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Sunday, November 1, 2026

Companies

Public company updates

GS Finance Corp. files prospectus for new offering

GS Finance Corp. has filed a prospectus to raise capital, signaling a strategic move in the financial services sector. Learn more about the implications.

Tidal Trust I Files Monthly Portfolio Investments Report

Tidal Trust I's latest filing reveals key insights into its investment strategy, impacting the investment management industry and competitors.

AXDB 2026-MULT1 Mortgage Trust Files Free Writing Prospectus

AXDB 2026-MULT1 Mortgage Trust files a free writing prospectus, signaling new asset-backed securities activity in the market.

Tidal Trust I submits monthly portfolio investment report

Tidal Trust I files its monthly portfolio investment report, showcasing its holdings and commitment to transparency in the investment sector.

Tidal Trust I submits monthly portfolio investments report

Tidal Trust I filed its monthly portfolio investments report, reflecting its investment strategies and holdings in the digital asset sector.

JPMorgan Chase Financial Co. files prospectus for offering

JPMorgan Chase Financial Co. LLC has filed a prospectus for a securities offering, signaling a strategic capital-raising move in the banking sector.

Absolute Shares Trust Amends Certified Shareholder Report

Absolute Shares Trust has filed an amendment to its certified shareholder report, reflecting updates in financial disclosures and commitment to transparency.

Rallybio Corp files prospectus for business combination

Rallybio Corp has filed a prospectus related to a business combination, marking a strategic move in the pharmaceutical preparations industry.

Bergman Artur files Form 144 for proposed securities sale

Bergman Artur files Form 144, indicating a proposed sale of securities, potentially impacting the prepackaged software industry.

Midwest Heritage Bank files quarterly report on holdings

Midwest Heritage Bank, FSB, submits its quarterly report detailing institutional holdings as of September 30, 2026, reflecting its investment strategy.

GS Finance Corp. files prospectus for new securities offering

GS Finance Corp. has filed a prospectus for a new securities offering, indicating growth potential and impacting the Security Brokers, Dealers & Flotation Companies sector.

International City Management Association Retirement Corp files quarterly report

International City Management Association Retirement Corp disclosed its quarterly holdings in a recent filing, highlighting its investment strategies and market position.

JPMorgan Chase Financial Co. files preliminary pricing supplement

JPMorgan Chase Financial Co. LLC has filed a preliminary pricing supplement to issue new securities, reflecting its capital-raising strategy.

AQR Delphi Long-Short Equity Fund Amends Securities Offering

AQR Delphi Long-Short Equity Offshore Fund has filed an amendment to its securities offering, reflecting ongoing adjustments in investment strategies.

AQR Apex Offshore Fund Amends Notice of Exempt Offering

AQR Apex Offshore Fund, L.P. has filed an amended notice of exempt offering of securities, reflecting ongoing fundraising efforts and compliance.

Citigroup files preliminary pricing supplement for securities

Citigroup Inc. has filed a preliminary pricing supplement for a new securities offering, impacting its capital structure and the national commercial banks sector.

HSBC USA Inc. Files Free Writing Prospectus for Offerings

HSBC USA Inc. has filed a free writing prospectus, signaling potential new offerings in the national commercial banking sector.

DCG International Investments files Form 144 for securities sale

DCG International Investments Ltd. has filed a Form 144 for the proposed sale of securities, indicating strategic financial maneuvers.

Volatility Shares Trust files new post-effective amendment

Volatility Shares Trust files a new post-effective amendment, signaling updates to its investment offerings and strategies.

RePurpose Energy files amended offering statement

RePurpose Energy, Inc. has filed an amended offering statement, highlighting its ongoing capital-raising strategies in the renewable energy sector.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →