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Saturday, October 31, 2026

Companies

Public company updates

Flagship Harbor Advisors files quarterly 13F-HR report

Flagship Harbor Advisors, LLC has submitted its quarterly 13F-HR report, showcasing investment holdings as of September 30, 2026.

Morgan Stanley Finance files preliminary pricing supplement

Morgan Stanley Finance LLC has filed a new preliminary pricing supplement, indicating ongoing activity in the securities market and impacting the industry.

Wells Fargo Finance LLC files new prospectus for securities

Wells Fargo Finance LLC has filed a new prospectus, signaling potential capital raising efforts in the national commercial banking sector.

GS Finance Corp. Files Prospectus for Securities Offerings

GS Finance Corp. has filed a prospectus indicating new securities offerings, reflecting changes in funding strategies within the financial sector.

Ford Credit Floorplan Master Owner Trust A reports latest 10-D

Ford Credit Floorplan Master Owner Trust A has filed its latest 10-D, reflecting ongoing activity in the asset-backed securities market.

GS Finance Corp. files prospectus update for capital markets

GS Finance Corp. updates its prospectus, reflecting ongoing capital market efforts, impacting the Security Brokers, Dealers & Flotation Companies sector.

Timothy Alan Boroughs Files Proposed Sale of Securities

Timothy Alan Boroughs files a Form 144 for proposed securities sale, indicating ongoing financial maneuvers that may impact the insurance industry.

WealthCare Asset Management files quarterly 13F-HR report

WealthCare Asset Management, LLC submits its quarterly 13F-HR report, revealing investment holdings as of September 30, 2026, impacting the asset management sector.

AGH Wealth Advisors files quarterly 13F-HR report

AGH Wealth Advisors, LLC filed its quarterly 13F-HR report, revealing key investment holdings and strategies as of September 30, 2026.

Toronto Dominion Bank Files New Prospectus for Capital Raise

Toronto Dominion Bank has filed a new prospectus to raise capital, reflecting its strategy to strengthen its financial position amid competitive pressures.

Citigroup files prospectus for new securities offering

Citigroup Inc. has filed a prospectus for a new securities offering, signaling its efforts to raise capital amid changing market dynamics.

Citigroup files prospectus for securities offering

Citigroup Inc. has filed a prospectus for a securities offering, signaling a strategic capital-raising move in the National Commercial Banks sector.

BofA Finance LLC files new prospectus for capital offerings

BofA Finance LLC has filed a prospectus indicating potential new capital offerings, reflecting trends in the National Commercial Banks sector.

UBS AG files prospectus for new securities issuance

UBS AG has filed a prospectus to issue new securities, aiming to enhance its capital structure amidst competitive trends in the banking sector.

VAN KAMPEN FOCUS PORTFOLIOS Files Rule 24f-2 Notice

VAN KAMPEN FOCUS PORTFOLIOS TAXABLE INCOME SERIES 45 files a Rule 24f-2 notice, indicating compliance and ongoing investment opportunities.

Signglasses Opportunity Fund II LLC announces securities offering

Signglasses Opportunity Fund II LLC files Form D for an exempt securities offering, signaling a strategic move to attract private investment.

Tidal Trust II Files Monthly Portfolio Investments Report

Tidal Trust II has submitted its monthly portfolio investments report, shedding light on its investment strategy and asset allocation as of August 31, 2026.

Citigroup files preliminary pricing supplement for debt offering

Citigroup Inc. files a preliminary pricing supplement, indicating a new debt offering that may influence the national commercial banking sector.

GS Finance Corp. files new prospectus for securities offering

GS Finance Corp. has filed a new prospectus under Rule 424(b)(2), signaling potential securities offerings and increased market activity.

Citigroup files prospectus for new capital offering

Citigroup Inc. has filed a prospectus for a new offering, signaling a strategic move to strengthen its capital position in the national commercial banking sector.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →