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Tuesday, November 3, 2026

Companies

Public company updates

Invesco Unit Trusts confirms registration statement amendment

Invesco Unit Trusts, Municipal Series 1338 confirms compliance with SEC regulations in its latest filing, underscoring its commitment to investor confidence.

Touchstone ETF Trust files summary prospectus for new ETF

Touchstone ETF Trust has filed a summary prospectus for its Large Company Growth ETF, effective October 28, 2026, enhancing transparency in investment strategies.

Exchange Traded Concepts reports substantial investment holdings

Exchange Traded Concepts, LLC reveals its investment strategy through a recent filing, showcasing significant holdings in various companies.

Invesco Unit Trusts files certification confirming no changes

Invesco Unit Trusts, Municipal Series 1339, confirms no changes to its registration statement in a recent SEC filing, impacting compliance in the municipal investment sector.

OHF InvestCo, LLC files to raise $20 million in new offering

OHF InvestCo, LLC has filed to raise $20 million, aiming to fund operations and reimburse expenses, a significant move in the Other Travel industry.

Invesco Unit Trusts confirms registration statement compliance

Invesco Unit Trusts, Municipal Series 1350 confirms compliance with SEC regulations, ensuring stability in the municipal bond industry.

Citigroup unveils new autocallable securities offering

Citigroup Inc. announces a new offering of autocallable securities linked to the Russell 2000 and S&P 500 indices, signaling innovation in financial products.

Harley-Davidson Motorcycle Trust 2024-A Files Latest 10-D Report

Harley-Davidson Motorcycle Trust 2024-A has filed its latest 10-D report, detailing performance metrics for its asset-backed securities.

Morgan Stanley Finance announces $3M autocallable notes offering

Morgan Stanley Finance LLC has filed a pricing supplement for $3 million in Step Down Trigger Autocallable Notes linked to S&P indices.

Invesco Unit Trusts confirms registration statement compliance

Invesco Unit Trusts, Municipal Series 1363 confirms no changes to its registration statement, ensuring compliance with SEC regulations for investor transparency.

JPMorgan Chase Financial Co. announces new structured investments

JPMorgan Chase Financial Co. LLC files a preliminary pricing supplement for structured investments linked to the MerQube US Large-Cap Vol Advantage Index.

Weinberger Asset Management reports Q3 holdings of $314.98M

Weinberger Asset Management, Inc. disclosed its Q3 2026 holdings, totaling $314.98 million, with significant investments in major tech and healthcare firms.

Citigroup Global Markets unveils new securities linked to indices

Citigroup Global Markets Holdings Inc. files for new securities linked to the Russell 2000 and S&P 500 indices, enhancing its product offerings.

Van Kampen Focus Portfolios Updates Prospectus for Series 41

Van Kampen Focus Portfolios Taxable Income Series 41 updates its prospectus, signaling strategic investment offerings in the unit investment trust sector.

MacLellan reports stock transactions for Price T Rowe Group

Robert F. MacLellan disclosed a transaction involving 4,417 shares of Price T Rowe Group Inc., reflecting his ongoing investment in the company.

E.W. Scripps Co Raises Political Revenue Outlook, Cuts Workforce

E.W. Scripps Co increases political advertising revenue forecast to $275 million while implementing workforce reductions as part of a transformation plan.

Smith James Amends Stock Ownership Filing for Sears Hometown

Smith James (Edmond) SR amends stock ownership filing, reflecting significant changes in his holdings with Sears Hometown Stores, Inc. and implications for retail.

Toyota Auto Receivables 2025-A Owner Trust Files ABS-EE Report

Toyota Auto Receivables 2025-A Owner Trust files an ABS-EE report detailing its auto loan asset-backed securities, impacting the asset-backed securities market.

Toyota Auto Receivables 2025-B Owner Trust Files ABS-EE Update

Toyota Auto Receivables 2025-B Owner Trust files an ABS-EE update, reflecting ongoing activities in the asset-backed securities market.

Toyota Auto Receivables 2025-C Owner Trust Files ABS-EE Update

Toyota Auto Receivables 2025-C Owner Trust files an ABS-EE update, highlighting the performance of its auto loan assets.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →