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Sunday, November 1, 2026

Companies

Public company updates

OSI Systems files additional definitive proxy materials

OSI Systems Inc. has filed definitive proxy materials, signaling important decisions ahead for the company and the semiconductor sector.

Cooper Creek Partners LLC amends securities offering

Cooper Creek Partners LLC has filed an amendment to its securities offering, demonstrating its commitment to compliance and investment strategies.

Holmes John McClain III Reports Proposed Sale of Securities

Holmes John McClain III has filed a Form 144, indicating a proposed sale of securities, potentially impacting the aircraft and parts industry.

Oppenheimer & Co Inc files quarterly 13F-HR report

Oppenheimer & Co Inc has submitted its 13F-HR report, revealing its institutional investment holdings as of September 30, 2026.

Zymeworks files definitive proxy statement for shareholders

Zymeworks Inc. has filed a definitive proxy statement, indicating potential changes in corporate governance and strategic direction for the pharmaceutical industry.

Skates Spenser Reports Proposed Sale of Securities

Skates Spenser has filed to propose a sale of securities, signaling potential shifts in its capital structure and impacting the prepackaged software industry.

Cynthia S. Nicholson Proposes Sale of Securities via Form 144

Cynthia S. Nicholson has filed a Form 144 proposing the sale of securities, indicating potential shifts in investment strategy.

Benchmark 2026-V24 Mortgage Trust Files ABS-EE Form

Benchmark 2026-V24 Mortgage Trust filed an ABS-EE form, signaling ongoing activities in the asset-backed securities sector.

John C. Ivascu Proposes Sale of Securities in Form 144

John C. Ivascu has filed a Form 144 to propose the sale of securities, indicating potential liquidity plans and market strategies.

Gheuens Sarah Files Form 144 for Proposed Sale of Securities

Gheuens Sarah has filed a Form 144, indicating a proposed sale of securities, potentially impacting the pharmaceutical preparations sector.

Lattice Strategies Trust Files Additional Proxy Materials

Lattice Strategies Trust has filed additional definitive proxy materials, indicating potential governance changes that may impact the investment industry.

XCF Global files definitive proxy statement for shareholders

XCF Global, Inc. files a definitive proxy statement, highlighting important details for shareholders ahead of the annual meeting.

JPMorgan Chase Financial files preliminary pricing supplement

JPMorgan Chase Financial Co. LLC has filed a preliminary pricing supplement, indicating a new financial offering in the national commercial banking sector.

New Horizon Aircraft Ltd. Files Annual Report for 2026

New Horizon Aircraft Ltd. has filed its annual report, revealing key financial insights and strategic plans for the aircraft manufacturing sector.

Krane Shares Trust Announces Removal of Securities from Listing

Krane Shares Trust has filed to remove its securities from listing, signaling strategic changes in its investment approach. Industry impact expected.

Artisan Dislocation Opportunities updates exempt securities offering

Artisan Dislocation Opportunities GP LLC has amended its exempt securities offering, signaling strategic growth in the investment sector.

Bundick Jason J Files Form 144 for Proposed Securities Sale

Jason J. Bundick files Form 144 to propose a sale of securities, impacting perceptions in the healthcare services sector.

Ford Credit Auto Owner Trust 2024-B files distribution report

Ford Credit Auto Owner Trust 2024-B submits its latest distribution report, highlighting its ongoing operations in the asset-backed securities sector.

Tempest Therapeutics Files Definitive Proxy Statement

Tempest Therapeutics has filed a definitive proxy statement, indicating significant upcoming shareholder decisions and strategic planning in the pharmaceutical sector.

Saturna Capital Corp Amends Registration as Transfer Agent

Saturna Capital Corp has filed an amended registration as a transfer agent, marking a significant operational step. Effectiveness set for November 2, 2026.

Financialist News Desk

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