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Saturday, October 31, 2026

Companies

Public company updates

UBS AG files new prospectus to raise capital through offerings

UBS AG has filed a prospectus to raise capital, reflecting growth plans in the National Commercial Banks sector.

Honda Auto Receivables 2024-4 Owner Trust files ABS-EE report

Honda Auto Receivables 2024-4 Owner Trust filed a report on asset-backed securities, reflecting ongoing developments in the asset-backed securities market.

BofA Finance LLC Files Prospectus for New Securities Offering

BofA Finance LLC has filed a prospectus for a new securities offering, indicating strategic growth in the national commercial banking sector.

Lexful, Inc. announces exempt offering of securities

Lexful, Inc. has filed for an exempt offering of securities, marking a strategic move to raise capital and potentially impacting the tech industry.

Kingswood Wealth Advisors files quarterly 13F-HR report

Kingswood Wealth Advisors has submitted its 13F-HR report, revealing its investment strategies and portfolio as of September 30, 2026.

Finn Patrick John Proposes Sale of Securities in Filing

Finn Patrick John has filed a Form 144 to propose the sale of securities, indicating potential changes in ownership and impacting the biological products industry.

Wheeler Real Estate Investment Trust files new prospectus

Wheeler Real Estate Investment Trust, Inc. has filed a new prospectus, reflecting its ongoing efforts to enhance capital structure and investor relations.

GS Finance Corp. files prospectus for new capital offering

GS Finance Corp. has filed a prospectus to raise capital, signaling strategic growth efforts in the security brokers and dealers industry.

Locorr Investment Trust files amendment withdrawal request

Locorr Investment Trust has submitted an amendment withdrawal request, signaling potential strategic changes in the investment trust sector.

BofA Finance LLC Files Prospectus for Capital Raise

BofA Finance LLC files a prospectus to raise capital, signaling a strategic move to strengthen its financial position in the national commercial banking sector.

GS Finance Corp. files prospectus to raise new capital

GS Finance Corp. has filed a prospectus to raise capital, signaling growth ambitions in the competitive security brokers industry.

KIAF III Files Notice of Exempt Offering of Securities

KIAF III - Kotak Large & Midcap Feeder Fund files for an exempt offering of securities, indicating growth potential in the investment sector.

Slow Capital, Inc. files quarterly report on holdings

Slow Capital, Inc. has filed its quarterly report detailing holdings as of September 30, 2026, reflecting trends in the investment management industry.

JPMorgan Chase files free writing prospectus for offerings

JPMorgan Chase & Co. files a free writing prospectus, signaling potential new offerings and impacting the National Commercial Banks sector.

Barclays Bank files prospectus for securities offerings

Barclays Bank PLC has filed a prospectus for securities offerings, indicating a strategic move to enhance capital raising efforts in the commercial banking sector.

Wheeler Real Estate Investment Trust files prospectus update

Wheeler Real Estate Investment Trust, Inc. has filed a prospectus update, indicating potential shifts in its investment strategy and market positioning.

GS Finance Corp. files prospectus for new capital offering

GS Finance Corp. has filed a prospectus indicating plans for a new capital offering, impacting the competitive landscape in the security brokerage sector.

Citigroup files prospectus to raise capital through securities

Citigroup Inc. has filed a prospectus to raise capital, indicating strategic financial maneuvers in the national commercial banking sector.

Jefferies Financial Group files prospectus for securities offering

Jefferies Financial Group Inc. has filed a prospectus to offer securities, indicating plans for capital raising amid industry trends.

JPMorgan Chase Financial Co. files free writing prospectus

JPMorgan Chase Financial Co. LLC has filed a free writing prospectus, indicating potential new offerings and strategies in the National Commercial Banks sector.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →