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Sunday, November 1, 2026

Companies

Public company updates

iCapital Millennium Fund II Amends Securities Offering

iCapital Millennium Fund II, L.P. has amended its securities offering, signaling a strategic update in the investment landscape.

Harvest Mineral & Royalty Partners Amends Securities Filing

Harvest Mineral & Royalty Partners LP has amended its securities filing, enhancing transparency and potentially impacting investor confidence.

CD 2017-CD4 Mortgage Trust Files Latest Distribution Report

CD 2017-CD4 Mortgage Trust has submitted its latest 10-D filing, revealing important updates on its asset-backed securities.

JPMorgan Chase Financial Co. files preliminary pricing supplement

JPMorgan Chase Financial Co. LLC has filed a preliminary pricing supplement, signaling a potential new offering in the national commercial banking sector.

NYLIM Funds Trust Files Monthly Portfolio Investments Report

NYLIM Funds Trust has submitted its latest monthly portfolio investments report, emphasizing transparency and compliance in the investment sector.

JPMorgan Chase Financial Co. files preliminary pricing supplement

JPMorgan Chase Financial Co. LLC has filed a preliminary pricing supplement, indicating a new securities offering that may impact the national commercial banks sector.

Green Rain Energy updates offering statement for capital raise

Green Rain Energy Holdings Inc. updates its offering statement in a bid to raise capital, reflecting industry trends in the non-operating establishments sector.

JPMorgan Chase Financial Co. files preliminary pricing supplement

JPMorgan Chase Financial Co. LLC has filed a preliminary pricing supplement, signaling a new offering in the banking sector.

GS Finance Corp. files prospectus to update financing plans

GS Finance Corp. has filed a new prospectus, signaling potential changes in its financing strategies within the security brokers and dealers sector.

JPMorgan Chase Financial Co. files preliminary pricing supplement

JPMorgan Chase Financial Co. LLC has filed a preliminary pricing supplement, signaling a new offering to enhance its capital position.

Bank of Montreal files free writing prospectus to investors

Bank of Montreal has filed a free writing prospectus, enhancing its market presence and engaging with investors amid competitive banking landscape.

JPMorgan Chase Financial Co. files prospectus for offering

JPMorgan Chase Financial Co. LLC has filed a prospectus to raise capital, reflecting trends in the National Commercial Banks sector.

COMM 2015-CCRE27 Mortgage Trust Files Latest Distribution Report

COMM 2015-CCRE27 Mortgage Trust files its distribution report, reflecting ongoing operations in the asset-backed securities sector and compliance with SEC regulations.

NYLIM MacKay DefinedTerm Muni Opportunities Fund Files Report

NYLIM MacKay DefinedTerm Muni Opportunities Fund files its monthly portfolio investments report, demonstrating ongoing management and transparency.

Advocate Investing Services files quarterly 13F-HR report

Advocate Investing Services LLC files its quarterly 13F-HR report, revealing investment holdings and strategies as of September 30, 2026.

SCOBRES LLC files notice of exempt securities offering

SCOBRES LLC has filed a notice of exempt offering of securities, indicating a potential new fundraising effort in the financial services sector.

Wells Fargo Finance LLC Files Preliminary Pricing Supplement

Wells Fargo Finance LLC has filed a preliminary pricing supplement, signaling an upcoming debt offering that could impact the finance sector.

JPMorgan Chase Financial Co. files preliminary pricing supplement

JPMorgan Chase Financial Co. LLC has filed a preliminary pricing supplement, indicating new financial instruments may soon be available.

JPMCC Trust files distribution report for October 2026

JPMCC Commercial Mortgage Securities Trust 2019-COR5 files its latest distribution report, showcasing ongoing activity in the asset-backed securities market.

First Trust ETF VIII registers two new series in filing

First Trust Exchange-Traded Fund VIII files to register two new ETF series, reflecting its commitment to expanding investment options in the ETF market.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →