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Sunday, November 1, 2026

Companies

Public company updates

AQR TA Delphi Long Short Equity Fund II Files Amended Offering

AQR TA Delphi Long Short Equity Fund II, LLC has filed an amended notice of exempt offering of securities, indicating potential strategy shifts.

Pulmatrix files new prospectus detailing future plans

Pulmatrix, Inc. has filed a new prospectus, shedding light on its operations and future strategies in the pharmaceutical preparations industry.

AMASS BRANDS files prospectus to raise capital for growth

AMASS BRANDS has filed a prospectus to raise capital, signaling its growth strategy in the competitive beverages industry.

GS Finance Corp. files new prospectus for securities issuance

GS Finance Corp. has filed a new prospectus indicating an upcoming securities issuance, reflecting trends in the financial services industry.

BNY Mellon ETF Trust II Reports Monthly Portfolio Investments

BNY Mellon ETF Trust II shares its monthly portfolio investments, impacting the investment management industry and providing insights into its strategies.

Victory Portfolios Files Post-Effective Amendment to Registration

Victory Portfolios has filed a post-effective amendment to its registration statement, enhancing its investment offerings and adapting to market changes.

AQR Flex 1 Series LLC - Series C13 Amends Securities Offering

AQR Flex 1 Series LLC - Series C13 has filed an amended offering of securities, reflecting its strategy to attract more investments in a competitive market.

AQR Flex 1 Series LLC - Series C11 files amended offering notice

AQR Flex 1 Series LLC - Series C11 has filed an amended notice of exempt offering of securities, indicating potential shifts in its fundraising strategy.

AQR Flex 1 Series LLC Amends Securities Offering

AQR Flex 1 Series LLC - Series C14 has amended its securities offering, indicating strategic changes in the investment management sector.

ETF Series Solutions Files Rule 24f-2 Notice for Shares

ETF Series Solutions filed a Rule 24f-2 notice to register additional shares, indicating growth and compliance in the investment sector.

AQR Flex 1 Series LLC Amends Exempt Offering Notice

AQR Flex 1 Series LLC - Series C3 has filed an amended notice of exempt offering of securities, reflecting ongoing compliance with SEC regulations.

AOG Institutional Fund files amended shareholder report

AOG Institutional Fund submits an amended shareholder report, highlighting operational updates that could impact investor relations and industry practices.

Venduni Inc files offering statement to raise capital

Venduni Inc has filed an offering statement, signaling plans to raise capital and expand operations in the competitive landscape.

Eaton Vance Growth Trust Releases Semi-Annual Report

Eaton Vance Growth Trust has filed its semi-annual report, revealing key financial insights and updates for investors and stakeholders.

Lu Su Ping files Form 144 for proposed securities sale

Lu Su Ping has filed a Form 144 to propose the sale of securities, indicating potential changes in strategy and industry implications.

AQR TA Legacy Fund amends securities offering

AQR TA Legacy Fund has filed an amendment to its securities offering, reflecting strategic adjustments in the investment management sector.

Santander Holdings USA, Inc. Terminates Securities Registration

Santander Holdings USA, Inc. has filed to terminate its securities registration, signaling a strategic shift within the National Commercial Banks sector.

AQR Flex 1 Series LLC - Series C8 amends securities offering

AQR Flex 1 Series LLC - Series C8 has amended its exempt offering of securities, reflecting trends in the investment industry and regulatory compliance.

BofA Finance LLC Files New Prospectus for Financing

BofA Finance LLC has filed a new prospectus to secure additional financing, reflecting its strategy in the national commercial banking sector.

AQR Flex 1 Series LLC - Series C7 amends securities offering

AQR Flex 1 Series LLC - Series C7 has amended its exempt securities offering, reflecting strategic investment management trends.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →