Clicky

Sunday, November 1, 2026

Companies

Public company updates

Direct Digital Holdings files post-effective amendment for employee plan

Direct Digital Holdings, Inc. has filed a post-effective amendment for its employee benefit plan, signaling growth and investment in its workforce.

BofA Finance LLC files prospectus to enhance banking offerings

BofA Finance LLC's recent prospectus filing may open new avenues in the national commercial banking sector, prompting industry-wide adaptations.

Tidal Trust I files monthly portfolio investments report

Tidal Trust I has submitted its monthly portfolio report, detailing its holdings as of August 31, 2026, reflecting compliance with SEC regulations.

Strategy Inc Files Additional Proxy Materials for Shareholder Vote

Strategy Inc has filed additional definitive proxy materials, indicating important decisions ahead for the company and the finance services sector.

Themes ETF Trust Files Post-Effective Amendment

Themes ETF Trust has filed a post-effective amendment, indicating updates to its investment strategies or offerings, impacting the ETF industry.

Tidal Trust I files monthly portfolio investment report

Tidal Trust I has submitted its monthly portfolio investment report, shedding light on its recent investment strategies and holdings.

Madison International Realty reports quarterly holdings update

Madison International Realty Holdings, LLC filed its quarterly report, detailing its holdings as of September 30, 2026, impacting investor perceptions.

Citigroup files free writing prospectus for new offerings

Citigroup Inc. has filed a free writing prospectus, indicating new offerings that could impact its market position and the national commercial banks sector.

Tidal Trust I submits monthly portfolio investments report

Tidal Trust I files its monthly portfolio investments report, shedding light on its holdings and compliance with SEC regulations.

TPG Peppertree Equity XI, L.P. announces securities offering

TPG Peppertree Equity XI, L.P. files Form D for an exempt securities offering, signaling new investment strategies in the private equity sector.

Nathan's Famous files post-effective amendment to S-8

Nathan's Famous, Inc. has filed a post-effective amendment to its S-8 registration statement, enhancing employee benefits amidst industry competition.

HeartSciences Files Definitive Additional Proxy Materials

HeartSciences Inc. has filed definitive additional proxy materials, signaling important decisions ahead for the company and the finance services sector.

BofA Finance LLC Files New Prospectus for Securities Offering

BofA Finance LLC has filed a new prospectus, signaling a strategic move in the national commercial banking sector. Details remain limited.

Fold Holdings files prospectus update for capital changes

Fold Holdings, Inc. files a prospectus update, signaling potential capital structure changes that could impact the finance services sector.

Cizzle Brands Corp files voluntary supplemental material

Cizzle Brands Corp has submitted a voluntary supplemental filing, shedding light on its operations and future strategies in the food industry.

American Express files free writing prospectus for investors

American Express has filed a free writing prospectus, signaling new developments in its financial offerings and strategies to engage investors.

Bank of Montreal files prospectus for new capital offering

Bank of Montreal has filed a new prospectus, signaling a strategic capital move that could influence the commercial banking sector.

Fold Holdings files prospectus to offer new securities

Fold Holdings, Inc. has filed a prospectus for a securities offering, indicating a strategy to raise capital in the finance services industry.

Renee R. Brooks Files Form 144 for Proposed Securities Sale

Renee R. Brooks has filed a Form 144 for a proposed sale of securities, signaling potential changes in stock holdings that could impact SouthState Bank Corp.

BofA Finance LLC files prospectus for capital raising efforts

BofA Finance LLC has filed a prospectus to raise capital through securities offerings, reflecting trends in the National Commercial Banks sector.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →