Securities

Maple Syrup Ventures, Fund MV, LLC files Form D for exempt securities offering, signaling a strategic move in private investment.

Putnam Investment Funds Files Notice Under Rule 24f-2

Putnam Investment Funds filed a notice under Rule 24f-2, indicating the effectiveness of its registration statement for securities sales.

MFS Active Exchange Traded Funds Trust Reports Monthly Holdings

MFS Active Exchange Traded Funds Trust submits its NPORT-P report, detailing portfolio investments as of August 31, 2026, reflecting transparency in the investment sector.

George Putnam Balanced Fund Files Rule 24f-2 Notice

George Putnam Balanced Fund has filed a Rule 24f-2 notice, indicating new share registrations, reflecting its investment management strategy.

Parkway Co-Investment 15 announces exempt offering of securities

Parkway Co-Investment 15 (OX) LP files Form D for exempt securities offering, signaling strategic investment expansion.

PG Austin Investors RC, LLC Amends Securities Offering

PG Austin Investors RC, LLC has amended its securities offering, signaling potential changes in its fundraising strategy amid evolving market conditions.

BBR ALO Fund files preliminary proxy materials for vote

BBR ALO Fund, LLC has filed preliminary proxy materials ahead of a shareholder vote, emphasizing its commitment to transparency and governance.

Innovator ETFs Trust Updates Investment Offerings with Filing

Innovator ETFs Trust files a post-effective amendment to update its investment offerings, reflecting its adaptive strategy in the competitive ETF market.

Cardinal Tacos LLC files Form D for exempt securities offering

Cardinal Tacos LLC has filed a Form D for an exempt offering of securities, indicating potential growth and strategic shifts in the food service industry.

UBS AG Files New Prospectus to Enhance Financial Offerings

UBS AG has filed a new prospectus, reflecting strategic moves in the National Commercial Banks sector to enhance its financial offerings.

Access Investment Management files quarterly 13F-HR report

Access Investment Management LLC has submitted its quarterly 13F-HR report, revealing its holdings as of September 30, 2026, impacting the asset management sector.

MacKenzie Realty Capital files offering circular for investors

MacKenzie Realty Capital, Inc. has filed an offering circular to attract new investments, signaling growth ambitions in the real estate investment trust sector.

MFS Series Trust X Files Monthly Portfolio Investments Report

MFS Series Trust X files its monthly portfolio investments report, revealing insights into its investment strategy and market positioning as of August 31, 2026.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →