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Saturday, October 31, 2026

Companies

Public company updates

Brucke Financial files quarterly 13F-HR report

Brucke Financial, Inc. submits its quarterly 13F-HR report, revealing its investment holdings and strategies in the financial services sector.

Wadors Patricia L proposes sale of securities via Form 144

Wadors Patricia L has filed a Form 144 to propose the sale of securities, indicating potential changes in ownership dynamics in the orthopedic industry.

Craig H. Barratt Files Form 144 for Share Sale

Craig H. Barratt has filed a Form 144 to sell shares of Intuitive Surgical Inc, signaling potential changes in investment strategy.

Guthart Proposes Sale of Securities in Intuitive Surgical

Gary S. Guthart files Form 144 to propose sale of securities in Intuitive Surgical, signaling potential changes in investment strategy.

Wells Fargo Finance files new pricing supplement prospectus

Wells Fargo Finance LLC has filed a new prospectus, including a pricing supplement and additional documents, impacting the finance sector.

GS Finance Corp. files prospectus for new capital offering

GS Finance Corp. has filed a prospectus to raise capital, reflecting trends in the Security Brokers, Dealers & Flotation Companies sector.

Tal Cohen files Form 144 for proposed securities sale

Tal Cohen's recent Form 144 filing signals a proposed sale of securities, impacting the security and commodity sector.

Lentz Daniel Files Form 144 for Proposed Sale of Securities

Lentz Daniel has filed a Form 144, indicating a proposed sale of securities, reflecting strategic moves in the prepackaged software services sector.

Phoenix Energy One files prospectus update for investors

Phoenix Energy One, LLC has submitted a prospectus update, indicating potential changes in its capital structure and reflecting industry trends.

UBS AG files new prospectus to enhance capital-raising efforts

UBS AG files a new prospectus as part of its capital-raising strategy, indicating growth plans in the National Commercial Banks sector.

Atlas Private Wealth Advisors reports quarterly investment holdings

Atlas Private Wealth Advisors files quarterly report revealing investment holdings as of September 30, 2026, impacting wealth management strategies.

HTS Fund II LLC files latest asset-backed securities report

HTS Fund II LLC has filed its latest asset-backed securitizer report, ensuring compliance and transparency in the asset-backed securities market.

GS Finance Corp. files prospectus to raise capital

GS Finance Corp. has filed a prospectus to raise capital, indicating a strategic move to enhance its financial position in the industry.

Widman Fredrik Proposes Sale of Securities in New Filing

Widman Fredrik has filed a Form 144 for a proposed sale of securities, indicating strategic financial management within the surgical appliances industry.

Lycia Therapeutics files prospectus for securities offering

Lycia Therapeutics has filed a prospectus to raise capital, signaling growth strategies in the biological products sector.

Metals Royalty Co Inc. files prospectus to raise capital

Metals Royalty Co Inc. has filed a prospectus to raise capital, reflecting strategic growth efforts in the gold and silver ores industry.

Alpine Income Property Trust files prospectus for securities offer

Alpine Income Property Trust, Inc. has filed a prospectus to offer securities, indicating a move to raise capital for growth and investment opportunities.

Gix Internet Ltd. files S-8 for employee benefit plans

Gix Internet Ltd. has filed an S-8 to offer securities to employees, enhancing retention and performance incentives in the prepackaged software industry.

Pavaki Capital Management files quarterly 13F-HR report

Pavaki Capital Management LLC has submitted its 13F-HR report, detailing its investment holdings as of September 30, 2026.

Mogul Mountain Ventures files for exempt securities offering

Mogul Mountain Ventures Corp. files a Form D for an exempt offering, indicating a strategic move to raise capital in a competitive market.

Financialist News Desk

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