Clicky

Monday, November 2, 2026

Companies

Public company updates

Morgan Stanley Finance LLC Files Pricing Supplement for New Securities

Morgan Stanley Finance LLC has filed a pricing supplement for new contingent income auto-callable securities, enhancing its investment product offerings.

Birch Capital Management Reveals Latest Investment Holdings

Birch Capital Management's latest 13F-HR filing shows its investment holdings, highlighting key positions in major companies as of September 30, 2026.

Investmark Advisory Group reports $308.2M in holdings

Investmark Advisory Group LLC's latest 13F-HR filing reveals $308.2 million in holdings as of September 30, 2026, highlighting its investment strategies.

Bank of Montreal unveils new senior medium-term notes

Bank of Montreal announces a pricing supplement for senior medium-term notes linked to major stock indices, aiming to attract investors with contingent interest payments.

Nissan Auto Receivables 2026-B Trust Reports September Results

Nissan Auto Receivables 2026-B Owner Trust reports stable asset-backed securities performance for September 2026, indicating industry confidence.

Nissan Auto Receivables 2025-A Trust Reports September Data

Nissan Auto Receivables 2025-A Trust releases monthly distribution report, indicating stability with no asset repurchase demands for September 2026.

Morgan Stanley Finance LLC Files Pricing Supplement for Securities

Morgan Stanley Finance LLC has filed a pricing supplement for Callable Contingent Income Securities, highlighting its strategy in structured investments.

Elevation Series Trust files new registration statement

Elevation Series Trust has filed a new registration statement, allowing it to sell additional securities as part of its ongoing investment strategy.

Putnam Funds Trust Releases Latest N-CSR Report

Putnam Funds Trust has filed its N-CSR report, revealing key financial updates and performance metrics that are significant for investors and the investment management industry.

Horizon Analytics Labs files offering to raise $1 million

Horizon Analytics Labs, Inc. seeks to raise $1 million through a new offering under Rule 506(b), reflecting its growth strategy in the computer industry.

Baring SICE files new 13F-NT, indicating investment changes

Baring SICE (Taiwan) LTD files a 13F-NT, signaling changes in investment strategy that could impact the investment management sector.

Cohen & Steers Future of Energy Fund files for deregistration

Cohen & Steers Future of Energy Fund, Inc. initiates deregistration after merging with Cohen & Steers Future of Energy Active ETF, reflecting industry trends.

Royal Bank of Canada offers $4.615M in Auto-Callable Notes

Royal Bank of Canada files pricing supplement for $4.615 million in Auto-Callable Notes linked to Snowflake Inc. stock, diversifying its offerings.

Callodine Capital Offshore Fund Amends Private Offering Terms

Callodine Capital Offshore Fund, Ltd. amends its private offering under SEC Rule 506(b), reflecting ongoing compliance in the hedge fund sector.

Royal Bank of Canada offers $600K in new structured notes

Royal Bank of Canada files for $600,000 in Auto-Callable Notes linked to NVIDIA, emphasizing its strategy in the commercial banking sector.

Morgan Stanley Finance LLC Files Pricing Supplement for New Securities

Morgan Stanley Finance LLC has filed a pricing supplement for new structured investments, reflecting a strategic move in the securities market.

Morgan Stanley Finance LLC Files Pricing Supplement for Securities

Morgan Stanley Finance LLC has filed a pricing supplement for Enhanced Buffered Jump Securities, showcasing its strategic focus on structured investments.

BCM Legacy Fund I, LP Files New Offering Under SEC Rules

BCM Legacy Fund I, LP has filed a new offering with the SEC, signaling plans to raise capital as a venture capital fund.

Royal Bank of Canada offers Capped Return Notes linked to ETF

Royal Bank of Canada files pricing supplement for Capped Return Dual Directional Buffer Notes linked to SPDR S&P 500 ETF Trust, totaling $1.675 million.

Royal Bank of Canada Issues $3.415 Million in Notes

Royal Bank of Canada announces $3.415 million in Auto-Callable Enhanced Return Barrier Notes, diversifying its financial offerings in the competitive commercial banking sector.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →