Clicky

Monday, November 2, 2026

Companies

Public company updates

Crusonia Wealth Advisors files latest 13F-HR report

Crusonia Wealth Advisors LLC submits its 13F-HR report, detailing investment holdings as of September 30, 2026, reflecting its strategy in the wealth management sector.

First Trust Exchange-Traded Fund VIII Registers New ETFs

First Trust Exchange-Traded Fund VIII files a post-effective amendment to introduce new ETFs, signaling growth in the competitive investment industry.

Morgan Stanley Finance files new prospectus for offerings

Morgan Stanley Finance LLC has filed a new prospectus, indicating potential new offerings in the securities market, impacting the industry landscape.

Deutsche DWS Investment Trust Files Monthly Portfolio Report

Deutsche DWS Investment Trust has filed its monthly portfolio investments report, highlighting its investment strategies and compliance with regulations.

Ballast Rock Private Wealth files quarterly 13F-HR report

Ballast Rock Private Wealth LLC files its quarterly 13F-HR report, revealing insights into its investment holdings and strategies as of September 30, 2026.

iCapital-Millennium Global Estate Fund P, L.P. files notice of exempt offering

iCapital-Millennium Global Estate Fund P, L.P. files a notice of exempt offering, reflecting a strategic move to attract new investments in the investment management sector.

Tidal Trust II secures certification for securities listing

Tidal Trust II has received certification for its securities listing, enhancing its credibility and market readiness in the investment sector.

BigHat Biosciences files Form D for exempt securities offering

BigHat Biosciences, Inc. files a Form D, indicating an exempt offering of securities as part of its capital-raising efforts in the biotech sector.

Citigroup Commercial Mortgage Trust Files Latest Distribution Report

Citigroup Commercial Mortgage Trust 2022-GC48 files its latest distribution report, reflecting ongoing activity in the asset-backed securities market.

BofA Finance LLC Files Prospectus for Securities Offering

BofA Finance LLC has filed a prospectus update for a new securities offering, indicating strategic moves in the national commercial banking sector.

Barclays Bank files prospectus for new securities offering

Barclays Bank PLC files a prospectus for a new securities offering, signaling a strategic move to enhance its capital position in the commercial banking sector.

Morgan Stanley Finance LLC files new prospectus for funding

Morgan Stanley Finance LLC has filed a new prospectus, marking a key step in its fundraising efforts within the financial services sector.

JPMorgan Private Markets Fund Files Post-Effective Amendment

JPMorgan Private Markets Fund files a post-effective amendment, indicating strategic changes in investment approaches to enhance competitiveness.

BlackRock Large Cap Series Funds files monthly portfolio report

BlackRock Large Cap Series Funds, Inc. has submitted its monthly portfolio investment report, detailing holdings as of August 31, 2026.

Affirm Holdings Files Definitive Proxy Statement for 2026

Affirm Holdings, Inc. files a definitive proxy statement, detailing corporate governance updates and executive compensation for shareholders.

Putnam International Equity Fund Files Post-Effective Amendment

Putnam International Equity Fund has filed a post-effective amendment, indicating potential changes in investment strategies and offerings.

Citigroup Commercial Mortgage Trust files Asset-Backed Exhibit

Citigroup Commercial Mortgage Trust 2022-GC48 files an Asset-Backed Electronic Exhibit, signaling ongoing activity in asset-backed securities.

iCapital-Millennium Global Estate Fund Z, L.P. announces offering

iCapital-Millennium Global Estate Fund Z, L.P. files Form D for exempt securities offering, signaling growth in private investment sector.

First Trust Exchange-Traded Fund VIII Files Monthly Report

First Trust Exchange-Traded Fund VIII submits its monthly portfolio investments report, highlighting ongoing investment activities and regulatory compliance.

BHC BL Co-Invest announces exempt offering of securities

BHC BL Co-Invest, LLC has filed a Form D for an exempt securities offering, signaling a potential capital raise for the investment company.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →