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Saturday, October 31, 2026

Companies

Public company updates

Mill Capital Management files quarterly report on holdings

Mill Capital Management's latest quarterly report reveals its institutional holdings as of September 30, 2026, impacting the asset management industry.

Westover Capital Advisors files quarterly 13F-HR report

Westover Capital Advisors, LLC has submitted its quarterly 13F-HR report, detailing investment holdings as of September 30, 2026.

Blue Co-Invest SCSp Files Form D for Exempt Offering

Blue Co-Invest SCSp has filed a Form D to announce an exempt offering of securities, indicating a strategic move to raise capital.

Putnam Funds Trust Files Post-Effective Amendment for Funds

Putnam Funds Trust has filed a post-effective amendment to its registration statement, signaling strategic updates in its investment offerings.

Putnam Target Date Funds Files Definitive Materials Update

Putnam Target Date Funds files definitive materials, signaling updates to its investment offerings and reflecting industry trends in adaptive strategies.

BofA Finance LLC Files Prospectus for New Securities Offering

BofA Finance LLC has filed a prospectus to raise capital, reflecting trends in the National Commercial Banks sector and impacting investors and competitors.

Fidelity Rutland Square Trust II Files Monthly Portfolio Report

Fidelity Rutland Square Trust II submits its monthly portfolio investments report, providing key insights into its investment strategies and market positioning.

Royal Bank of Canada files prospectus for new securities offering

Royal Bank of Canada files a prospectus for a new securities offering, highlighting growth strategies in the commercial banking sector.

EvoNexus Group withdraws registration amid strategic shift

EvoNexus Group LTD has filed a request to withdraw its registration, signaling a strategic pivot in the competitive landscape of computer programming and data processing.

Fidelity Select Portfolios Files Monthly Investment Report

Fidelity Select Portfolios releases its monthly portfolio investments report, reflecting holdings as of August 31, 2026, highlighting investment strategies.

Fidelity Rutland Square Trust II Files Monthly Portfolio Report

Fidelity Rutland Square Trust II submits its monthly portfolio investments report, providing insights into its holdings and strategies as of August 31, 2026.

Van Kampen Unit Trusts Files Rule 24f-2 Notice for Series 353

Van Kampen Unit Trusts Taxable Income Series 353 files a Rule 24f-2 notice, allowing continued offerings of its taxable income series.

OT Frontier Fund I, LLC announces exempt offering of securities

OT Frontier Fund I, LLC has filed a Form D for an exempt offering of securities, signaling a key fundraising initiative in the capital formation sector.

Goldman Sachs files new prospectus for securities offerings

Goldman Sachs Group Inc. files a new prospectus indicating potential capital-raising efforts, impacting the securities brokerage industry.

UBS AG Files Prospectus for New Offerings

UBS AG has filed a prospectus indicating new offerings, reflecting trends in the national commercial banking sector.

Putnam Target Date Funds files definitive materials update

Putnam Target Date Funds files a definitive materials document, reflecting updates in investment offerings and strategies in the target date fund sector.

Kemp Tracy L proposes sale of securities in recent filing

Kemp Tracy L files Form 144 to propose sale of securities, indicating potential shifts in ownership strategy within the services industry.

UBS AG Files Prospectus for New Securities Offerings

UBS AG has filed a prospectus for new securities offerings, reflecting its capital-raising strategy in the National Commercial Banks sector.

Citigroup files prospectus for new capital offering

Citigroup Inc. has filed a new prospectus, reflecting its strategy to raise capital amidst competitive pressures in the National Commercial Banks sector.

Fidelity Rutland Square Trust II Files Monthly Portfolio Report

Fidelity Rutland Square Trust II submits its monthly portfolio investments report, highlighting its commitment to transparency in the investment sector.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →